Kent A. Jordan

Schwab U.S. Treasury Money Fund — Int/Div

Gateway Index Plus Fund — Int/Div — Sold (part)

Gateway Index Plus Fund — Buy (add'l)

Looms Sayles Bond — Int/Div — Sold (part)

Looms Sayles Bond — Buy (add'l)

Looms Sayles Bond — Sold (part)

Looms Sayles Bond — Buy (add'l)

Pioneer High Yield Fund Class A — Int/Div — Sold (part)

Pioneer High Yield Fund Class A — Sold

Pioneer Global High Yield A — Int/Div — Sold (part)

Pioneer Global High Yield A — Sold

JPMorgan Core Plus Bond A — Int/Div

T. Rowe Price Capital Appreciation — None — Sold (part)

T. Rowe Price Capital Appreciation — Sold

Rydex Technology — None — Buy

Rydex Technology — Sold (part)

Rydex Technology — Sold (part)

Rydex Technology — Sold

Schwab Emerging Markets Equity — Int/Div — Sold (part)

Schwab Emerging Markets Equity — Sold

Franklin Convertible Securities A — Int/Div — Buy

Franklin Convertible Securities A — Sold (part)

Franklin Convertible Securities A — Sold

Rydex Inverse Emerging Markets 2X — None — Buy

Rydex Inverse Emerging Markets 2X — Sold

DireXion HY Bear Fund — None — Buy

DireXion HY Bear Fund — Buy (add'l)

DireXion HY Bear Fund — Sold

ProFunds Short Real Estate — None — Buy

ProFunds Short Real Estate — Sold

DWS High-Yield Fund — Int/Div — Buy

DWS High-Yield Fund — Buy (add'l)

Rydex Healthcare — None — Buy

Rydex Healthcare — Buy (add'l)

Rydex Healthcare — Sold (part)

Rydex Healthcare — Buy (add'l)

Rydex Inverse High Yield Strategy H — None — Buy

Rydex Inverse High Yield Strategy H — Buy (add'l)

Rydex Inverse High Yield Strategy H — Sold (part)

Rydex Inverse High Yield Strategy H — Sold

Texaco/Chevron Corp. Common Stock — Int/Div

Texaco/Chevron Corp. Common Stock — Int/Div

Texaco/Chevron Corp. Common Stock — Int/Div

Member of Execuitve Commuttee, Richard §. Rodney Inn of Court

Board Member, Amencuan Inns of Court

Bowrd Member, Ministry of Caring

Board Member, Sacred Heart Village

Reimbursement — Vanderbilt University — 211-1911 — Nashville, TN — teaching — food, lodging and transportation

Reimbursement — Piusburgh Intellectual Property Law Assoc. — JIS 11) — Pittsburgh, PA — speaker at seminar — food, lodging and transportation

Reimbursement — New York Intellectual Property Law Assn, — 3/25.2641 1 — New York, NY — annual dinner — food, lodgmg and transportation

Reimbursement — Intellectual Property Owners Association — 521-2601) — Brussels — Speaker at seminar — food, lodgmg and transportation

Reimbursement — The Sedona Conference — 10/12-14/11 — Del Mar, CA — Speaker at seminar — food, lodging and transportation

Reimbursement — Foundation and Rodney nn of Court — i at TN Tr oi" TR Toit nT JIE ad TN a

Income — 22011 — Vanderbilt University - teaching — SK O955.00

Income — 92011 — University of Pennsylvama School of Law - teaching — S1O.000.00

Income — 92011 — Vanderbilt University - teaching — SE.000.00

Spouse's income — 1221 — Webster Dermatology - salary