Thomas L. Ambro

Wilmington Trust Account — Interest

Wilmington Trust Account — Interest

Wilmmgton Tax Exempt Investor — None

Delaware State Bond 6.1% — None — Sold

Trust Account 26 — Int/Div

Centerpoint Energy Inc

Harris Assoc Oakmark

Oppenheimer Limited Term Municipal FD LE

WF Advantage Municipal Money Market

Susquehanna Bancshares — Buy

Teva Pharmaceutical ADR — Buy

Trust Account £7 — Int/Div — Closed

Fairholme Fund — Sold (part)

Fairholme Fund — Sold

Duke Energy Corp — Distnbuted

Microsoft Corp — Distnbuted

The Southem Company — Distributed

WSFS Financial Corp — Sold

Harris Assoc INVT TR Oakmark Equity & Income FD — Sold

Harris Assoc INVT TR Oakmark Global Select FD — Buy (add'l)

Harris Assoc INVT TR Oakmark Global Select FD — Sold (part)

Harris Assoc INVT TR Oakmark Global Select FD — Sold

Nuveen Tradewinds Global All Cap FD — Sold (part)

Nuveen Tradewinds Global All Cap FD — Sold

Oppenheimer Limited Term Municipal Fund — Sold (part)

Oppenheimer Limited Term Municipal Fund — Buy (add'l)

Oppenheimer Limited Term Municipal Fund — Sold

Dodge & Cox FDS Intl FD — Sold (part)

Dodge & Cox FDS Intl FD — Buy (add'l)

Dodge & Cox FDS Intl FD — Sold

Matthews Intl FD Asian Growth & Income FD — Buy (add'l)

Matthews Intl FD Asian Growth & Income FD — Sold (part)

Matthews Intl FD Asian Growth & Income FD — Sold

Nuveen All American Municipal BD FD Inst! — Sold (part)

Nuveen All American Municipal BD FD Inst! — Buy (add'l)

Nuveen All American Municipal BD FD Inst! — Sold

WHV Intemational Equity FD CL 1 — Sold (part)

WHV Intemational Equity FD CL 1 — Sold

Vanguard Municipal Bond Fund High Yield — Sold

Federated Strategic Value Dividend Fund — Buy

Federated Strategic Value Dividend Fund — Sold

Franklin Funds High Yield Tax-Free Inc Fund — Buy

Franklin Funds High Yield Tax-Free Inc Fund — Sold

Natixis FDS TR 1 Oakmark Intl FD — Buy

Natixis FDS TR 1 Oakmark Intl FD — Sold

Nuveen luvt Trust Tradewinds Value Opptys — Buy

Nuveen luvt Trust Tradewinds Value Opptys — Sold

Pimco All Asset Fund Inst CL — Buy

Pimco All Asset Fund Inst CL — Sold

Pimeco Global Multi-Asset FD — Buy

Pimeco Global Multi-Asset FD — Sold (part)

Pimeco Global Multi-Asset FD — Sold

Thornburg Invt TR Income Builder FD — Buy

Thornburg Invt TR Income Builder FD — Sold

IRA Account #1 — Int/Div

Oakmark Fund Class

Dodge & Cox Intl Stock Fund — Buy (add'l)

Dodge & Cox Intl Stock Fund — Sold (part)

Dodge & Cox Intl Stock Fund — Buy (add'l)

Fairholme Fund — Sold (part)

Fairholme Fund — Buy (add'l)

Harris Assoc Invt TR Oakmark Equity & Income — Buy (add'l)

Harris Assoc Invt TR Oakmark Equity & Income — Sold (part)

Harris Assoc Invt TR Oakmark Equity & Income — Buy (add'l)

Pimeo Unconstrained BD Fund CL Institutional — Buy (add'l)

JP Morgan TR Strategic Income Oppty SEL CL — Buy (add'l)

Loomis Sayles FDS Bond Fund Retail Class — Sold (part)

Loomis Sayles FDS Bond Fund Retail Class — Buy (add'l)

Loomis Sayles FDS Bond Fund Retail Class — Buy (add'l)

Matthews Intl FD Asian Growth & Income FD — Buy (add'l)

Matthews Intl FD Asian Growth & Income FD — Sold (part)

Nuveen Tradewinds Global All Cap FD — Buy (add'l)

Nuveen Tradewinds Global All Cap FD — Sold

WHV Intemational Equity FD CL — Buy (add'l)

