Charles Novack

IRA Z(H)

Schwab Ad. Cash Reserve — Int/Div — Sold (part)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Buy (add'l)

Schwab Ad. Cash Reserve — Buy (add'l)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Buy (add'l)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Buy (add'l)

Schwab Ad. Cash Reserve — Buy (add'l)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Buy (add'l)

Accenture PLC Class A — Int/Div

Amgen Inc. (common) — Int/Div — Buy

Canadian National Railways Co. (common) — Int/Div

Commins, Inc. (common) — Int/Div

CVS Health Corp. (common) — Int/Div — Buy

CVS Health Corp. (common) — Buy (add'l)

Estee Lauder Co. Inc. Classs A — Int/Div — Buy

Factset Research System, Inc. (common) — Int/Div — Buy (add'l)

FedEx Corp. (common) — Int/Div — Buy

Hormel (common) — Int/Div — Buy (add'l)

Hormel (common) — Buy (add'l)

Magellan Midstream Partners (common) — Int/Div — Buy (add'l)

Metronic. Inc. (common) — Int/Div

Nike. Inc. (common) — Int/Div — Buy (add'l)

Novo - Nordisk as ADR — Int/Div — Buy (add'l)

Sherman-Williams Co. (common) — Int/Div

Seonpps Nwk Interactive (common) — Int/Div — Sold (part)

Seonpps Nwk Interactive (common) — Sold

Starbucks Corp. (common) — Int/Div — Buy

Starbucks Corp. (common) — Buy (add'l)

Starbucks Corp. (common) — Buy (add'l)

TIX Companies (common } — Int/Div

T. Rowe Price Group (common) — Int/Div — Sold

Toro Company (common) — Int/Div — Sold (part)

Toro Company (common) — Buy (add'l)

Toronto Dominion Bank — Int/Div

United Health Group, Inc (common) — Int/Div — Sold (part)

Doubleline Total Return Bond Fund C1 1 — Int/Div — Buy (add'l)

Doubleline Total Return Bond Fund C1 1 — Buy (add'l)

Guggenheim Exch. TRD FD Bullet Shares 2017 Corp Bond ETF — Int/Div — Sold

Guggenheim ETF Bullet Shares 2018 Corp Bond — Int/Div — Buy (add'l)

Guggenheim ETF Bullet Shares 2019 Corp Bond — Int/Div — Buy (add'l)

Guggenheim ETF Bullet Shares 2020 Corp Bond — Int/Div — Buy (add'l)

Guggenheim ETF Bullet Shares 2021 Corp Bond — Int/Div — Buy (add'l)

Guggenehim ETF Bullet Shares 2022 Corp Bond — Int/Div — Buy (add'l)

Guggenheim ETF Bullet Shares 2023 Corp Bond — Int/Div — Buy

Guggenheim ETF Bullet Shares 2023 Corp Bond — Buy (add'l)

IShares 3-7 Year Treasury Bond ETF — Int/Div — Buy (add'l)

IShares 3-7 Year Treasury Bond ETF — Buy (add'l)

IShares 3-7 Year Treasury Bond ETF — Buy (add'l)

IShares Core S&P ETF Midcap — Int/Div

PIMCO Income Fund Institutional Class — Int/Div — Buy (add'l)

PIMCO Income Fund Institutional Class — Buy (add'l)

Vanguard Intl, Equity Index — Int/Div

Vanguard REIT ETF — Int/Div — Buy (add'l)

Vanguard REIT ETF — Buy (add'l)

Vanguard Total Bond Fund Market ETF — Int/Div — Buy (add'l)

Vanguard Total Bond Fund Market ETF — Buy (add'l)

Vanguard Total Bond Fund Market ETF — Buy (add'l)

Vanguard Total International Bond ETF — Int/Div — Sold

T. Rowe Price Emerging Markets Fund — Int/Div — Buy (add'l)

T. Rowe Price Emerging Markets Fund — Buy (add'l)

T. Rowe Price Emerging Markets Fund — Buy (add'l)

IRA #2 (H)

Schwab Adv. Cash Reserve — Int/Div — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Buy (add'l)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Buy (add'l)

Schwab Adv. Cash Reserve — Buy (add'l)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Accenture PLC Class A — Int/Div

