Allyne R. Ross

What was filed

726
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

Trustee of WisdomTree Trust (trustee fees)

As filed

Trust #1 (H)

Northwestern Mutual Whole Life Insurance — Interest

IRA #1 (H)

Fidelity Government Money Market (SPAXX) (cash) — Open

Fidelity Extd Market Index Institutional Premium Class (FSMAX) — Dividend

Fidelity Mid Cap Index Institutional Premium Class (FSMDX) — Dividend

Fidelity Total Emerging Markets FD (FTEMX) — Dividend — Buy (add'l)

Fidelity Total Emerging Markets FD (FTEMX) — Buy (add'l)

Wisdomtree TR US Qlt Shared YLD (QSY) — Dividend

BlackRock Global Energy & Resources Trust (BGR) — Dividend

Clearbridge Energy MLP (CEM) — Dividend — Sold

Fiduciary/Claymore MLP (FMO) — Dividend — Sold

Tekla Healthcare (HQH) — Dividend

Target Corporation (TGT) — Dividend — Sold

ishares Nasdaq Biotech ETF (IBB) — Dividend — Sold

IRA #2 (H)

Fidelity Small Cap Index Institutional Premium Class (FSSNX) — Dividend

Fidelity Extended Market Index Institutional Premium Class (FSMAX) — Dividend

IRA #3 (H)

Fidelity 500 Index Institutional Premium Class (FXAIX) — Dividend

Fidelity Int'l Enhanced Index Fund (FIENX) — Dividend

IRA #4 (H)

Fidelity Mid Cap Index Institutional Premium Class (FSMDX) — Dividend

Brokerage #1 (H)

Vanguard Explorer Admiral CL (VEXRX) — Dividend

Vanguard Ltd-Term Tax-Exempt Fund (VMLUX) — Dividend

Vanguard High-Yield Tax-Exempt Fund (VWALX) — Dividend

Vanguard Intermediate Term Tax Exempt Adm (VWIUX) — Dividend — Buy (add'l)

Vanguard Intermediate Term Tax Exempt Adm (VWIUX) — Buy (add'l)

Oppenheimer Developing Markets CL Y (ODVYX) — Dividend

Vanguard Emerging Markets Index Fund (VWO) — Dividend

Vanguard Europe ETF (formerly European Stock Index Fund) (VGK) — Dividend

Vanguard Global Real Estate Fund (VNQI) — Dividend

Vangaurd Mid Cap ETF (formerly Mid-Cap Index Fund) (VO) — Dividend

IShares Core S&P Small Cap ETF (IJR) — Dividend — Buy (add'l)

IShares Core S&P Small Cap ETF (IJR) — Buy (add'l)

Wisdom Tree U.S. Small Cap. Div. Growth ETF (DGRS) — Dividend — Buy (add'l)

Wisdom Tree Global ex-US Quality Dividend (DNL) — Dividend

BBX Capital Corp New Cl A (BBX) — Dividend — Buy

Equifax Inc (EFX) — Dividend

General Electic Co (GE) — Dividend

Brokerage #2 (H)

ML Bank Deposit Program (Cash) — Interest

BIF Money Fund (cash) — Dividend — Open

BIF Money Fund (cash) — Closed

ACS Actividades Cons-Uns (ACSAY) — None — Buy

ACS Actividades Cons-Uns (ACSAY) — Sold

ACS Actividades Cons-Uns (ACSAY) — Buy

Adobe Systems Inc (ADBE) — None — Sold (part)

Adobe Systems Inc (ADBE) — Sold (part)

Aercap Holdings N.V. SHS (AER) — None — Buy

Aercap Holdings N.V. SHS (AER) — Sold

Aercap Holdings N.V. SHS (AER) — Buy

Aetna Inc (AET) — Dividend — Sold (part)

Aetna Inc (AET) — Sold

AIA Group LTD (AAGIY) — Dividend — Buy

AIA Group LTD (AAGIY) — Sold

AIA Group LTD (AAGIY) — Buy

Air Liquide ADR France ADR (AIQUY) — Dividend — Sold (part)

Air Liquide ADR France ADR (AIQUY) — Sold

Air Prod & Chemical INC (APD) — Dividend — Sold (part)

Air Prod & Chemical INC (APD) — Sold (part)

Air Prod & Chemical INC (APD) — Sold

Airbus SE (EADSY) — Dividend — Sold (part)

Airbus SE (EADSY) — Buy (add'l)

Airbus SE (EADSY) — Sold (part)

Airbus SE (EADSY) — Buy (add'l)

Akzo Nobel N V Sponsored ADR (AKZOY) — Dividend — Buy

Akzo Nobel N V Sponsored ADR (AKZOY) — Sold

Alexion Pharmaceuticals INC (ALXN) — None — Sold (part)

Alexion Pharmaceuticals INC (ALXN) — Buy (add'l)

Allergan PLC (AGN) — None — Sold (part)

Allergan PLC (AGN) — Sold

Align Tech Inc Del Com (ALGN) — None — Buy

Align Tech Inc Del Com (ALGN) — Buy (add'l)