WHV Intemational Equity FD CL — Sold (part)

Pimeo FDS Emerging Local BD FD CL P — Sold

Pimco Global Multi Asset FD — Sold (part)

Templeton Income TR Global Total Return FD — Buy (add'l)

Vanguard Inflation Protected Securities Fund — Sold (part)

Vanguard Inflation Protected Securities Fund — Buy (add'l)

Gabelli Gold Natural Resources — Sold

Fairholme Funds Inc Focused Income Fund — Buy

Fairholme Funds Inc Focused Income Fund — Buy (add'l)

Federated Strategic Value Dividend Fund — Buy

Natixis FDS TR 1 Oakmark Intl FD — Buy

Nuveen Invt Trust Tradewinds Value Opptys FD — Buy

Pimco All Asset Fund Inst CL — Buy

Federated Prudent Dollarbear FD — Buy

Nuveen Tradewinds Global All-Cap FD Inst] Shs Class — Buy

IRA Account #2 — Int/Div

Dominion Res Inc VA New — Distnbuted

Centerpoint Energy Inc — Distnbuted

Fairholme Fund — Sold (part)

Devon Energy Corp New — Distnbuted

Exxon Mobil Corp — Distnbuted

Dodge & Cox Global Stock Fund — Sold

Harris Assoc Invt TR Oakmark Equity & Income Fund — Buy (add'l)

Market Vector Gold Miners GDX — Distnbuted

WHV Intemational Equity FD CL — Sold (part)

Vanguard Inflation Protected Securities FD — Sold

Intel Corp Inte — Distributed

Fairholme Funds Inc Focused Income Fund — Buy (add'l)

Fairholme Funds Inc Focused Income Fund — Buy (add'l)

JP Morgan TR Strategic Income Oppty SEL CL — Sold (part)

JP Morgan TR Strategic Income Oppty SEL CL — Buy (add'l)

JP Morgan TR Strategic Income Oppty SEL CL — Sold (part)

Loomis Sayles FDS 1 Bond Fund Retail Class — Buy (add'l)

Loomis Sayles FDS 1 Bond Fund Retail Class — Sold

Matthews Intl FD Asian Growth & Income FD — Buy (add'l)

Matthews Intl FD Asian Growth & Income FD — Buy (add'l)

Nuveen Tradewinds Global All Cap FD Inst! Sh — Buy (add'l)

Nuveen Tradewinds Global All Cap FD Inst! Sh — Buy (add'l)

Nuveen Tradewinds Global All Cap FD Inst! Sh — Sold (part)

Pimeo FDS Emerging Local BD FD — Buy (add'l)

Pimeo FDS Emerging Local BD FD — Sold (part)

Pimco Global Multi Asset FD — Buy (add'l)

Pimco Global Multi Asset FD — Sold (part)

Templeton Income TR Global Total Return FD — Buy (add'l)

Templeton Income TR Global Total Return FD — Sold (part)

Gabelli Gold Natural Resources — Distnbuted

Dodge & Cox Intl Stock FD — Buy

Dodge & Cox Intl Stock FD — Buy (add'l)

Dodge & Cox Intl Stock FD — Buy

Fairholme Funds Inc Allocation FD — Buy

Federated Strategic Value Dividend FD — Buy

Federated Prudent Dollarbear FD — Buy

Harris Assoc lnvt TR Oakmark Global Select FD — Buy

Harris Assoc lnvt TR Oakmark Global Select FD — Sold (part)

Loomis Sayles lnvt TR Bond Class — Buy

Loomis Sayles lnvt TR Bond Class — Buy

Nanxisfds TR Oakmark Intl FD — Buy

Nuveen luvt Trust Tradewinds Value Opptys — Buy

Pimco Unconstrained BD FD CL Institutional Funds — Buy

Pimco Unconstrained BD FD CL Institutional Funds — Buy (add'l)

Pimco Unconstrained BD FD CL Institutional Funds — Buy (add'l)

Pimeo All Asset Fad Inst CL — Buy

Trust Account £12 — Int/Div

Fairholme Fund — Sold (part)

Fairholme Fund — Sold (part)

Fairholme Fund — Sold (part)

CGM Focus Fund — Sold (part)

CGM Focus Fund — Sold

Cisco Systems Inc — Distnbuted

Johnson & Johnson — Distnbuted

Cadence Design Systems Inc — Sold (part)

Cadence Design Systems Inc — Sold (part)

