Paul Adam Engelmayer

Brokerage #1 (H)

Aberdeen Emerging Markets Instl — Int/Div

Berkshire Hathaway Inc Del B — None — Sold

Eaton Vance Structured Emerging Markets — Int/Div

Prudential Jennison Natural Resources Cl Z 1 — None

RS Global Natural Resources C1'Y — Int/Div — Sold (part)

Fust Eagle Global Inst CL — Int/Div

Schwab NY AMT Tax-Free Money Fund — Int/Div

Deutsche Bank AG London 307 US CMS — None

iShares S&P GSSI Nat — None — Buy

Brokerage £2 (H)

Schwab NY AMT Tax-Free Money Fund — Int/Div

Brokerage #3 (H)

iShare DJ Utility SEC IN — Int./y — Sold (part)

iShare DJ Utility SEC IN — Buy (add'l)

iShare DJ Utility SEC IN — Sold (part)

iShare DJ Utility SEC IN — Buy (add'l)

iShare DJ Utility SEC IN — Sold (part)

iShare DJ Utility SEC IN — Buy (add'l)

iShare DJ Utility SEC IN — Sold (part)

iShare DJ Utility SEC IN — Buy (add'l)

iShare DJ Utility SEC IN — Sold

iShares Dow Jones US Energy Sector — Int/Div — Sold (part)

iShares Dow Jones US Energy Sector — Buy (add'l)

iShares Dow Jones US Energy Sector — Buy (add'l)

iShares Dow Jones US Energy Sector — Sold (part)

iShares Dow Jones US Energy Sector — Sold (part)

iShares Dow Jones US Energy Sector — Buy (add'l)

iShares Dow Jones US Energy Sector — Buy (add'l)

iShares Dow Jones US Energy Sector — Sold (part)

iShares Dow Jones US Energy Sector — Buy (add'l)

iShares Dow Jones US Energy Sector — Sold (part)

iShares Tr Dow Jones US Ind] Se — Int/Div — Sold (part)

iShares Tr Dow Jones US Ind] Se — Buy (add'l)

iShares Tr Dow Jones US Ind] Se — Buy (add'l)

iShares Tr Dow Jones US Ind] Se — Sold (part)

iShares Tr Dow Jones US Ind] Se — Sold (part)

iShares Tr Dow Jones US Ind] Se — Buy (add'l)

iShares Tr Dow Jones US Ind] Se — Buy (add'l)

iShares Tr Dow Jones US Ind] Se — Sold (part)

iShares Tr Dow Jones US Ind] Se — Buy (add'l)

iShares Tr Dow Jones US Ind] Se — Sold (part)

Schwab NY AMT Tax-Free Money Fund — Int/Div

Materials SS SPDR — Int/Div — Sold (part)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

hv RAG Cea i EE Ah hh Sean ae — sin — Bei RY pase — I Sr A ROA a ae

hv RAG Cea i EE Ah hh Sean ae — GEIR — Buy (add'l) — A LE a eh Sha

Consumer Stap SPDR — Int/Div — Sold (part)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l) — I aN

Healthcare SS SPDR — Int/Div — Sold (part)

SRY SJOROM OTL [at — nsdn — Sold (part) — on BASE SEAT ET AA Er

ne i Lo a Ze EET 3 ; rb a as re 1 — aha — fA ap a a Ep ET

ne i Lo a Ze EET 3 ; rb a as re 1 — Buy (add'l)

iShares Ir Dow Jones US Healthcare de A oS ERS EE Nl BH REBT SIMA AN Fade PRR HEA a Ad) 83 Sr LSA ee a a TR oe i 1 — SUSE — Pans ET

iShares Ir Dow Jones US Healthcare de A oS ERS EE Nl BH REBT SIMA AN Fade PRR HEA a Ad) 83 Sr LSA ee a a TR oe i 1 — Buy (add'l)

Berke Hatha hie Det CTA — ae] — 1prel — RSE Or TR AT TR ha a

RN A Ra — ALE — Ean LE WEI oe RR 2 2nd

RS Global Natural Resources C1 Y — Int/Div — Sold (part)

First Eagle Global Inst CL — Int/Div — Buy (add'l)

First Eagle Global Inst CL — Buy (add'l)