Align Tech Inc Del Com (ALGN) — Sold

Align Tech Inc Del Com (ALGN) — Buy

Alphabet Inc CL C (GOOG) — None — Sold (part)

Alphabet Inc CL C (GOOG) — Sold (part)

Altria Group Inc (MO) — Dividend — Buy

Altria Group Inc (MO) — Buy (add'l)

Altria Group Inc (MO) — Sold (part)

Altria Group Inc (MO) — Sold

Altria Group Inc (MO) — Buy

Amazon.com INC (AMZN) — None — Sold (part)

Amazon.com INC (AMZN) — Sold (part)

Ambev SA SHS ADR (ABEV) — Dividend — Buy

Ambev SA SHS ADR (ABEV) — Sold

American International Group Com New (AIG) — Dividend — Buy (add'l)

American International Group Com New (AIG) — Buy (add'l)

American International Group Com New (AIG) — Sold

American International Group Com New (AIG) — Buy

American Tower Corp. REIT (AMT) — Dividend — Sold (part)

American Tower Corp. REIT (AMT) — Sold (part)

Anadarko Pete Corp (APC) — Dividend — Buy

Anadarko Pete Corp (APC) — Buy (add'l)

Anadarko Pete Corp (APC) — Sold

Anadarko Pete Corp (APC) — Buy

Anheuser Busch INBEV Spon ADR (BUD) — Dividend — Sold

Anthem Inc. (ANTM) — Dividend

Apple Inc (AAPL) — None — Buy

Arcelormittal SA NY Registered Foreign Stock (MT) — Dividend — Sold (part)

Arcelormittal SA NY Registered Foreign Stock (MT) — Buy (add'l)

Arcelormittal SA NY Registered Foreign Stock (MT) — Sold (part)

Arcelormittal SA NY Registered Foreign Stock (MT) — Buy (add'l)

Astrazeneca PLC Spon ADR (AZN) — Dividend — Sold (part)

Australia & New Zealand Banking Group (ANZBY) — Dividend — Sold

AXA Spons ADR (AXAHY) — Dividend — Buy (add'l)

AXA Spons ADR (AXAHY) — Sold (part)

AXA Spons ADR (AXAHY) — Buy (add'l)

AXA Equitable Holdings Inc (EQH) — None — Buy

AXA Equitable Holdings Inc (EQH) — Buy (add'l)

BAE Systems PLC Sponsored ADR (BAESY) — Dividend — Buy

BAE Systems PLC Sponsored ADR (BAESY) — Sold

BAE Systems PLC Sponsored ADR (BAESY) — Buy

Baidu Inc Sponsored ADR (BIDU) — None — Buy

Baidu Inc Sponsored ADR (BIDU) — Sold (part)

Baidu Inc Sponsored ADR (BIDU) — Sold

Baidu Inc Sponsored ADR (BIDU) — Buy

Banco Santander SA ADR (SAN) — Dividend — Buy (add'l)

Banco Santander SA ADR (SAN) — Sold

Banco Santander SA ADR (SAN) — Buy

BASF SE Sponsored ADR (BASFY) — Dividend — Buy

BASF SE Sponsored ADR (BASFY) — Sold

BASF SE Sponsored ADR (BASFY) — Buy

BASF SE Sponsored ADR (BASFY) — Sold

BASF SE Sponsored ADR (BASFY) — Buy

Bayer AG Sp ADR (BAYRY) — Dividend — Buy (add'l)

Bayer AG Sp ADR (BAYRY) — Buy (add'l)

Bayer AG Sp ADR (BAYRY) — Sold

BHP Billiton PLC Sponsored ADR (BBL) — Dividend — Buy

BHP Billiton PLC Sponsored ADR (BBL) — Buy (add'l)

BHP Billiton PLC Sponsored ADR (BBL) — Sold

BHP Billiton PLC Sponsored ADR (BBL) — Buy

Biomarin Pharmaceutical Inc (BMRN) — None

BNP Paribas Sa ADR (BNPQY) — Dividend — Sold

Booking Holdings Inc (BKNG) — None — Sold (part)

Booking Holdings Inc (BKNG) — Sold (part)

BP PLC Spon ADR (BP) — Dividend — Buy

BP PLC Spon ADR (BP) — Buy (add'l)

BP PLC Spon ADR (BP) — Sold

BP PLC Spon ADR (BP) — Buy

Bridgestone Corp LTD ADR Japan (BRDCY) — Dividend — Sold

Brighthouse Finl Inc Reg (BHF) — None — Sold (part)

Brighthouse Finl Inc Reg (BHF) — Sold

British AMN Tobaco SPADR (BTI) — Dividend — Buy

British AMN Tobaco SPADR (BTI) — Buy (add'l)

British AMN Tobaco SPADR (BTI) — Sold (part)

British AMN Tobaco SPADR (BTI) — Sold

British AMN Tobaco SPADR (BTI) — Buy

Canadian Natural Resources LTD (CNQ) — Dividend — Buy

Canadian Natural Resources LTD (CNQ) — Sold (part)

