Carlos F. Lucero

Commercial Building, Alamosa County, CO

Apartments, Alamosa County, CO — Rent

1/4 Section Farm Land; Conejos County, CO — Rent

Vacant Land, Conejos County Co

1/2 Interest in Rio Arriba County, NM

Vacant Lot, Jefferson County, CO

Los Hermanos Luceros, Ltd Partnership (14% Interest) — Rent

Carlos F. Lucero, PC (100% Stock)

LCM, Inc TD Ameritrade Brokerage Account (H)

- TD Ameritrade IDA Interest Money Market — Interest

- IShares TIPS Bond ETF (TIP) — Dividend

- Payden Low Duration Fund (PYSBX) — Dividend

- Pimco Low Duration Fd (PLDDX) — Dividend

- T Rowe Price Short Term Bond (PRWBX) — Dividend

TD Ameritrade IRA Brokerage Account (H)

- SPDR Dow Jones Industrial Ave ETF Trust (DIA) — Dividend

- SPDR Tr S&P500 ETF Tr (SPY) — Dividend

- Vanguard Funds Emerging Markets ETF (VWO) — Dividend

- Mathews Fds Pacific Tiger (MAPTX) — Dividend

- Mathews Fds Pacific Tiger (MAPTX) — Sold

- PIMCO Real Return Fd F/K/A - PIMCO Real Return Fd (PRRDX) — Dividend

- PIMCO Real Return Fd F/K/A - PIMCO Real Return Fd (PRRDX) — Sold

- IShares Core S&P Small-Cap ETF (IJR) — Dividend

- TD Ameritrade Insrd Dep Account — Interest

TD Ameritrade Brokerage Account (H)

- TD Ameritrade Insrd Dep Account (Y) — Interest

Charles Schwab Brokerage Account (H)

- Schwab Deposit Account Money Market — Interest

Equitable Life Assurance Society - Fixed Annuity — Dividend

Safeco Life Insurance Company - Fixed Annuity — Dividend

Colorado Bondshares — Dividend

TD Ameritrade IRA Rollover (H)

- ALPS Brown Capital Small Company I Fd — Dividend

- ALPS Brown Capital Small Company I Fd (Note 6) — Sold

- AQR Managed Futures Strategy R6 — Dividend

- Artisan Mid Cap Value Fund Advisor — Dividend

- Blackrock Total Return (MPHQX) — Dividend

- Blackrock Total Return (MPHQX) — Purchased

- Blackrock Total Return (MPHQX) — Purchased

- Bridgeway FD Inc Blue-Chip 35 Index Fd (BRLIX) — Dividend

- Buffalo Fds Mid Cap Fd (BUFMX) — Dividend

- Dodge and Cox Funds Intl STK FD (DODFX) — Dividend

- Dodge and Cox Funds Intl STK FD (DODFX) — Sold

- Dodge and Cox Funds Intl STK FD (DODFX) — Purchased

- Dodge and Cox Funds Stock Fund (DODGX) — Dividend

- Dodge and Cox Funds Stock Fund (DODGX) — Sold

- Dodge and Cox Funds Stock Fund (DODGX) — Sold

- Metropolitan West Total Return Bd (MWTSX) — Dividend

- Metropolitan West Total Return Bd (MWTSX) — Purchased

- Northern Fds Small Cap Fd (NOSGX) — Dividend

- T Rowe Price High Yield (PRHYX)

- T Rowe Price Emerging Mkts Stock (PRMSX) — Dividend

- T Rowe Price Emerging Mkts Stock (PRMSX) — Sold

- T Rowe Price Blue Chip Growth Fund (TRBCX) — Dividend

- T Rowe Price Blue Chip Growth Fund (TRBCX) — Sold

- T Rowe Price Blue Chip Growth Fund (TRBCX) — Sold

- T Rowe Price Equity Income (REIPX) — Dividend

- T Rowe Price Equity Income (REIPX) — Sold

- Templeton Global Bond Advisor (TGBAX) — Dividend

- Templeton Global Bond Advisor (TGBAX) — Purchased

- Thornburg International Value Inst (TGVIX)

- Primecap Odyssey Stock Fd (POSKX) — Dividend

- Advisors Inner Circle II Champlain Mid Cap Instl Fd — Dividend

- Oppenheimer Intl Growth I — Dividend

- T Rowe Price Instl Floating Rate — Dividend

- T Rowe Price Instl Floating Rate — Sold

- TCW Funds Emerging Markets

- Vanguard Treasury Money Market Fund — Dividend

- Vanguard Treasury Money Market Fund — Purchased

- Vanguard Treasury Money Market Fund — Sold

DSL Real Estate — Dividend

1st SouthWest Bank cash account

Residential Rental Property #1, Los Angeles, CA — Rent

Residential Rental Property #2, Los Angeles, CA — Rent

Residential Rental Property #3, Los Angeles, CA — Rent

Residential Rental Property (Triplex), Los Angeles, CA — Rent

Chase Bank Savings Account — Interest

- Lazard Emerging Markets Fd (LZEMX) — Dividend

- Lazard Emerging Markets Fd (LZEMX) — Purchased

- Mgd Portfolio Series Tortoise MLP & Pipeline I — Dividend

Mgd Portfolio Series Tortoise MLP & Pipeline I — Purchased

Northwestern Mutual Life Ins Co, Whole Life Insurance Policy (X) — Dividend

Time Share Rental Property, Avon, CO (X) — Rent

Wells Fargo Certificates of Deposit — Interest

President and Director, Carlos F. Lucero, Professional Corporation - Corporation

Liability — Estate of Maria Medina — Installment note to purchase 1/2 interest in 160 acres, Rio Arriba County, New Mexico

Reimbursement — University of North Carolina — 02/01/2018 - 02/03/2018 — Chapel Hill, NC — Non-FJC Education al Seminar — Transportation, food, and lodging

Reimbursement — University of Alabama — 03/27/2018 - 03/29/2018 — Tuscaloosa, AL — Non-FJC Education al Seminar — Transportation, food, and lodging

Reimbursement — International Association of Trial Lawyers — 07/19/2018 - 07/21/2018 — Colorado Springs, CO — Non-FJC Education al Seminar — Transportation, food, and lodging

Income — Carlos F. Lucero, P.C. - Annuity payments received for prior services performed for former clients - Annuity payments — $22,300

1) Line 5 - Land was purchased on January 1, 2013 for $50,174 from the estate of Maria Medina, property was subject to mortgage (part VI, line 1) that was paid-in-full during 2018. PART VII. #1 Estimated value based on comparative sales.