Schwab NY AMT Tax-Free Money Fund NS Mam EW — ER — 1 11 { Cdl — 1 AE ed

SGN MA. TLOG064 (36I02AW 2) xt — Iv — Ane riding SENET ERE UL CRT TT eM FEL — EE SLT ARNE AEE FOL rT BN PLR JT LW)

iShares S&P GSS! Nat — None — Buy — Wy Se)

New York N'Y City Transitional Fin [ — Int/Div — Sold

New York City Mun Wir Fin Auth Bds Cu I [as REFERS — Int/Div — Sold — Lt. Ct IR Ta Dart thaw)

INCI ORF NAR Lansi sonal Ed Spa SAS — Ai ped — rel Ea nN in fo BE

RE on STR J iE 3 Te aa Bend EE Rl NEA en Se ERE — has BR — Gl RE al ERR — wht 255 CR A a 3 FA Var FT Ae Ls, AR

ARETE Bho feos Sas — To ee — ae — Bis li ara 8

fh a ASRS — ey — bie AE

New York St Dorin Auth Revs SU 7" + RL Er a= ogo DIR RIBTIR tenis dines dbo — Ts Ser Tr at SL — ot ral pe eu HN dn TT RE eT

Turk St Fox Altier Pars Ino — a — and AX, ed — LAN ae EL We Bua ELA ra fetes Am Wp I

Puerto Rico Comwith Pub Impt Ret Bds — Thy — La I — Ra

Pueito Rico Elec Pi Auth Pwr + EER TIT NE Es a — i a — Buy (add'l) — a A

Triborough Brdg & Tunl Auth N'Y Revs 05 [ — Int/Div

Schwab NY AMT Tax-Free Money Fund — Int/Div

BBH Core Select N oi — ep ci

BBH Core Select N oi — Buy (add'l)

Schwab Advisor Cash Reserves Fund (x) — None

IRA 22 (HH(Y)

IRA 23 (H)

Aberdeen Emerging Markets Inst — Int/Div

RS Global Natural Resources C1 Y — Int/Div

ING Semor Income C1 A — Int/Div — Sold

BBH Core Select N — Int/Div — Buy

First Eagle Global Inst CI — Int/Div — Buy

Scout Unconstraimmed Bond Inst! — Int/Div — Buy

Schwab Advisor Cash Reserves Premier Sweep (x) — None

IRA #4 (H)

RS Global Natural Resources C1 Y — Int/Div

ING Senior Income Cl A — Int/Div — Sold

Scout Unconstramed Bond Inst! — Int/Div — Buy

Schwab Advisor Cash Reserves Premier Sweep (x) — Int/Div

IRA 25 (H)

Aberdeen Emerging Markets Inst] — Int/Div

ING Semtor Income Cl A — Int/Div — Sold

Scout Unconstramed Bond Inst] — Int/Div — Buy

Schwab Advisor Cash Reserves Premier Sweep (x) — Int/Div

IRA #6 (H)

Balestra Global Ltd — None

Definitive Guardian Fund, Lud — None

Schwab Advisor Cash Reserves Premier Sweep — None

Trust #1 (H)

Aberdeen Emerging Markets Instl — hy

BBH Core Select N — Int/Div — Buy (add'l)

Berkshire Hathaway Inc Del B — None

Wisdom Tree LargeCap Dividend Fund — Int/Div

Wisdom Tree MidCap Dividend — Int/Div

GRT Value Fund Advisor Class — Int/Div

iShares Tr S&P 400 BARRA Midcap Growth — Int/Div

PIMCO Unconstrained Bond Inst] CL — Int/Div — Buy (add'l)

Prudential Jenison Natural Resources Fund C12 — None

First Eagle Global Inst CL — Int/Div — Buy (add'l)

First Eagle Global Inst CL — Buy (add'l)

Schwab Municipal Money Fund Sweep Shares (X) — Int/Div

Templeton Global Bond Fund C1 A — Int/Div — Buy (add'l)

Virtus Premium AlphaSector CL — Int./y — Buy (add'l)

ING Senior Income Cl A — Int/Div

Trust #2 (H)

Aberdeen Emerging Markets Inst] — Int/Div

Berkshire Hathaway Inc Del B — None

Wisdom Tree LargeCap Dividend Fund — Int/Div

Wisdom Tree MidCap Dividend — Int/Div

iShares Tr S&P 400 BARRA Midcap Growth — Int/Div

PIMCO Unconstrained Bond Inst] CL — Int/Div — Buy (add'l)

Prudential Jennison Natural Resources Fund C12 — None

First Eagle Global Inst CL — Int/Div — Buy (add'l)