Canadian Natural Resources LTD (CNQ) — Sold

Cardinal Health Inc Ohio (CAH) — Dividend — Buy

Cardinal Health Inc Ohio (CAH) — Sold (part)

Cardinal Health Inc Ohio (CAH) — Sold

Cardinal Health Inc Ohio (CAH) — Buy

Carlsberg AS Sponsored ADR (CABGY) — None — Buy

Carlsberg AS Sponsored ADR (CABGY) — Sold

Carlsberg AS Sponsored ADR (CABGY) — Buy

Carrefour SA (CRRFY) — Dividend — Buy

Carrefour SA (CRRFY) — Sold

CDW Corp (CDW) — Dividend — Buy

CDW Corp (CDW) — Buy (add'l)

CDW Corp (CDW) — Sold (part)

Celgene Corp. (CELG) — None — Sold (part)

Celgene Corp. (CELG) — Sold (part)

Celgene Corp. (CELG) — Sold

Celgene Corp. (CELG) — Buy

Chevron Corp (CVX) — Dividend — Sold (part)

Chevron Corp (CVX) — Sold (part)

Chevron Corp (CVX) — Sold

Chubb Ltd CHF (CB) — Dividend — Sold (part)

Chubb Ltd CHF (CB) — Sold (part)

Cisco Systems Inc Com (CSCO) — Dividend — Buy

Citigroup Inc (C) — Dividend — Sold (part)

Citigroup Inc (C) — Buy (add'l)

Citigroup Inc (C) — Sold (part)

Citigroup Inc (C) — Buy (add'l)

CNOOC Ltd. Spon ADR (CEO) — Dividend — Sold (part)

CNOOC Ltd. Spon ADR (CEO) — Sold (part)

CNOOC Ltd. Spon ADR (CEO) — Sold

CK Hutchinson Holdings (CKHUY) — Dividend — Buy

CK Hutchinson Holdings (CKHUY) — Sold (part)

CK Hutchinson Holdings (CKHUY) — Sold

Cognizant Tech Solutions A (CTSH) — Dividend — Buy

Cognizant Tech Solutions A (CTSH) — Sold

Cognizant Tech Solutions A (CTSH) — Buy

Comcast Corp New Cl A (CMCSA) — Dividend — Buy (add'l)

Comcast Corp New Cl A (CMCSA) — Sold (part)

Concho Resources Inc (CXO) — None — Sold (part)

Concho Resources Inc (CXO) — Sold (part)

Concho Resources Inc (CXO) — Buy (add'l)

Costco Wholesale Corp (COST) — Dividend

Credit Suisse Group Spon ADR — None — Sold (part)

Credit Suisse Group Spon ADR — Sold

CRH Plc Adr (CRH) — Dividend — Buy (add'l)

CRH Plc Adr (CRH) — Sold

CRH Plc Adr (CRH) — Buy

Ctrip.com Intl LTD ADR (CTRP) — None — Buy

Ctrip.com Intl LTD ADR (CTRP) — Buy (add'l)

Ctrip.com Intl LTD ADR (CTRP) — Sold

CVS Health Corp (CVS) — None — Buy

CVS Health Corp (CVS) — Buy (add'l)

Daimler LG ADR (DMLRY) — None — Buy

Daimler LG ADR (DMLRY) — Sold

Daimler LG ADR (DMLRY) — Buy

Danone Sponsored ADR (DANOY) — None — Buy

Danone Sponsored ADR (DANOY) — Sold

Danone Sponsored ADR (DANOY) — Buy

DBS Group Holdings LTD SPON ADR (DBSDY) — Dividend — Sold (part)

DBS Group Holdings LTD SPON ADR (DBSDY) — Buy (add'l)

DBS Group Holdings LTD SPON ADR (DBSDY) — Sold (part)

DBS Group Holdings LTD SPON ADR (DBSDY) — Buy (add'l)

Deutsche Boerse AG SHS (DBOEY) — None — Buy

Deutsche Boerse AG SHS (DBOEY) — Sold

Deutsche Boerse AG SHS (DBOEY) — Buy

Deutsche Post AG SHS (DPSGY) — None — Buy

Deutsche Post AG SHS (DPSGY) — Buy (add'l)

Deutsche Post AG SHS (DPSGY) — Sold

Deutsche Post AG SHS (DPSGY) — Buy

Devon Energy Corp New (DVN) — Dividend — Buy

Devon Energy Corp New (DVN) — Buy (add'l)

Devon Energy Corp New (DVN) — Sold (part)

Devon Energy Corp New (DVN) — Sold

Devon Energy Corp New (DVN) — Buy

Diageo PLC New GB SPON ADR (DEO) — Dividend — Sold (part)

Diageo PLC New GB SPON ADR (DEO) — Sold (part)

DNB ASA Sponsored ADR (DNHBY) — None — Buy

DNB ASA Sponsored ADR (DNHBY) — Sold

DNB ASA Sponsored ADR (DNHBY) — Buy

Dollar General Corp New — Dividend — Sold (part)

Dollar General Corp New — Buy (add'l)

