Joan Humphrey Lefkow

US. Employees Credit Union account — Int/Div

BROKERAGE ACCOUNT IRA

EVSGX — Int/Div

IEMBX — None

CRSAX — None

CEGBX — None

DVRBX — Int/Div

OGMBX — Int/Div

INPBX (due to a purchase of Columbia by Ameriprise, this

ncker symbol 1s no longer used. See CEGBX above at 6

DBA — None

Cash Money Market Ameriprise Financial* — Interest

BROKERAGE ACCOUNT NON-IRA

FLFAX — None — Sold

Cash Money Market Ameriprise Finc'l** — Int/Div

WASAX — None — Sold

WMFAX — Int/Div — Sold

MMHYX (X) — Int/Div — Sold

DHGAX (X) — Int/Div — Sold

BROKERAGE ACCOUNT

Cash Money Market Ameriprise Finc'l **#* — Interest

TWTIX — Int/Div

NW MUTUAL ADJ. COMP. LIFE INS (X) — Int/Div

ESTAmr:

Unliquidated contingent fee**** — None

Law Board (Advisory), Northwestern University Law School

Executor, Estate

Liability — US Employees Credit Union — Credit Card

* Part VII, Line 12; Funds were on deposit in the following banks: Sun Trust (A); AMEX Bank (A); Amer. Exp. Centurion (B). The dividends from the various

funds in the IRA account were deposited into this money market account.

** Part VII, Line 15; Funds were on deposit in the following banks: Sun Trust (B); AMEX Bank (A); Ameriprise Bank (A); Amer, Exp. Centurion Bank (B).

*** Part VII, Line 21: Funds were on deposit in the following banks: First Tennessee (A): AMEX Bank (A): M&1 Marhall & lsley Bank (A); Amer. Exp.

Centurion Bank (B).

#*%% Part VII, Line 25; The estate has & 1/3 contingent interest in an Illinois judgment, representing an attomey’s foe, with a value between $15,000 - $50,000

(reduced from 2011 report based on estimate by estate's lawyer on 4/24/2012).