Schwab Municipal Money Fund Sweep Shares (X) — None

Templeton Global Bond Fund C1 A — hy — Buy (add'l)

Virtus Premium AlphaSector CL — Int/Div

ING Senior Income Cl A — Int/Div

BBH Core Select N — Int/Div — Buy

UTMA #1 (H)

Aberdeen Emerging Markets Inst — Ine

Wisdom Tree LargeCap Dividend Fund — Int/Div

Wisdom Tree MidCap Dividend — Int/Div

Prudential Jennison Natural Resources Fund C17 — None

First Eagle Global Inst CL — Ine

Templeton Global Bond Fund C1 A — hy

Schwab NY AMT Tax-Free Money Fund x) — Int/Div

UTMA £2 (H)

Aberdeen Emerging Markets Inst — Int/Div

Berkshire Hathaway Inc Del B — None

Wisdom Tree LargeCap Dividend Fund — Int/Div

Prudential Jennison Natural Resources Fund C1272 — None

First Eagle Global Inst CL — Int/Div

Schwab NY AMT Tax-Free Money Fund x) — Int/Div

UTMA #3 (H)

Aberdeen Emerging Markets Inst] — Int/Div

Wisdom Tree LargeCap Dividend Fund — Int/Div

WisdomTree MidCap Dividend — Int/Div

Prudential Jennison Natural Resources Fund C17 — None

First Eagle Global Inst CL — Int/Div

Templeton Global Bond Fund C1 A — Int/Div

Schwab NY AMT Tax-Free Money Fund x) — None

UTMA #24 (H)

Aberdeen Emerging Markets Inst — Int/Div

Berkshire Hathaway Inc Del B — None

Wisdom Tree LargeCap Dividend Fund — Int/Div

Prudential Jennison Natural Resources Fund C17 — None

Furst Eagle Global Inst CL — Int/Div

Schwab NY AMT Tax-Free Money Fund (x) — None

529 Plan #1 (H)

New York Saves Growth Stock Index Portfolio — None — Sold (part)

New York Saves Interest Accumulation Index Portfolio — None — Buy (add'l)

New York Saves Value Stock Index Portfolio — None — Sold (part)

New York Saves Inflation Protected Portfolio — None — Buy

529 Plan #2 (H)

New York Saves Interest Accumulation Portfolio — None — Sold (part)

New York Saves Interest Accumulation Portfolio — Buy (add'l)

New York Saves Mid Cap Stock Index Portfolio — None — Sold (part)

New York Saves Value Stock Index Portfolio — None — Sold (part)

New York Saves Value Stock Index Portfolio — Sold

New York Saves Growth Stock Index Portfolio — None — Buy (add'l)

New York Saves Growth Stock Index Portfolio — Sold

New York Saves Inflation Protected Portfolio — None — Buy (add'l)

New York Saves Inflation Protected Portfolio — Buy (add'l)

New York Saves Developed Markets Income Portfolio — None — Sold (part)

New York Saves Aggressive Growth Portfolio (x) — None — Sold (part)

New York Saves Aggressive Growth Portfolio (x) — Buy (add'l)

529 Plan #3 (H)

New York Saves Growth Stock Index Portfolio — None — Buy (add'l)

New York Saves Growth Stock Index Portfolio — Buy (add'l)

New York Saves Growth Stock Index Portfolio — Sold

New York Saves Mid Cap Stock Index Portfolio — None — Sold (part)

New York Saves Mid Cap Stock Index Portfolio — Buy (add'l)

New York Saves Small Cap Stock Index Portfolio — None — Sold (part)

New York Saves Small Cap Stock Index Portfolio — Sold

New York Saves Value Stock Index Portfolio — None — Buy (add'l)

New York Saves Value Stock Index Portfolio — Buy (add'l)

New York Saves Value Stock Index Portfolio — Sold

New York Saves Inflation Protected Portfolio — None — Buy (add'l)

New York Saves Inflation Protected Portfolio — Buy (add'l)

New York Saves Inflation Protected Portfolio — Sold (part)

New York Saves Inflation Protected Portfolio — Sold (part)

New York Saves Developed Markets Income Portfolio — None — Sold (part)

New York Interest Accumulation Portfolio x) — None — Sold

bad) — Buy

New York Aggressive Growth Portfolio — None — Buy

529 Plan #4 (H)

New York Saves Growth Stock Index Portfolio — None — Buy (add'l)