Dowdupont Inc Com (DWDP) — Dividend — Sold (part)

Dowdupont Inc Com (DWDP) — Sold (part)

Dowdupont Inc Com (DWDP) — Sold

Dowdupont Inc Com (DWDP) — Buy

Keurig Dr. Pepper Inc (formerly Dr Pepper Snapple Group) (KDP) — Dividend — Sold (part)

Keurig Dr. Pepper Inc (formerly Dr Pepper Snapple Group) (KDP) — Sold

E.On SE ADR (EONGY) — None — Buy

E.On SE ADR (EONGY) — Sold

E.On SE ADR (EONGY) — Buy

Enel SPA ADR (ENLAY) — Dividend — Sold

Engie SHS (ENGIY) — Dividend — Buy

Engie SHS (ENGIY) — Sold

Engie SHS (ENGIY) — Buy

Equinix Inc. REIT (EQIX) — Dividend

Essilorluxottica (formerly Essilor International) SA ADR (ESLOY) — Dividend — Buy

Essilorluxottica (formerly Essilor International) SA ADR (ESLOY) — Sold

Essilorluxottica (formerly Essilor International) SA ADR (ESLOY) — Buy

Exelon Corp (EXC) — Dividend — Sold (part)

Exelon Corp (EXC) — Sold

Facebook Inc CL A (FB) — None — Sold (part)

Facebook Inc CL A (FB) — Sold (part)

Fanuc LTD Unsponsored (FANUY) — Dividend — Buy

Fanuc LTD Unsponsored (FANUY) — Sold

Fanuc LTD Unsponsored (FANUY) — Buy

Fast Retailing Co LTD (FRCOY) — Dividend — Buy

Fast Retailing Co LTD (FRCOY) — Sold

Fastenal Co (FAST) — Dividend — Sold (part)

Fastenal Co (FAST) — Sold (part)

Fastenal Co (FAST) — Sold

Ferguson PLC ADR (FERGY) — Dividend — Sold

Firstenergy Corp (FE) — Dividend

Gallagher Arthur J & Co (AJG) — Dividend — Buy

Gallagher Arthur J & Co (AJG) — Buy (add'l)

General Electric Co (GE) — Dividend — Buy (add'l)

General Electric Co (GE) — Buy (add'l)

General Electric Co (GE) — Sold

GlaxoSmithKline PLC ADR (GSK) — Dividend — Buy

GlaxoSmithKline PLC ADR (GSK) — Sold

Goldman Sachs Group Inc (GS) — Dividend — Sold (part)

Goldman Sachs Group Inc (GS) — Sold

Goldman Sachs Group Inc (GS) — Buy

Halliburton Company (HAL) — Dividend — Sold (part)

Halliburton Company (HAL) — Sold

Hess Corp (HES) — Dividend — Sold (part)

Home Depot Inc (HD) — Dividend — Buy (add'l)

Home Depot Inc (HD) — Sold (part)

Home Depot Inc (HD) — Buy (add'l)

Home Depot Inc (HD) — Sold (part)

Home Depot Inc (HD) — Buy

Honda Motor Co ADR Japan ADR (HMC) — Dividend — Buy (add'l)

Honda Motor Co ADR Japan ADR (HMC) — Sold

Honeywell International Inc (HON) — Dividend — Sold (part)

HSBC Holding PLC (HSBC) — Dividend — Buy (add'l)

HSBC Holding PLC (HSBC) — Sold

HSBC Holding PLC (HSBC) — Buy

Humana Inc (HUM) — Dividend — Buy

Humana Inc (HUM) — Buy (add'l)

Iberdrola SA ADR (IBDRY) — Dividend — Sold

IHS Markit LTD SHS (INFO) — None — Buy

IHS Markit LTD SHS (INFO) — Buy (add'l)

IHS Markit LTD SHS (INFO) — Sold

IHS Markit LTD SHS (INFO) — Buy

Illumina Inc Com (ILMN) — None

Industria De Diseno (IDEXY) — Dividend — Buy

Industria De Diseno (IDEXY) — Sold

Industria De Diseno (IDEXY) — Buy

Infineon Technologies ADR (IFNNY) — Dividend — Sold

ING Group N V NL Spon ADR (ING) — Dividend — Sold

Intercontinential Hotels Group PLC New Spon ADR (IHG) — Dividend — Sold

Intesa San Paolo Spon ADR (ISNPY) — Dividend — Buy (add'l)

Intesa San Paolo Spon ADR (ISNPY) — Sold

Intesa San Paolo Spon ADR (ISNPY) — Buy

International Consolidated ADR (ICAGY) — Dividend — Buy

International Consolidated ADR (ICAGY) — Buy (add'l)

International Paper Co Common Stock (IP) — Dividend

Intrapublic Group of CO (IPG) — Dividend — Sold (part)

Intrapublic Group of CO (IPG) — Sold (part)

Intrapublic Group of CO (IPG) — Sold

Invesco Ltd (IVZ) — None — Sold

ITV PLC ADR (ITVPY) — Dividend — Sold

Japan Tabacco Inc ADR (JAPAY) — Dividend — Sold

Johnson Controls International (JCI) — Dividend — Buy

Johnson Controls International (JCI) — Buy (add'l)

