Alan S. Trust

BMRN — None — Sold — loss

AmeriPrise (H)

Ameriprise / Columbia Cash Mgt Accounts IDSXX — Interest

RVS Life Fixed (annuity) — Int./Div. — Redeemed (part) — fully annuitized 12.30.19

Franklin VIP Small Cap Valu (annuity) — None — Merged (with line 3)

Franklin VIP Small Cap Valu (annuity) — Redeemed (part)

Franklin VIP Small Cap Valu (annuity) — Buy (add'l) — rebalance of annuity

AB VPS Growt & Inc. (annuity) — None — Merged (with line 3)

AB VPS Growt & Inc. (annuity) — Redeemed (part)

AB VPS Growt & Inc. (annuity) — Buy (add'l) — rebalance of annuity

Am Cent VP Bal (annuity) — None — Sold — rebalace of annuiy

COL VP Dividend Opp(annuity) — None — Merged (with line 3)

COL VP Dividend Opp(annuity) — Sold (part)

COL VP Dividend Opp(annuity) — Buy — rebalance of annuity

COL VP Midcap (annuity) — None — Merged (with line 3)

COL VP Midcap (annuity) — Sold (part)

COL VP Midcap (annuity) — Buy — rebalancd of annuity

COL VP Ltd Dur (annuity) — None — Merged (with line 3)

COL VP Ltd Dur (annuity) — Sold (part)

COL VP Ltd Dur (annuity) — Buy — rebalance of annuity

Lazard GlblDyn Mlt (annuity) — None — Merged (with line 3)

Lazard GlblDyn Mlt (annuity) — Sold (part)

Lazard GlblDyn Mlt (annuity) — Buy — rebalncd of annuity

Franklin Inc VIP (anuity) — None — Merged (with line 3)

Franklin Inc VIP (anuity) — Sold (part)

Franklin Inc VIP (anuity) — Buy — rebalance of nnuity

Templeton Glbl Bond (annuity) — None — Merged (with line 3)

Templeton Glbl Bond (annuity) — Sold (part)

Templeton Glbl Bond (annuity) — Buy — rebalancd of annuity

Invesco Int' Gr Sr (annuity) — None — Sold — rebalance of annuity

Inv Opp GblStruc Fd (annuity ) — None — Sold — rebalance of annuitu

COL VP Balanced Fund (annuity) — None — Sold — rebalance of annuity

COL VP Growth — None — Sold — rebalance of annuity

Amer Cnet VP Value — None — Sold (part)

Amer Cnet VP Value — Merged (with line 3)

AVZ- A (H)

Blackrock Total Ret. (was AMP) MAHQX — Int./Div. — Sold (part)

SSTHX Wells Short Term High Yield (was AMP) — Int./Div. — Sold

Artisan High Income ARTFX — Int./Div. — Sold (part)

AB Disc Valu Adv ABYSX — None — Sold — loss

Amer Century Eq Inc. ACIIX — Int./Div. — Sold

Amer Cent Inflation Adjusted Bond AIAHX — Int./Div. — Sold (part)

AMZN — None — Sold

Artisan Global Opp ARTRX — None — Sold

Blackrock Global Div BIBDX — Int./Div. — Sold

Commerce MidCap Growth CFAGX — Int./Div. — Sold

CVS — Int./Div. — Sold

DBX ETF TR — None — Sold

Deutsche Tele AG DTEGY — None — Sold — loss

EXEL — None — Sold — loss

Fidelity Adv Growth Opp FAGCX — None — Sold

Goldman Sachs Global Inc. GBIRX — None — Sold

HD — None — Sold

Hartford Mid Cap HFMIX — None — Sold — loss

HLT — None — Sold

IShares SP MidCap IJJ — None — Sold

IShares COre S&P IJR — None — Sold

IShares US Fin IYF — Int./Div. — Sold

Janus Hend Forty JACTX — None — Sold

JNPR — None — Sold — loss

LUV — None — Sold

MFS Aggresive MIAGX — None — Sold

MFS Intl intrinsic Value MINIX — None — Sold

INvesco Opp Main Street MSIGX — None — Sold — no gain or loss reported

Nicholas II NNTWX — None — Sold

NTGR — None — Sold — loss

Wells Fargo Grwtn Bal NVGBX — None — Sold

Invesco Opp Dv Mkts ODVYX — Int./Div. — Sold — loss

Inv. Opp Global Opp OPGIX — Int./Div. — Sold — no gin or loss reported

Inv Opp Main St Mid Cap OPMSX — None — Sold — no gain or loss reported

ORCL — None — Sold

Parnussus Endeavor PARWX — None — Sold

T Rowe Price global PRGSX — Int./Div. — Sold

Invesco ETF Tr PSJ — None — Sold

Invesco QQQ Trust QQQ — None — Sold

RIO — None — Sold

DWS Emerging Mkts SEMGX — None — Sold — loss

Wells Fargo Short term High STYIX — None — Sold

TWMIX — Int./Div. — Sold

Carillion Scout Small Cap UMBHX — Int./Div. — Sold

Vanguard Star VGSTX — None — Sold

Vanguard Index Value VTV — None — Sold

ML Commerce MidCap CFAGX — Int./Div. — Sold

AVZ-A-NEW (H)