Cadence Design Systems Inc — Sold

Microsoft Corp — Distnbuted

Oracle Corp — Sold (part)

Oracle Corp — Sold (part)

Oracle Corp — Sold (part)

Range Resources Corp — Distnbuted

Harris Assoc INVT TR Ouakmark Global Select FD — Buy (add'l)

Harris Assoc INVT TR Ouakmark Global Select FD — Sold (part)

Harris Assoc INVT TR Ouakmark Global Select FD — Sold (part)

Harris Assoc INVT TR Ouakmark Global Select FD — Sold (part)

Harris Assoc INVT TR Oakmark Equity & Income FD — Sold

WHY Intemational Equity FD

Oppenheimer Limited Term Municipal Fund Class A — Sold (part)

Oppenheimer Limited Term Municipal Fund Class A — Sold (part)

Matthews Intl FD Asian Growth & Income FD — Buy (add'l)

Matthews Intl FD Asian Growth & Income FD — Sold (part)

Matthews Intl FD Asian Growth & Income FD — Sold (part)

Nuveen All Amencan Municipal BD FD — Sold (part)

Nuveen All Amencan Municipal BD FD — Buy (add'l)

Nuveen All Amencan Municipal BD FD — Sold (part)

Nuveen Tradewinds Global All-Cap FD Inst! Sh — Sold (part)

Nuveen Tradewinds Global All-Cap FD Inst! Sh — Sold (part)

Nuveen Tradewinds Global All-Cap FD Inst! Sh — Sold (part)

Vanguard Municipal Bond Fund High Yield Port — Sold

Fairmolme Funds Inc Allocation Fund — Buy

Fairmolme Funds Inc Allocation Fund — Buy (add'l)

Fairmolme Funds Inc Allocation Fund — Sold

Federated Strategic Value Dividend Fund Inst! — Buy

Federated Strategic Value Dividend Fund Inst! — Sold (part)

Franklin Funds High Yield Tax-Free Inc Fund — Buy

Franklin Funds High Yield Tax-Free Inc Fund — Sold (part)

Natixis FDS TR Oakmark Intl FDCL A — Buy

Natixis FDS TR Oakmark Intl FDCL A — Sold (part)

Natixis FDS TR Oakmark Intl FDCL A — Sold

Nuveen luvt Trust Tradewinds Value Opptys Fund — Buy

Nuveen luvt Trust Tradewinds Value Opptys Fund — Sold (part)

Nuveen luvt Trust Tradewinds Value Opptys Fund — Sold (part)

Pimco All Asset Fad Inst CL — Buy

Pimco All Asset Fad Inst CL — Sold (part)

Pimeco Global Multi-Asset FND — Buy

Pimeco Global Multi-Asset FND — Sold (part)

Thornburg Invt TR Income Builder FD — Buy

Thornburg Invt TR Income Builder FD — Sold (part)