Johnson Controls International (JCI) — Sold

Johnson Controls International (JCI) — Buy

JPMorgan Chase & Co (JPM) — Dividend — Sold (part)

JPMorgan Chase & Co (JPM) — Sold (part)

Julius Baer Group ADR (JBAXY) — None — Buy

Julius Baer Group ADR (JBAXY) — Buy (add'l)

Julius Baer Group ADR (JBAXY) — Sold

Julius Baer Group ADR (JBAXY) — Buy

KBC Group NV ADR (KBCSY) — Dividend — Sold

Kellogg CO (K) — Dividend

Keycorp New (KEY) — Dividend — Sold (part)

Keycorp New (KEY) — Sold

Koninkluke Philips NV Spon ADR — Dividend — Sold (part)

Koninkluke Philips NV Spon ADR — Buy (add'l)

Koninkluke Philips NV Spon ADR — Sold (part)

Kroger Company (KR) — Dividend — Sold (part)

Kroger Company (KR) — Sold

Kubota Corp ADR (KUBTY) — None — Buy

Kubota Corp ADR (KUBTY) — Buy (add'l)

Lafargeholcim LTD Unsponsored ADR — Dividend — Sold

Lloyds Banking Group PLC (LYG) — Dividend — Buy

Lloyds Banking Group PLC (LYG) — Buy (add'l)

Lloyds Banking Group PLC (LYG) — Sold

Lloyds Banking Group PLC (LYG) — Buy

Lockheed Martin Corp (LMT) — Dividend — Sold (part)

Lockheed Martin Corp (LMT) — Sold (part)

Lockheed Martin Corp (LMT) — Buy (add'l)

Lowe's Companies Inc (LOW) — Dividend

Marathon Oil Corp (MRO) — Dividend — Buy

Marathon Oil Corp (MRO) — Sold (part)

Marathon Oil Corp (MRO) — Sold

Marathon Oil Corp (MRO) — Buy

Marathon Petroleum Co (MPC) — Dividend — Buy (add'l)

Marathon Petroleum Co (MPC) — Sold (part)

Marathon Petroleum Co (MPC) — Buy (add'l)

Marsh & Mclennan Cos Inc (MMC) — Dividend

Mastercard Inc (MA) — Dividend — Sold (part)

Mattel Inc Com (MAT) — None — Sold (part)

Mattel Inc Com (MAT) — Sold

Mattel Inc Com (MAT) — Buy

McKesson Corp Com (MCK) — Dividend — Buy (add'l)

McKesson Corp Com (MCK) — Buy (add'l)

McKesson Corp Com (MCK) — Sold

McKesson Corp Com (MCK) — Buy

Medtronic PLC SHS (MDT) — Dividend

Merck & Co Inc New Com (MRK) — Dividend — Sold (part)

MetLife Inc (MET) — Dividend — Buy (add'l)

MetLife Inc (MET) — Buy (add'l)

MetLife Inc (MET) — Sold (part)

MetLife Inc (MET) — Buy

Microsoft Corp (MSFT) — Dividend — Sold (part)

Microsoft Corp (MSFT) — Sold (part)

Mitsubishi UFJ Financial Group Inc (MTU) — Dividend — Sold

Mondelez International (MDLZ) — Dividend — Buy

Monster Beverage Corp New Com (MNST) — None — Buy (add'l)

Monster Beverage Corp New Com (MNST) — Sold (part)

Morgan Stanley (MS) — Dividend — Sold (part)

Morgan Stanley (MS) — Sold (part)

Motorola Solutions Inc (MSI) — Dividend

Murata Manufacturing Co (MRAAY) — None — Buy

Murata Manufacturing Co (MRAAY) — Buy (add'l)

Murata Manufacturing Co (MRAAY) — Sold

Murata Manufacturing Co (MRAAY) — Buy

Nextera Energy Inc Com (NEE) — Dividend — Sold (part)

Nextera Energy Inc Com (NEE) — Sold (part)

Nielsen Holdings PLC SHS (NLSN) — Dividend — Sold

Nippon Telegraph & Tel Corp Spon ADR (NTTYY) — Dividend — Sold

Nordea Bank ABP SHS (formerly AB-Spon) ADR (NRDBY) — None — Buy

Nordea Bank ABP SHS (formerly AB-Spon) ADR (NRDBY) — Sold

Nordea Bank ABP SHS (formerly AB-Spon) ADR (NRDBY) — Buy

Norsk Hydro A.S. New Norway Spon ADR (NHYDY) — Dividend — Sold (part)

Norsk Hydro A.S. New Norway Spon ADR (NHYDY) — Sold

Northrop Grumman Corp (NOC) — Dividend — Sold (part)

Northrop Grumman Corp (NOC) — Sold (part)

Novartis AF Spon ADR (NVS) — Dividend — Sold

Novartis AF Spon ADR (NVS) — Buy

Novartis AF Spon ADR (NVS) — Buy (add'l)

