Michael Peter Shea

CHET Moderate Managed Allocation Option (529) — None — Sold (part)

CHET Moderate Managed Allocation Option (529) — Sold (part)

CHET High Equity Option (529) — None

Dreyfus Midcap Index Fund — None — Sold

Vanguard Midcap Index Fund — None — Buy

Fidelity Blue Chip Growth Fund — Dividend

Fidelity Cash Reserves — Interest

Fidelity ContraFund — Dividend

Vanguard Target 2030 — Dividend

T. Rowe Price Retirement 2030 Fund — None

T. Rowe Price Institution Large Cap Core Fund — None

Vanguard Emerging Markets Stock Index Fund — Dividend

Vanguard High-Yield Tax Exempt Fund — Dividend

Vanguard Small Cap Value Index Admiral Fund — Dividend

Vanguard Diversified Equity Investments Fund — Dividend — Sold (part)

Vanguard Diversified Equity Investments Fund — Buy (add'l)

Vanguard Value Index Fund Admiral — Dividend — Buy (add'l)

Vanguard Institutional Index Fund — None

Vanguard Total International Stock Index Fund — None

Vanguard Total Bond Market Index Fund — None

Glenmede Small Cap Equity Instl — None

American Beacon Large Cap Value Instl Fund — None

Bank of America Accounts — Interest

Agreement — 2012 — Day Pitney LLP Retirement Plan, no control

Agreement — 1998 — Cleary Gottlieb Steen & Hamilton Retirement Plan, no control

Reimbursement — Columbia Law School/New York University School of Law — 2/23/2018 - 2/25/2018 — Manhasset, NY — Seminar: Int'l Human Rights & Humanitarian Laws and their Relevance to U.S. Courts — Meals and lodging

Spouse's income — 2018 — Self-employed marriage and family therapist

Capital gain information has been provided based on available information. The calculation of capital gains for 529 plans (Part VII) are estimates based on account

history; precise information is not available. Sales of securities in retirement account on 02/23/18 were reinvested in different funds in the same account, and the

calculation of capital gains for such sales is not possible due to the absence of information from the account administrator (Part VII). Certain investments shown

on the previous year's disclosure were below the reporting threshold for this reporting period (Part VII).