Amgen Inc. (common) — Int/Div — Buy (add'l)

Canadian National Railways Co. (common) — Int/Div

Cummins Inc — Int/Div

CVS Health Corp. (common) — Int/Div

Estee Lauder Co. Inc. (Class A) — Int/Div

Factset Research, Inc. (common) — Int/Div

FedEx Corp. (common) — Int/Div — Buy

Hormel (common) — Int/Div — Buy (add'l)

Magellan Midstream Partners (common) — Int/Div

Medtronic. Inc. (common) — Int/Div

Nike, Inc. (common) — Int/Div

Novo Nordisk as ADR — Int/Div

Toronto Dominion Bank — Int/Div

Sherman Williams Co. (common) — Int/Div

Scripps Ntwk Interactive (common) — Int/Div — Sold (part)

Scripps Ntwk Interactive (common) — Sold

Starbucks Corp. (common) — Int/Div — Buy

Toro Company (common) — Int/Div — Sold (part)

T. Rowe Price Group (common) — Int/Div — Sold

TIX Companies (common) — Int/Div

United Health Group (common) — Int/Div — Sold (part)

Doubleline Total Return Bond Fund C1 1 — Int/Div — Buy (add'l)

Guggenheim ETF Bullet Shares 2017 Corp Bond Fund ETF — Int/Div — Sold

Guggenheim ETF Bullet Shares 2018 Comp Bond ETF — Int/Div — Buy (add'l)

Guggenheim ETF Bullet Shares 2019 Corp Bond — Int/Div

Guggenheim ETF Bullet Shares 2020 Corp Bond — Int/Div

Guggenheim ETF Bullet Shares 2021 Corp Bond — Int/Div — Buy (add'l)

Guggenheim ETF Bullet Shares 2022 Corp Bond — Int/Div — Buy (add'l)

Guggenheim ETF Bullet Shares 2023 Corp Bond — Int/Div — Buy

IShares Core S&P ETF Midcap — Int/Div

IShares 3-7 Year Treasury Bond ETF — Int/Div — Buy (add'l)

IShares 3-7 Year Treasury Bond ETF — Buy (add'l)

PIMCO Income Fund Institutional Class — Int/Div — Buy (add'l)

Vanguard Total Bond Fund Market ETF — Int/Div — Buy (add'l)

Vanguard Total Bond Fund Market ETF — Buy (add'l)

Vanguard Intl Equity Index — Int/Div

Vanguard Total International Bond Fund — Int/Div — Sold

Vanguard REIT ETF — Int/Div — Buy (add'l)

Vanguard REIT ETF — Buy (add'l)

T. Rowe Price - Emerging Markets Fund — Int/Div

U.S Savings Bonds Type E — Int/Div

Wells Fargo Bank Accounts — Interest

Fidelity Value Fund — Int/Div

Fidelity Cash Reserves — Interest

Vanguard 500 Index IRA 2 3 (H) — Int/Div

Fidelity Cal. Muni Market — Int/Div

Fidelity Puritan Mutual Fund — Int/Div

Fidelity Insured Deposit — Interest

Schwab Adv. Cash Reserve — Int/Div

Vanguard Int] Equity Index — Int/Div

Novack Family LLC — None

Income — 1101172017 — Thompson Reuters, payment for semingr participation — $500.00

Income — 0518:2017 — Thompson Reuters, payment for seminar participation — S1.O00.00

Spouse's income — 2017 — Self-employed attorney

Investments and Trusts: The 2015 financial disclosure report listed in IRA #2 funds known as the "Vanguard Intl Equity Index Fund” and the "Vanguard FTSE

All World EX US ETF." These were duplicative entries, The 2016 disclosure report should have corrected this in IRA # 2 by listing this fund only as "Vanguard

Intl. Equity Index." That correction was not made in Part VII of the 2016 disclosure report, and this report now reflects that holding only as "Vanguard Int, Equity

Index." This fund is also held outside of the two IRAs, and the name for this fund is now consistent throughout this financial disclosure report.

Investments and Trusts: The 2016 disclosure report failed to state that IRA # 2 purchased Vanguard Total International Bond Fund" on February 16, 2016 ("J"

amount), This report states that that holding was sold.