Mark Falk

Trust #1

Fidelity Ginnie Mae Fund — Int/Div

Fidelity NJ. Muni Money Market Fund — Int/Div

Fidelity Floating Rute — Int/Div — Sold (part)

Fidelity Cash Reserves — Int/Div — Buy

IRA #1

MS US. Govt. Securities Trust B — Int/Div

IRA #2

Rydex Invers. Govt. Long Bond — Int/Div

Vanguard Short Term Investor — Int/Div

Vanguard Fixed Income High Yield — Int/Div

Vanguard Div. App. Index — Int/Div

Vanguard Value Index — Int/Div

Ishares Russell Midcap Value Index — Int/Div

Ishares Russell 1000 Value Index — Int/Div

Fidelity Convertible Secunties Fund — Int/Div

Nasdag 100 Trust Unit Stock — Int/Div

Fidelity Overseas Mutual Fund — Int/Div

Fidelity Puritan Mutual Fund — Int/Div

Fidelity Blue Chip Growth Mutual Fund — Int/Div

Fidelity Cash Reserves — Interest — Sold (part)

Fidelity Cash Reserves — Sold (part)

Fidelity Cash Reserves — Sold (part)

Fidelity US Bond Index — Int/Div

Spartan Ext. MKT Index — Int/Div

Spartan Intl. Index — Int/Div

Spartan Intl. Treasury Bond — Int/Div

Spartan 500 Index — Int/Div

Vanguard Inflation Protected SECs — Interest

Vanguard Small Cap Value Index — Int/Div

Fidelity Magellan Mutual Fund — Int/Div

Fidelity Ginmie Mae Fund — Int/Div

Fidelity Growth & Income Mutual Fund — Int/Div

Fidelity Intermediate Bond Mutual Fund — Int/Div

Fidelity Retirement Govt. Money Market — Interest

Fidelity Short Term Bond — Interest

Vanguard Wellesley Inc — Int/Div

Doubleline Bond Fund — Int/Div

Ishares Silver — Interest

Ishares China ETF — Interest

Pro Shares Ultra Short Russell 2000 — Interest

Pro Shares Short Dow — Interest

Pro Shares Ultra Short Cap — Int

Pro Shares Short S&P 500 — Interest

Pro Shares Short QQQ — Interest

Fidelity Convertible Securities — Int/Div

IRA #3

Vanguard Total Stock Market Index Mutual Fund — Int/Div

Alcoa Common Stock — Int/Div

Coca Cola Common Stock — Int/Div

Eastman Kodak Common Stock (Y) **

Brokerage Account #1

Aegon Common Stock — Int/Div — Sold

Alcoa Common Stock — Int/Div — Sold

Alliant Tech System Common Stock Orbital ATK Inc, Com **** — Int/Div — Sold

American Electric Power Common Stock — Int/Div — Sold

Eastman Chemical — Int/Div — Sold

Eastman Kodak Common Stock (Y) **

Honeywell Int'l Common Stock — Int/Div — Sold

IBM Common Stock — Int/Div — Sold

Pactiv Corp. Common Stock — Int/Div — Sold

Morgan Stanley Tax Free Daily Income Trust *** — Int/Div — Buy

Invesco Quality Municipal Income Trust — Int/Div — Sold

Invesco Municipal Income Y *¥*++= — Int/Div — Buy

InvescoTax Exempt Securities Trust — Int/Div — Sold

Apple — Int/Div — Buy

Apple — Sold

Southern Co. (X) — Int/Div — Sold

IRA - #4 . Phoenix Variable Annuity

Virtus Capital Growth — Int/Div

Virtus Strat Alloc — Int/Div

Virtus Intemational — Int/Div

Wanger LSA — Int/Div

Wanger International — Int

Federated Prime Money Market — Int/Div

SEP Account

Vanguard Total Stock Market Index Mutual Fund — Int/Div — Buy

Vanguard Total Stock Market Index Mutual Fund — Buy

Vanguard Prime Money Market Fund — Interest

Wells Fargo Bank Account — Interest

Wells Fargo Bank Account 2 — Interest

Wells Fargo Account 3 — Interest

Bank of America Account — Interest

Amboy Bank Account — Interest

Fidelity NJ Muni Income — Int/Div

Fidelity NJ Muni Money Market — Interest

Fidelity Floating Rate — Interest

Fidelity Ginmie Mae — Int/Div

Fidelity Cash Reserves — Int/Div

Bank of America Account 2 — Interest

Bank of America Account 3 — Interest

Bank of America Account 4 — Interest

Vanguard Total Stock Market Index Mutual Fund — Int/Div

Santander — Interest

Fidelity Convertible Securities Fund — Int/Div

Vanguard Growth & Income — Int/Div

Vanguard Healthcare — Int/Div

Vanguard Inter-Tax Exempt — Int/Div

Vanguard Prime Mkt Fund — Int/Div

Vanguard Total Stk. Mk — Int/Div

Vanguard 500 Index — Int/Div

Charles Schwab Money Market — Interest

Brokerage Account 2 Charles Schwab

General Electric — Int/Div

Halliburton — Int/Div

Brokerage Acct. 3 Charles A. Schwab (X)

Chevron Corp. (X) — Int/Div

Eastman Chemical (X) — Int/Div

Fidelity NY Muni Income (X) — Interest

IBM (X) — Int/Div

USAA Tax Exempt (X) — Interest

IRA S(X)