Inv. Opp DIsc ODIYX — None — Buy

AMG Times Sq Small Cap TQTIX — Int./Div. — Buy

Inv Opp Int'l Grw OIGYX — Int./Div. — Buy

Casuseway Emerg Mkts Fund CEMIX — Int./Div. — Buy

DElaware Value FUnd DDVIX — Int./Div. — Buy

DWS Enhanced Commod Strat SKIRX — Int./Div. — Buy

Emerald Growth FGROX — None — Buy

Harding Loevner Inst. Emerg Mkts HLMEX — Int./Div. — Buy

Hartford Scriders Intl MLT HFYYX — Int./Div. — Buy

Loomis Sayles Gr. LSGRX — Int./Div. — Buy

PIMCO Total ret. PTTNX — Int./Div. — Buy

ISHARES Core S&P 500 ETF IVV — Int./Div. — Buy

ISHARES CORE US AGG BOND ETF AGG — Int./Div. — Buy

ISHARES RUSSELL 2000 ETF IWM — Int./Div. — Buy

ISHARES TRUST CORE MSCI ETF IEFA — Int./Div. — Buy

ISHARES CORE MSCI EMERGING ETF IEMG — Int./Div. — Buy

MFS New DIsc Value Fund NDVIX — Int./Div. — Buy

Metropolitan West Total Ret MWTIX — Int./Div. — Buy

Principal RE SEC Inst PIREX — Int./Div. — Buy

Vanguard RE ETF VNQ — Int./Div. — Buy

Cypress Seimconducto CY — None — Sold

XTRACKERS DBEU Hedged Equity — Int./Div. — Sold

AVZ- L (H)

Inv. Opp DIsc ODIYX — Int./Div. — Buy

AMG Timesquare Int Sm TQTIX — Int./Div. — Buy

invesco Opp Int'l Growth OIGYX — None — Buy

Cayseway Emerging Mkt CEMIX — Int./Div. — Buy

Delaware Value DDVIX — Int./Div. — Buy

DWS Enhanced Comm SKIRX — Int./Div. — Buy

Harding Loevner Inst Emrg HLMEX — Int./Div. — Buy

Hartford Schroeder MLT CP HFYYX — Int./Div. — Buy

ISHARES SP 500 IVV — Int./Div. — Buy

ISHARES CORE US AGG BOND ETF AGG — Int./Div. — Buy

ISHARES RUSSELL 2000 ETF IWM — Int./Div. — Buy

ISHARES TRUST CORE MSCI ETF IEFA — Int./Div. — Buy

ISHARES CORE MSCI EMERGING ETF IEMG — Int./Div. — Buy

MFS New DIsc Value Fund NDVIX — Int./Div. — Buy

Metropolitan West Total Ret MWTIX — Int./Div. — Buy

Principal RE SEC Inst PIREX — Int./Div. — Buy

Vanguard RE ETF VNQ — Int./Div. — Buy

PIMCO Total ret. PTTNX — Int./Div. — Buy

Am Cent Eq Inc ACIIX — Int./Div. — Sold

Am Cent Sustainable AFDIX — None — Sold

Blackrock High Yield BHYIX — Int./Div. — Sold (part)

Blackrock Multi Asset BIICX — Int./Div. — Sold (part)

Goldman Int'l Eq. GCITX — None — Sold — loss

Hartfod Mid Cap HFMIX — None — Sold

Voya Strategic IISIX — Int./Div. — Sold (part)

IShares Core S&P IJH — None — Sold

JP Morgan Growth JGASX — None — Sold

MFS Intl Int. MINIX — None — Sold

MFS MA Inv. MITIX — Int./Div. — Sold

Trans Amer Bond TFXIX — Int./Div. — Sold

DWS Golbal Infr TOLSX — Int./Div. — Sold

Amer Century Ultra TWCUX — None — Sold

Amer Cent Eq Inc. TWEIX — Int./Div. — Sold

Loomis Sayles Gr. LSGRX — Int./Div. — Buy

Emerald Growth FGROX — None — Buy

Vanguard Sector VFH — None — Sold

Vanguard Index MidCap VO — None — Sold

Vanguard Index SP 500 VOO — None — Sold

Vanguard Target 2030 VTHRX — None — Sold

Vanguard Intl Value VTRIX — None — Sold

Vanmguard Target 2025 VTTVX — None — Sold

Vanguard Index Ext VXF — None — Sold

WP Carey WPC — Int./Div. — Sold

Alliance Bernstein Disc Valaue (A IRA) — Int./Div.

