Robert E. Payne

IRA #1

Abbey Cptl Futures Strategy — None

AB Small Cap Grw Adv — istnibution — Buy (add'l)

AMG Mngrs Silvercrest — Int/Div — Sold (part)

AMG Mngrs Silvercrest — Buy (add'l)

Artisan Mid Cap Ady — None — Buy

Artisan Mid Cap Ady — Buy (add'l)

Artisan Mid Cap Value Fund — None — Buy (add'l)

Blackrock High Yield Bond Fund — Int/Div — Sold (part)

Blackstone Alt Mult-Strat — Int/Div — Buy (add'l)

Blackstone Alt Mult-Strat — Buy (add'l)

Center Coast MLP Focus — None — Buy (add'l)

Center Coast MLP Focus — Buy (add'l)

Columbia Select Lg Cp Growth Z- {formerly Columbia Select Large Cap — Int/Div — Buy (add'l)

Columbia Select Lg Cp Growth Z- {formerly Columbia Select Large Cap — Sold (part)

Columbia Select Lg Cp Growth Z- {formerly Columbia Select Large Cap — Sold

Columbia Select Large Cap Value Fund (xX) — Int/Div

Fundvantage Tr Polen Growth Institutional — Int/Div — Sold (part)

Janus Flexible Bond — Int/Div — Buy (add'l)

Janus Flexible Bond — Buy (add'l)

Lazard Emerg Mkts Core — Int/Div — Sold (part)

Matthews Asian Japan Inv — Int/Div

MFS Int'l Value — Int/Div

Oakmark — Int/Div — Sold (part)

Oakmark Intemational — Int/Div — Sold (part)

Oppenheimer Int'l Growth Fund — Int/Div — Sold (part)

Oppenheimer Int'l Growth Fund — Sold (part)

Pimco Real Return — Int/Div — Sold (part)

Pimco Short Term — Int/Div

Powershares Dyn Lrg Cap — Int/Div — Sold (part)

Putnam Absolute Ret — Int/Div — Sold (part)

Putnam Equity Spectrum Y — None — Buy

Riverpurk/Wedgewood Inst — Int/Div — Sold (part)

Riverpurk/Wedgewood Inst — Buy (add'l)

Virtus MultiSector Short Term Bond — Int/Div — Buy (add'l)

Wells Fargo Emerg Mrk — Int/Div

IRA £2

AB Small Cap Grw Adv — Distribution — Buy (add'l)

Artisan Midcap Value — None — Buy (add'l)

Aston/Montag & Caldwell Growth — None

Aston Silvercrest Small Cap — None — Buy (add'l)

Blackrock Equity Div. A — Int/Div

Blackrock Inflation Prot Bond — Int/Div

Columbia Select LG CP Growth — Distribution

EV Income Fund of Boston — Int/Div — Sold (part)

Ivy Midcap Growth — Distribution — Buy (add'l)

Lazard Emerging Markets Fund — None

Matthews Asian Japan Inv — Int/Div

MFS Int'l Value — Distribution

Oakmark — Int/Div — Sold (part)

Oppenheimer Int'l Growth Fund — Int/Div

Pimco Low Duration A — Int/Div

Pimco Short Term — Int/Div

Virtus Insight Emerg Mkts — Int/Div

Virtus MultiSect Short Term Bond — Int/Div

Western Asset Core Plus Portfolio — Int/Div

BROKERAGE ACCOUNT #1

Allergan Plc — Int/Div

Anadarko Pete (APC) — Int/Div

Autodesk Inc — None

Biogen — None

Broadcom Corp — Int/Div

Citrix Systems Inc — None

Comcast Corp — Int/Div — Sold (part)

Cree Research Inc — None

Discovery Communications — None

Dolby Cla — None

Fluor Corp — None

Freeport McMoran — None

lonis Pharmaceuticals Inc — None

Johnson Cils Int] Pl¢ — None

L-3 Technologses, Inc (formerly L-3 Commuications Holdings) — Int/Div

Liberty Interactive Corp (X) — None

Liberty Media C Ser C Siriusxm (X) — None

Medtronic PLC SHS — None

National Oilwell Varco Inc — Int/Div

NOW Inc (Y)

Nuance Communications Inc (X) — None

Nucor Corp — Int/Div — Sold (part)

Pentar Ltd — None

Powershares Dyn Lrg Cap — Int/Div — Sold (part)

Seagate Technology, Inc — None

TE Connectivity Ltd — Int/Div

Twitter Inc (X) — None

UnitedHealth Gp Inc — Int/Div

Vertex Pharmaceuticals — None

Weatherford Int'l Ltd — None

Western Digital Corporation (X) — None

BROKERAGE ACCOUNT #2

MorgandStaniey - Cash — Interest

Western Asset Managed Municipal — Int/Div — Sold (part)

1. In the 2016 Amended Report, Part VII, page 5, line 27, Columbia Select Large Cap Fund: this asset was listed incorrectly as one asset when, m fact, there were

two assets owned with similar names, i.e. Columbia Select Large Cap Fund und Columbia Select Large Cap Value Fund. Accordingly, in the 2017 Report, the

asset "Columbia Select Large Cap Value Fund" appears on line 16 with an "X.*