New York Saves Interest Accumulation Portfolio — None

New York Saves Value Stock Index Portfolio — None — Buy (add'l)

Triborough Brdg & Tunl Auth N'Y Revs 05 a (x) — hy

New York Saves Inflation Protected Portfolio — None — Buy (add'l)

Teachers Retirement System of NY 403(b) #1 (HY

Diversified Equity — None

Stable Value — None

Intemational Equity — None

Inflation Protection — None

Citigroup Checking Account — None

Chase Checking Account — None

Westchester County Real Estate Parcel #1 Westchester Co, NY — None

Westchester County Real Estate Parcel #2 Westchester Co. NY — None

Estate #1 (H)(Y)

HSBC Checking Account #1 (Y)

Brokerage #6 (H)(Y)

Estate #2 - Brokerage A (H) (x) — Int/Div

Apple Inc. (x) — Sold

Berkshire Hathaway Inc Del C1 A (x) — Sold (part)

Berkshire Hathaway Inc Del C1 A (x) — Sold (part)

Berkshire Hathaway Inc Del C1 B New (x)

Covien PLC (x) — Sold

Google Inc. (x) — Sold

Mallinckrodt PLC (x) — Sold

Port Authority New York and New Jersey Bds Imm— (%)

New York St Dorm Auth Revs Rev Bds a (X)

Port Auth NY and NJ Rev Bds Ser. Cons I) (X)

State Street CorpAx) — Sold

Fidelity Municipal Money Market (x)

Estate #2 - Brokerage B (H)x) — Int/Div

Dreyfus Opportumstic Small Cap Fund (x)

Dreyfus Technology Growth Fund-Cl A (x)

Dynamic Total Return Fund-Class A (x)

Estate #2 - Brokerage C (H) (x)

Columbia Large Cap Growth Fund A (x) — Distnbuted

Estate #2 - Checking Account A (H) (x) — None

Chase Checking Account (x)

Estate #2 - Real Estate Parcels (H) (x)

Westchester Co Real Estate Parcel #1 Westchester Co, NY (x) — None

Westchester Co Real Estate Parcel 24 Westchester Co, NY (x) — None

Westchester Co Real Estate Parcel #5 Westchester Co, NY (x) — None

Westchester Co Real Estate Parcel 26 Westchester Co, NY (x) — None

Westchester Co Real Estate Parcel #7 Westchester Co, NY (x) — None

Estate #2 - Real Estate Investment Partnerships (H)x)

TC Albuquerque - Private Real Estate Partnership (x) — None — Distnbuted — to Spouse

TC Albuquerque - Private Real Estate Partnership (x) — None — from Estate 0

Brokerage #7 (H)(x)

CapitalSpring Direct Lending Partners, LP (Priv Equity x) — None

Brokerage #8 (H) (x)