Mass Mutual (H)

Mass Mutual Annuity -- MML Equity — None

MML Opp Global Strategic Income — None

Mass Mutual Annuity -- Opp Global fka Global Strategic — None

Mass Mutual Annuity -- Opp Main Street Small Cap — None

Mass Mutual Annuity -- Opp Main Street — None

Mass Mutial Oppen Discovery Midcap — None

MML US Gov't Money Market — None — Buy

MML Managed Bond — None — Buy

MML Blend — None — Buy

SCHOLARS EDGE (H)

Principal Blue Chip Portfolio — None

Aggressive Portfolio fka 100 — None — Sold (part)

Aggressive Portfolio fka 100 — Sold (part)

Moderately Agressive Portfolio nfka 80 — None — Sold (part)

Moderately Agressive Portfolio nfka 80 — Merged (with line 169)

Moderate Portfolio fka 60 — None — Sold (part)

Moderate Portfolio fka 60 — Sold (part)

Vanguard Mid Cap Indxe — None

Principal SystematEx Int'l Portfolio — None

Merrill Lynch (H)

AMD — None — Sold

AMZN — None — Sold (part)

APPL — Int./Div. — Sold (part)

APPL — Sold (part)

CUMMINS — Int./Div. — Sold — loss

CVS — Int./Div.

DIS — Int./Div.

FB — None — Sold (part) — loss

FB — Sold (part)

GOOGL — None

GRPN — None — Buy

NYT — Int./Div.

NEKTAR — None — Sold — loss

NETFLIX — None — Sold (part) — loss

NETFLIX — Sold (part) — loss

NETFLIX — Sold

ORCL — Int./Div.

QUALCOMM — Int./Div. — Sold

RIO — Int./Div.

SIEGY — Int./Div. — Sold (part) — loss

SIEGY — Sold (part) — loss

LUV — Int./Div. — Buy

LUV — Buy (add'l)

NY 529 (H)

Aggressive Growth Port. — None

Mid Cap Stock Port. — None

Small Cap Stock Port. — None

Growth port — None

Mod Growth Port — None

Conservative Growth — None — Merged (with line 204)

MISC. ASSETS (H)

Belt West Funding Corp raw land in Dallas County — None

Royal McAbee universal life insurance — None

State of Israel savings bond — Int./Div.

Energy East — Int./Div.

Justice Federal accounts — Int./Div.

Wells Fargo checking acct — Interest

US treasuries — Interest

AMERICAN GENERAL — Int./Div.

INVESCO-AL (H)

Oppenheimer Money Mkt — Int./Div.

Opp Main Street MSIGX — Int./Div. — Sold (part) — rollover

Opp Discovery OPOCX — Int./Div.

Opp Main St Mid Cap OPMSX — Int./Div. — Sold (part) — rollover

Opp Disc Mid Cap Gr (b) OEGAX — Int./Div. — Sold (part) — rollover

Opp Disc Mid Cap Gr (b) OEGAX — Sold (part) — rollover

Opp Disc Mid Cap Gr (b) OEGAX — Sold (part)

Opp Equity Inc. OAEIX — Int./Div. — Sold (part) — rollover

Opp Equity Inc. OAEIX — Sold (part) — rollover

Opp Rising Divs (b) OARDX — Int./Div. — Sold (part) — rollover

OFI Main St Small Cap OSCAX — Int./Div. — Sold (part) — rollover

OFI Main St Small Cap OSCAX — Sold (part) — rollover

OFI Main St Small Cap OSCAX — Sold (part)

Opp Global Focus GLVAX — Int./Div. — Sold (part) — rollover

OFI Intl Small Mid OSMAX — Int./Div. — Sold (part) — rollover

OFI IntL; Diversity OIDAX — Int./Div. — Buy (add'l)

OFI Port Series Growth OAAIX — Int./Div. — Sold (part) — rollover

OFI Port Series Growth OAAIX — Sold (part) — rollover

OFI Cap App OPTFX — None — Sold (part) — rollover

OFI Cap App OPTFX — Sold (part) — rollover

OFI Cap App OPTFX — Sold — rollover

OFI Global Opp OPGIX (was B) — Int./Div. — Sold (part)

OFI Global Opp OPGIX (was B) — Sold (part)

OFI Global Opp OPGIX (was B) — Sold

OFI Intl Growth OIGAX (was b) — None — Sold — rollover

OFI Steelpath MLP MLPFX — Int./Div. — Sold — rollover

Opp Global OPPAX (was b) — Int./Div. — Sold — rollover

Opp Intl Eq (L) QIVAX — None — Sold — rollover

Agreement — April 2008 — following dissolution of Trust.Law.Firm, P.C. on April 1, 2008, I am to receive the net profits of the firm recieved thereafter based on my sole ownership

Reimbursement — Federal Bar Association — 3/22/19 - 3/25/19 — Washington, DC — attend bar ass'n event — reimbursement for actual out of pocket travel, provided lodging and meals

Reimbursement — American Bankr Institute — 5/16/19 - 5/16/19 — NY, NY — speaker at a seminar in NY, NY — reimbursement for actual out of pocket travel

Reimbursement — American Bankr Inst. — 8/22/19- 8/23/19 — Washington, DC — speaker on a video seminar recorded in DC — reimbursement for actual out of pocket travel and meals, provided lodging

Reimbursement — American Conf. Inst. — 10/29/19 - 10/31/19 — Dallas, TX — speaker at a seminar in Dallas TX — reimbursement for actual out of pocket travel and meals, provided lodging

Income — 2019 — Teaching - St Johns University School of Law — $10,500.00