Audrey B. Collins

Chase (previously Washington Mutual) — Interest

Charles Schwab Brokerage

Roche Holding Company — Int/Div

Givaudan (split from Roche) — Int/Div

Schwab Money Market Fund — Interest

Dodge & Cox Balanced Fund — Int/Div — Sold

American Century Ginnie Mae — Int/Div

IRA #1 - Charles Schwab — Int/Div

PHSY (Now PHS)

Gilead

VTSMX

Roche Holding

JAWWX

FCVSX

TWIEX

TBGVX

FTCHX — Sold

GABGX

JAMRX

VTSMX

VIVAX

NAESX

IRA #2 - Charles Schwab See Section VIII

Gilead

Integrated Devices Tech

Cypress Semi-Conductor

Roche Holding

BGNMX

Citibank Account (X) (See Sect VIII — Interest

Mutual Beacon — Int/Div — Sold

County of L.A. Savings Plan (See Sect vin — Interest

Savings Stable Value Fund (See Sect vin

Bank Depository Fund (See Sect. VIII)

Savings 2020 Target Date Fund (See Sect AY

T. Rowe Price Equity Income — Int/Div — Sold

Janus Worldwide Fund — Int/Div — Sold

Victory Investment Grade Convertible — Int/Div — Sold

Torray Fund — Int/Div — Sold

GAMCO Westwood Equity Fund (also known as Gabelli) — Int/Div — Sold

Mairs & Power Growth Fund — Int/Div — Sold

The Royce Fund — Int/Div — Sold

Greenspring Fund, Inc — Int/Div — Sold

LA County Deferred Comp & Thrift Plan (See Sect VIII — Interest

Royalty Interest, Los Angeles County. California — Rovalty

Royalty Interest, Los Angeles County. California — Rovalty

American Express Account (See Sect VII) — Interest

Agreement — 19942013 — Los Angeles County Retirement Association (No Control)

Reimbursement — Prt a TO Counsel Conference — 013 — wii Thu — Tn SN ene aS, Tal Trem rl my Ag to events at conference (not airfaire to/ from conference).

Income — 2013 — Los Angeles County Retirement Association (LACERA) — $37,421.00

Spouse's income — 2013 — Los Angeles County Retirement Association (LACERA)

VII. INVESTMENTS AND TRUSTS

Line 26: On April 22, 2008, 50 rolled over [1 entire IRA to the Los Angeles County Employees Retirement Association (LACERA), another qualified

distribution plan. The rolled-over funds were subsequently used to purchase additional years of County service for retirement. This IRA no longer exists, See

also 2008 report at Section VIL

Line 35: The Citibank account, formerly on line 35, failed the qualifying reporting requirements in 2011. No income was generated & its gross value was well

under $5000. However, it met the reporting requirement in 2012, and 2013.

Line 37: County of Los Angeles Savings Plan - In May and June, 2008, 500000 rolled-over [1] funds from [1] County of Los Angeles Savings Plan to the Los

Angeles County Employees Retirement Association (LACERA), another qualified distribution plan. The rolled-over funds were subsequently used to purchase

additional years of County service for [If retirement. However, I continued to contribute until JF retirement from Los Angeles County on October 5, 2009. The

value of these contributions & interest is reflected on line 37. See also 2008 Report at Section VIII for more details.

Lines 38-40: Investments within the County of Los Angeles Savings Plan - In October 2007, I transferred [1 investment in the County of Los Angeles

to the Savings Stable Value Fund, formerly the Stable Value Fund, and the Bank Depository Fund, formerly the City National Bank Fund. See also 2008 Report

at Section VIII for more details. On May 4, 2010, BR trunsferred $10,475.97 (100% of J investment) from the Bunk Depository Fund to the Savings

2020 Target Date Fund. On May 4, 2010, [00000 also transferred $5,353.02 (50% of {1 investment in the Savings Stable Value Fund) from that fund to the

Savings 2020 Target Date Fund, [7 has not been eligible to contribute and has not contributed to this plan since 1 retirement on October $, 2009,

Line 49. Los Angeles County Deferred Compensation and Thrift Plan - In May & June, 200%,

rolled-over funds in his Los Angeles County Deferred

Compensation and Thrift Plan to the Los Angeles County Employees Retirement Association (LACERA), another qualified distribution plan. The rolled-over

funds were subsequently used to purchase additional years of County service for retirement. [10000 no longer has custody or control of these funds.

However, [1 continued to contribute until 1 retirement from Los Angeles County on October 5, 2009, [1 has not contributed since [11 retirement. The value of

these contributions & interest is reflected on line 49.

Line 52: This account was opened in April, 2012.