Novartis AF Spon ADR (NVS) — Sold

Novartis AF Spon ADR (NVS) — Buy

Novo Nordisk A S ADR (NVO) — Dividend — Sold

Novo Nordisk A S ADR (NVO) — Buy

Nvidia (NVDA) — Dividend — Buy

Nvidia (NVDA) — Buy (add'l)

Nvidia (NVDA) — Sold

Nvidia (NVDA) — Buy

NXP Semiconductors N.V (NXPI) — None — Buy

Oneok Inc (Oklahoma) (OKE) — Dividend — Buy

Oneok Inc (Oklahoma) (OKE) — Buy (add'l)

Oneok Inc (Oklahoma) (OKE) — Sold

Oneok Inc (Oklahoma) (OKE) — Buy

Oracle Corp. (ORCL) — Dividend — Sold (part)

Orange (ORAN) — None — Buy

Orange (ORAN) — Sold

Orange (ORAN) — Buy

Otsuka Holdings Co LTD (OTSKY) — Dividend — Buy

Otsuka Holdings Co LTD (OTSKY) — Sold

Otsuka Holdings Co LTD (OTSKY) — Buy

Panasonic Corp SHS (PCRFY) — Dividend — Buy

Panasonic Corp SHS (PCRFY) — Sold

Paypal Holdings Inc (PYPL) — None — Sold (part)

Pepsico Inc (PEP) — Dividend — Buy

Pepsico Inc (PEP) — Sold (part)

Pepsico Inc (PEP) — Buy (add'l)

Pfizer Inc Common Stock (PFE) — Dividend — Sold (part)

Pfizer Inc Common Stock (PFE) — Sold (part)

PG&E Corp (PCG) — None — Sold

Philip Morris Intl Inc (PM) — Dividend — Buy (add'l)

Philip Morris Intl Inc (PM) — Sold (part)

Praxair Inc (PX) — None — Sold

Procter & Gamble Co (PG) — Dividend — Sold (part)

Prudential Financial Inc (PRU) — Dividend — Buy (add'l)

Prudential Financial Inc (PRU) — Sold

Prudential PLC ADR United Kingdom (PUK) — Dividend — Sold

Public Service Enterprise Group Inc Common Stock (PEG) — Dividend — Sold (part)

Qualcomm Inc Common Stock (QCOM) — Dividend — Sold (part)

Qualcomm Inc Common Stock (QCOM) — Buy (add'l)

Quest Diagnostics (DGX) — Dividend — Sold (part)

Quest Diagnostics (DGX) — Sold

Repsol YPF S A SPND ADR (RDSMY) — None — Buy

Repsol YPF S A SPND ADR (RDSMY) — Buy (add'l)

Repsol YPF S A SPND ADR (RDSMY) — Sold

Repsol YPF S A SPND ADR (RDSMY) — Buy

Rio Tinto PLC Spon ADR (RIO) — Dividend — Sold

Roche Holding LTD Spons ADR Switzerland ADR (RHHBY) — Dividend — Buy (add'l)

Roche Holding LTD Spons ADR Switzerland ADR (RHHBY) — Sold (part)

Royal DSM N V Sponsored ADR (RDSMY) — Dividend — Buy

Royal DSM N V Sponsored ADR (RDSMY) — Sold

Royal DSM N V Sponsored ADR (RDSMY) — Buy

Royal Dutch Shell PLC Cl A (RDSA) — Dividend — Sold (part)

Royal Dutch Shell PLC Cl A (RDSA) — Buy (add'l)

Royal Dutch Shell PLC Cl A (RDSA) — Sold (part)

Royal Dutch Shell PLC Cl A (RDSA) — Sold

Royal Dutch Shell PLC Cl A (RDSA) — Buy

Ryanair Holdings PLC Spon ADR (RYAAY) — None — Sold

S&P Global Inc (SPGI) — Dividend

Salesforce.com Inc (CRM) — None — Sold (part)

Salesforce.com Inc (CRM) — Sold (part)

Sanofi Spon ADR (SNY) — Dividend — Sold

SAP SE SHS (SAP) — None — Buy

SAP SE SHS (SAP) — Buy (add'l)

SAP SE SHS (SAP) — Sold

SAP SE SHS (SAP) — Buy

Schlumberger LTD (SLB) — Dividend — Buy

Schlumberger LTD (SLB) — Sold (part)

Schlumberger LTD (SLB) — Sold

Schneider Electric SE Unsponsored ADR (SBGSY) — Dividend — Sold

Schwab Charles Corp New (SCHW) — Dividend — Sold (part)

Schwab Charles Corp New (SCHW) — Sold (part)

Schwab Charles Corp New (SCHW) — Buy

Secom Co LTD ADR (SOMLY) — Dividend — Buy

Secom Co LTD ADR (SOMLY) — Sold (part)

ServiceNow Inc (NOW) — None — Sold (part)

ServiceNow Inc (NOW) — Sold (part)

Seven and I Holdings Co (SVNDY) — Dividend — Buy

Seven and I Holdings Co (SVNDY) — Sold

Seven and I Holdings Co (SVNDY) — Buy

Shire PLC Spon ADR (SHPG) — Dividend — Sold (part)