Baron Growth (x) — Int/Div

BBH Core Select N(x) — Int/Div

Berkshire Hathaway Inc Del B (x) — None

BlackRock Equity Dividend 1 (x) — Int/Div

BlackRock Global Allocation (x) — Int/Div

Comwall NY Pub Impt Bds Ser. 2003 [ — Int/Div — Redeemed

kast Hampton Twn N Ypub lmpt Go Bds Ser EES (X) — Int/Div

Fidelity Contrafund (x) — Int/Div

Fidelity Low-Priced Stock Fund (x) — Int/Div

Ivy Asset Strategy C1 1(x) — Int/Div

New York N'Y City Transitional Fin I (X) — Int/Div

New York St Go Bds Ser. 2005 A IE) (x) — Int

PIMCO Total Return Fund Inst! — Int/Div — Sold

Royee Total Return Fund (x) — Int/Div

SPDR S&P SOO ETF (x) — Int/Div

SPDR S&P Midcap 400 ETF Tr Unit (x) — Int

St. Louis Mo Brd Ed Go Dbs Mo Direct a (%) — None

St. Louis Mo Brd Ed Go Dbs Mo Direct EE — Ihy

Templeton Global Bond Fund Advisor Class (x) — hy

Tweedy Browne Global Value Fund (x) — Int/Div

Vanguard Intermediate Term Tax Exempt x) — Int/Div

Vanguard Limited Term Tax Exempt Adm] Shix) — Int/Div

Schwab NY AMT Tax-Free Money Fund x) — Int/Div

IRA #7 (H) (x) — Int/Div

Aberdeen Emerging Markets Inst] (x) — Buy

Aluminum Co Amer Bd-B mmm x) — Sold

Baron Growth (x) — Sold

BBH Core Select N (x) — Buy

BlackRock Equity Dividend I (x) — Sold

BlackRock Global Allocation (x) — Sold

Com Edison Notes IS (x) — Sold

Fidelity Contrafund (x) — Sold

Fidelity Low-Priced Stock Fund (x) — Sold

First Eagle Global Inst C11 (x) — Buy

Goldman Sachs Group Inc. pm x) — Sold

lvy Asset Strategy Cl 1(x) — Sold

SPDR S&P S00 ETF (x) — Sold

Neuberger Berman Short Duration Bd Iny x — Sold

PIMCO Total Return Inst (x) — Sold

Royce Total Return Fund (x) — Sold

SPDR S&P S00 ETF Trust (x) — Sold

Scout Unconstramed Bond Inst] (x) — Buy

Templeton Global Bond Fund Advisor Class (x) — Sold

Tweedy Browne Global Value Fund (x) — Sold

United States Treas Bds pum (x) — Sold

United States Treas Bds mm (x) — Sold

Vanguard Intermediate Term Tax Exempt Admiral (x) — Sold

Vanguard Limited Term Tax Exempt Admiral (x) — Sold

Schwab Advisor Cash Reserves Premier Sweep (x)

IRA 48 (H) (x) — Int/Div

BBH Core Select N (x) — Buy

First Eagle Global Inst C1 1 (x) — Buy

lvy Asset Strategy Fund (x) — Sold

PIMCO Total Return Fund Inst] (x) — Sold

Schwab Advisor Cash Reserves Premier Sweep (x)

Scout Unconstramed Bond Inst] (x) — Buy

ARO. — Buy (add'l)

SPDR S&P Midcap 400 ETF (x) — Sold

Vanguard Limited Term Tax Exempt Admiral (x) — Sold

Trust £3 (HY (x) — Int

SPDR S&P 500 ETF Trust (x)

SPDR S&P Midcap 400 ETF Trust (x)

Spartan Total Market Index Fid Advantage Class (x) — Buy

Fidelity Contrafund (x)

Fidelity Low Priced Stock (x)

BBH Core Select N(x)

Baron Growth Fund Retail Shares (x)

BlackRock Equity Dividend Inst] (x)

BlackRock Global Allocation Fd Instl (x)

lvy Asset Strategy Fund C11 (x)

PIMCO Total Return Inst] (x) — Sold

Rovee Total Return Fd Investment Cl (x)

Templeton Global Bond Fund Advisor Class — Sold

Tweedy Browne Global Value Fund (x)

Vanguard Intermediate Tax Exempt Admiral (x) — Sold (part)

Vanguard Limitd Term Tax Exempt Admiral (x) — Sold (part)

Vanguard Limitd Term Tax Exempt Admiral (x) — Sold (part)

Fidelity Municipal Money Market (x)

Trust 24 (H) (x)

Chase Checking Account (x) — None

Westchester Co Real Estate Parcel #3 Westchester Co, NY (x) — None

Westchester Co Real Estate Parcel #6 Westchester Co, NY (x) — None

Agreement — 2009 — WilmerHale partnership agreement re interest earned on retained capital of former partners

Reimbursement — Harvard Law School — January 10-11, 2013 — Cambridge, MA — Teaching Law School Class — Transportation, Meals and Lodging

Reimbursement — Federal Bar Council — February 16-19, 2013 — Curacao — Participation on Continuing Legal Education Panels — Transportation, Meals and Lodging

Reimbursement — Harvard Law School — October 9-10, 2013 — Cambridge, MA — Teaching Law School Class — Transportation, Meals and Lodging

Reimbursement — Harvard Law School — November 21-22, 2013 — Cambndge, MA — Teaching Law School Class — Transportation, Meals and Lodging

Spouse's income — 112718/13 — Spouse's Estate Executor’s Commission

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* FRARFATE RR ARAL NLAALs RINE VFEVIYELR BR RAFLN AAA AE BARNA EL RRL Te (Hoe TY 4 Ye)

Lines 293 to 322 have been removed. In the 2012 Report, lines 293 to 322 were marked as "Intentionally Left Blank.”

«In Part 1, Position 2 (Trustee of Trust #2): This position was not included on the 2012 filing, however the subsequent assets and transactions associated with Trust

#2 were,