Bernstein Wealth Appreciation (X) — Int/Div

Cruz & Co. LLC (X) *** — None — Sold — Venext

Trust#2*

Santander Money Market #1 (X) — Interest

Santander Money Market 22 (X) — Interest

Chevron Corp. (X) ***+* — Int/Div — Distnbuted

Eastman Chemical Co. (X) #**** — Int/Div — Distributed

IBM Corp. (X) ***** — Int/Div — Distnbuted

Fidelity NY Mumi {X) ***** — Int/Div — Distnibuted

USAA Tax Exempt Iuterm. (X) **+** — Int/Div — Distnibuted

Trust #3(X)*

Chase Checking - Bank Account 1 (X) — Interest

Chase Bank Account 2 (X) — Interest

JP Morgan Deposit Sweep (X) — Interest

Franklin Templeton Funds NY (X) — Int/Div

NY - Go Bond (X) — Int/Div

BDS - Subser Go Bond (X) — Interest

NMinoisTool Works Inc. Stock (X) — Int/Div

East Hampton Twn NY Bond (X) — Interest

Metropolitan and Transit Auth NYR Bond 1X) — Interest — Sold

NY St Dorm Auth Revs Sec (X) — Interest

NY St Twy Auth Second GE Bond (X) — Interest

Goldman Sachs GRP Inc. (X) — Interest

Morgan Stanley SR {X) — Interest

BAC Cap TR VIII (X) — Interest

Credit-Enhanced Corts TR AOH Corts (X) — Interest

Countrywide Cap V (X) — Interest

Ist Financial Bank USA Dakota Dunes SD xX) — Interest

Goldman Sachs Bank USA NY (X) — Interest

Goldman Sachs Bank USA NY (X) — Interest

Wells Fargo Bank NA (X) — Interest

Investment Managers SER TR Center CST MLP(X) — Interest

Columbia FDS SER TR II MASS High Yield Bond C (X) — Int/Div

AB Discovery Growth FD Inc. Advisor CL xX) — Int/Div

AB Discovery Value Fund (X) — Int/Div

AB Global Thematic Growth Fund (X) — Int/Div

AB Large Cap Growth Fund (X) — Int/Div — Sold (part)

AB Portfolios (X) — Int/Div

AB Value Fund (X) — Int/Div — Sold (part)

AB Value Fund (X) — Sold (part)

Bernstein Sanford C Fund Inc. (X) — Int/Div

Bernstein Tax Managed Intemational (X) — Int/Div

Bemstein Sanford C Fund Inc. Tax-Aware Overlay A (X) — Int/Div

Bemstein Sanford C Fund Inc. Emerging Market Value (X) — Int/Div

Bemstein Sanford C Fund Inc, NY Municipal Portfolio (X) — Int/Div — Sold (part)

Bemstein Sanford C Fund Inc. Tax-Aware Overlay N-1 — Int/Div

Astoria Financial Corp. (X) — Int/Div

Goldman Sachs Group Inc. (X) — Int/Div

UIT Guggenheim Defined Portfolio SER 21 (X) — Int/Div — Sold

RBC Prime Money Market Fund (X) — Int/Div

S00 Index Fund Adm. (X) — Int/Div

Windsor 11 Fund Investments (X) — Int/Div

Inter-Term Tax Exempt Inv, (X) — Int/Div

General Electric Co. Stock (X) — Int/Div

Chevron Corp. Stock (X) — Int/Div

Ally Bank (X) — Interest

Power of Attomey *, Relative

Secretary, Federal Magistrate Judges Association

Treasurer, Federal Magistrate Judges Assocution

Adpunct Professor, Rutgers School of Law

Adjunct Professor, Fordham Law School

Reimbursement — Federal Magistrate Judges Association — 9/15/2015 - 9172015 — Washington, DX — Executive Board Meeting — Transportation, lodging

Income — 2015 — Fordham Law School - teaching — $2,500.02

Income — 2015 — Rutgers Law School - teaching — SLM

Spouse's income — 2015 — Self-emploved (court stenography)

* During the reporting period my relative became legally incompetent and I acted pursuant to her Power of Attorney. Shortly thereafter, she passed away and

1 assumed various roles as co-trustee of certuin trusts and (in 2016) co-executor. With the help of counsel, | have endeavored to provide the most accurate

formation possible for assets held in my relative’s trusts in Section VII. During reporting period, we were working to gather the assets of my relative's trusts;

however, the records were limited so there could be minor inaccuracies. Further information, developments, and any corrections will be reported on 2016 report,

** Investment went bankrupt.

*** Entry refers to spouse's "business" as a court stenographer, which was sold during the reporting period. It is currently and previously was referred to only mn

Section [11 (B). 1 had no interest or involvement in the business or spouse's employment; however, | have some knowledge of it. Prior to sale, it had no known or

quantifisble value or income, other than spouse's self-employed non-investement income reported in Section 111 (B). Spouse continues as a self-employed court

stenographer including working for purchaser as an independent contractor; however, purchaser now owns the name of the LLC previously used by spouse in self-

employment.

**** Alliant Tech System apparently changed its name to Orbital ATK Inc. Com during the reporting period,

#4424 Trust assets were trunsferred to beneficiary during reporting period.

wreevs Apparently the name of this fund changed. It appears that it was previously listed as Invesco Insured Municipal Income: however, 1 am still confirming

this change.