Shire PLC Spon ADR (SHPG) — Sold

Siemens A G Spon Adr (SIEGY) — Dividend — Sold

Smith & Nephew PLC Sponsored ADR New (SNN) — Dividend — Buy

Smith & Nephew PLC Sponsored ADR New (SNN) — Sold

Smith & Nephew PLC Sponsored ADR New (SNN) — Buy

Splunk Inc.(SPLK) — None — Sold (part)

Splunk Inc.(SPLK) — Sold (part)

Starbucks Corp (SBUX) — Dividend — Sold (part)

Starbucks Corp (SBUX) — Sold (part)

Starbucks Corp (SBUX) — Sold

State Street Corp (STT) — None — Buy

State Street Corp (STT) — Buy (add'l)

State Street Corp (STT) — Sold

State Street Corp (STT) — Buy

Sumitomo Mitsui Financial Spon ADR (SMFG) — Dividend — Buy (add'l)

Sumitomo Mitsui Financial Spon ADR (SMFG) — Sold (part)

Sumitomo Mitsui Financial Spon ADR (SMFG) — Sold

Sumitomo Mitsui Financial Spon ADR (SMFG) — Buy

Sumitomo Mitsui Trust Holdings Spon ADR (SUTNY) — Dividend — Sold

Suncor Energy Inc New CAD (SU) — Dividend — Sold (part)

Suncor Energy Inc New CAD (SU) — Buy (add'l)

Suncor Energy Inc New CAD (SU) — Sold (part)

Suncor Energy Inc New CAD (SU) — Buy (add'l)

SunTrust Banks Inc (STI) — Dividend — Sold (part)

SunTrust Banks Inc (STI) — Sold (part)

Swiss RE AG Shs (SSREY) — Dividend — Sold (part)

Swiss RE AG Shs (SSREY) — Sold

Taiwan S Manufacturing ADR (TSM) — Dividend — Buy (add'l)

Technip FMC PLC Reg Shs (FTI) — Dividend — Sold (part)

Technip FMC PLC Reg Shs (FTI) — Sold

Telecom Italia SPA New Restg (TI) — None — Sold

Teva Pharmaceuticals (TEVA) — None — Sold (part)

Teva Pharmaceuticals (TEVA) — Sold

The Priceline Group Inc (PCLN) — None — Buy (add'l)

The Priceline Group Inc (PCLN) — Merged (with line 167)

Toray Industries Inc ADR (TRYIY) — Dividend — Buy

Toray Industries Inc ADR (TRYIY) — Sold

Toray Industries Inc ADR (TRYIY) — Buy

Total S.A. France Spon ADR (TOT) — Dividend — Sold (part)

Total S.A. France Spon ADR (TOT) — Buy (add'l)

Total S.A. France Spon ADR (TOT) — Sold (part)

Total S.A. France Spon ADR (TOT) — Sold

Total S.A. France Spon ADR (TOT) — Buy

Toyota (TM) — Dividend — Sold

Transcanada Corp (Holding Co) (TRP) — Dividend — Sold

Transunion (TRU) — Dividend — Buy (add'l)

Transunion (TRU) — Sold (part)

Travelers Cos. Inc/The (TRV) — Dividend — Buy (add'l)

Travelers Cos. Inc/The (TRV) — Sold (part)

Travelers Cos. Inc/The (TRV) — Buy (add'l)

UBS Group AG Namens-Aktien (UBS) — Dividend — Buy

UBS Group AG Namens-Aktien (UBS) — Sold

Ulta Beauty Inc (ULTA) — None — Buy (add'l)

Ulta Beauty Inc (ULTA) — Buy (add'l)

Ulta Beauty Inc (ULTA) — Sold (part)

Unilever NV NY SHS New (UN) — Dividend — Sold (part)

Unilever NV NY SHS New (UN) — Buy (add'l)

Unilever NV NY SHS New (UN) — Sold (part)

Unilever NV NY SHS New (UN) — Buy (add'l)

Union Pacific Corp (UNP) — Dividend

United Parcel Service Inc Cl (UPS) — None — Sold

United Health Group Inc (UNH) — Dividend — Sold (part)

US Bancorp Del (New) (USB) — Dividend — Sold (part)

US Bancorp Del (New) (USB) — Sold (part)

Verizon Communciations Inc (VZ) — Dividend — Buy (add'l)

Verizon Communciations Inc (VZ) — Buy (add'l)

Verizon Communciations Inc (VZ) — Sold (part)

Verizon Communciations Inc (VZ) — Buy (add'l)

Visa Inc. CL A (V) — Dividend — Sold (part)

Visa Inc. CL A (V) — Sold (part)

Vodafone Group PLC Spon ADR (VOD) — Dividend — Sold (part)

Vodafone Group PLC Spon ADR (VOD) — Sold

Waste Connections Inc (WCN) — Dividend — Buy (add'l)

Wells Fargo & Co New (WFC) — Dividend — Sold (part)