Springside, LLC (2000 - $300,000) — None

Middletown Professional Properties, LLL (2004 - $80,925) — Reat

Trust #14 — Int/Div

Du Page Cook & Will Catys IL Bond

Rhode Island St Economic DV Corp RV Grant

Oaklahoma Cnty Ok Indpt Sch Dist No 89

Milwaukee WI Corp Purp B1 G/O Unltd

University TX Univ Revs Rfdg Fing Sys

Gwmnett Canty GA Sch Dist G/O

Tennessee ST Ser A GO

Maryland St St & Loc FACS LN 2nd Ser GO

Cherokee Canty GA Sch Sys G/O

lines St Toll Hwy Auth Rev SR Priority

New York St Environmental Facs Corp St — Sold

Arizona Brd Regents Univ AZ Sys Rev Ser A

University IL Revs Rfdg Auxiliary Facs Sys — Buy

Washington ST Ser A G/O Unl TD — Buy

Las Vegas Wly NV Wir Dist Rfdg Ser a — Buy

Utah St Ser C G/O B/E CPN — Buy

Indiana ST Fin Auth Rev Rfdg ST — Buy

Comnecticut ST HSG Fin Auth — Buy

Metro Atlanta Rapid Tran Rev Ref — Buy

Massachusetts St Sch Bldg Auth Dedicated Sales Tax — Buy

Sprint TX Indpt Sch Dist Ref Schoolhouse Ser A — Buy

Lower Co Riv Auth TX Transmission Contract RV — Buy

Dallas TX Area Rapid Tran Sales Tax Rev — Buy

Missouri St Hwys & Transn Commn ST RD Rev — Buy

Poway CA Uni Sch Dist Rfdg Sch Facs Impt Dist — Buy

University WA Univ Revs Ridg Gen Ser A BIE — Buy

Trust #15 — Int/Div

Cisco Systems Inc — Open

Duke Energy Corp — Open

Johnson & Johnson — Open

Microsoft Corp — Open

Oracle Corporation — Open

Range Resources Corp — Open

Sandridge Energy Inc — Buy

The Souther Company — Open

IRA #3 — Int/Div

Centerpoint Energy Inc — Open

Devon Energy Corp — Open

Dominion Res Inc VA — Open

Exxon Mobil Corp — Open

Intel Corp — Open

Market Vector Gold Miners — Open

Supervalu Inc — Buy

Unified Ser TR Appleseed FD — Buy

Brown Cap Mgmt Mut FDS Small Co Fund Inv — Buy

Gameo Gib] Gold Natural Resources & Income TR by Gabelli — Open

Trustee, Thomas L. Ambro Revocable Trust

Member (Ementus), Georgetown Lmiversity Alumni Admissions Program Board of Advisors

Member, Executive Comminee, Richard S. Rodney Inn of Court

Member, Georgetown University Northern Delaware Alumni Admissions Program

Member, Board of Editors, Delaware Lawyer

Member, Board of Editors, Delaware Law Review

Member, Board of Trustees of the American Inns of Court Foundation

Liability — Commerce Bank NA, now known as TD Bank NA, — Partial guarantee of commercial loan to Springside, LLC (Part VII, Line 190)

Liability — Commerce Bank NA, now known as TD Bank NA. — Partial guarantee of commercial loan to Springside, LLC (Part VII, Le 190)

Liability — Commerce Bank N.A_, now known as TD Bank NA. — Partial guarantee of commercial loan to Springside, LLC (Part VII, Line 190)

Reimbursement — Georgetown University — November 14, 2011 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — April 20, 2011 — Washington, DC — Guest Teacher — Transportation

Reimbursement — American Inns of Court — April 22,2011 — Washington, DC — Guest Speaker — Transportation

Reimbursement — Georgetown University — May 26, 2011 — Washington, DC — Professor Conference — Transportation

Reimbursement — American Bar Association — August 5-7, 2011 — Toronto, Canada — Annual Meeting — Iransportation, Lodgmg & Meals

Reimbursement — Georgetown University — August 31,2011 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — September 12, 2011 — Washington, DX — Teaching Class — Transportation

Reimbursement — Georgetown University — September 26, 2011 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown Umversity — October 3, 2011 — Washington, DX — Teaching Class — Transportation

Reimbursement — Georgetown University — October 17, 2011 — Washington, DX — Teaching Class — Transportation

Reimbursement — Georgetown University — October 24, 2011 — Washington, DC — leaching Class — Transportation

Reimbursement — Georgetown University — October 26, 2011 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown Umversity — October 31, 2011 — Washington, DX — Teaching Class — Transportation

Reimbursement — Amencan Inns of Court — November 5, 2011 — Washington, DX — Celebration of Excellence at Supreme Court — Transportation & Meals

Reimbursement — Georgetown University — November 7, 2011 — Washington, DX — Teaching Class — Transportation

Reimbursement — Georgetown University — November 21, 2011 — Washington, IX — Teaching Class — Transportation

Reimbursement — Georgetown University — November 28, 2011 — Washington, DX — Teaching Class — Transportation

Reimbursement — Georgetown University — December 4, 2011 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — December 11-12, 2011 — Washmgton, DC — Evaluating Class Finals — I ransportation & Meals

Reimbursement — Georgetown University — December 16, 2011 — Washington, DC — Postponed Final Exams — Transportation

Spouse's income — 2011 — State of Delaware - salary

Asset listed in Part VII, Line 191, has rental income from property located in Middletown, DE. This asset was purchased in 2004 for $80,925

Assets listed in Part VII, Lines 15, 16, & 17 were transferred to Trust #15, lines 221, 223, & 227.

Assets listed in Part VII, Lines 143, 144, 148, 149, & 152 were transferred to Trust £15, lines 220, 222, 223, 224, & 225.

Assets listed in Part VII, Lines 91, 92, 94, 95, 98, 101, & 120 were transferred to IRA #3, lines 229, 230, 231, 232, 233, 234, & 238,