Wells Fargo & Co New (WFC) — Buy (add'l)

Wells Fargo & Co New (WFC) — Sold (part)

Wells Fargo & Co New (WFC) — Buy (add'l)

West Pharmacuticals Svcs Inc (WST) — Dividend — Buy (add'l)

Williams Companies Del (WMB) — Dividend — Buy

Williams Companies Del (WMB) — Buy (add'l)

Williams Companies Del (WMB) — Sold

Williams Companies Del (WMB) — Buy

Xylem Inc SHS (XYL) — Dividend — Buy

Xylem Inc SHS (XYL) — Buy (add'l)

Xylem Inc SHS (XYL) — Sold

Xylem Inc SHS (XYL) — Buy

Zoetis Inc (ZTS) — Dividend — Buy (add'l)

Zoetis Inc (ZTS) — Buy (add'l)

Zurich Ins Group Ltd Spon ADR (ZURVY) — Dividend — Sold (part)

Zurich Ins Group Ltd Spon ADR (ZURVY) — Sold

3M Co. (MMM) — Dividend — Sold (part)

3M Co. (MMM) — Sold (part)

3M Co. (MMM) — Buy (add'l)

3M Co. (MMM) — Sold (part)

3M Co. (MMM) — Buy (add'l)

JP Morgan International Value SMA Fund (JTIVX) — None — Sold (part)

JP Morgan International Value SMA Fund (JTIVX) — Sold

IShares Russell 1000 (IWF) — Dividend — Buy

IShares Russell 1000 (IWF) — Sold

IShares TR Core MSCI EAF (IEFA) — Dividend — Buy

IShares TR Core MSCI EAF (IEFA) — Sold

Vanguard Value ETF (VTV) — Dividend — Buy

Vanguard Value ETF (VTV) — Sold

Brokerage #3 (H)

Triborough Bridge & Tunnel Authority Bonds (2) — Interest — Redeemed

Massachusetts Bond (576004FN0) — Interest — Sold

NY State Dormitory Authority Bond (6499054J2) — Interest

NYC Transit Finance Authority Future (64971M7C0) — Interest — Sold

NY State Dormitory Bond (649905TP2) — Interest

Metropolitan Transit Authority Bond (59259ND83) — Interest

Dormitory Auth of NY Bond (649906DJ0) — Interest

New York Thruway Bond (65009TL7) — Interest — Redeemed

NY State Environmental Bond (64985HKC0) — Interest

34th Street Partnership Bond (884286BX2) — Interest

Bay Shore NY Union Free School District (072581JX0) — Interest

Hudson Yd Infra Corp NY (44420RAD2) — Interest — Buy

Erie NY Indl Dev Agy Sch FC RV Ref (29509PJC4) — None

University California Revs (91412G2U8) — None

Tampa Florida Bond (875290WQ7) — Interest

Erie County NY Bond — Interest

Sales Tax Asset (794665FM6) — Interest — Buy

Shenendehowa NY Bond (823194F75) — Interest

Matanuska-Susitna Boro (576544S68) — Interest

NY St Dorm Auth Sales Tax (64990AEY7) — Interest

NYC Transit Bond (64972HVG4) — Interest

NYC Muni WTR in Authority Bond (No.1) (64972GJE5) — None — Sold

Port Auth N Y & N J Cons (73358WRU0) — Interest — Buy

Chicago O'Hare Airport Bond (167593RF1) — Interest

New York NY Mun WFA (64972GPL2) — Interest — Buy

NY St Dorm Auth RE (64990CDS7) — Interest

Hudson Yd Infra Corp NY (44420RAT7) — Interest — Buy

New York NY City TFA Rev (64971XCN6) — None — Buy

Brokerage #4 (H)

Fidelity Int'l Small Cap (FISMX) — Dividend — Buy (add'l)

Fidelity Int'l Small Cap (FISMX) — Buy (add'l)

Fidelity Zero International Index (FZILX) — Dividend — Buy

Fidelity Zero Total Market Index (FZROX) — Dividend — Buy

Dodge & Cox Global Stock Fund (DODWX) — Dividend

Dodge & Cox Stock (DODGX) — Dividend

Wisdomtree TR US Midcap Dividend (DON) — Dividend

Private Funds (H)

Greenwich Friess Long/Short Fund — None

Oak Hill Capital Partners — None — Buy (add'l)

Park Overlook Equities Fund — None

Trishield Special Situations Fund — None — Sold (part)

WFG-WPX Partners LLC — Distribution

Spouse's income — 2018 — Trustee of WisdomTree Trust (trustee fees)

Part VII: Updated header names are not indicative of changes in holdings.

Part VII, line 2: No underlying investment options.

Part VII, line 4: Following a reportable transaction, this asset became unreportable without a corresponding reportable transaction. (Y)

Part VII, lines 5, 6, 21, 22, 24, and 28: Name changes/corporate exchanges only; no reportable transactions. See 2017, lines 45, 48, 74, 75, 78, and 84,

respectively.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VII, lines 4, 81, and 103 (2017): These items are mot reportable in 2018; there are no corresponding reportable transactions.