William S. Duffey jr

Brokerage Account #2 (H)

Charles Schwab Deposit Accounts — Interest

Schwab Value Advantage Money Market Fund — Dividend — Buy

Franklin Mutual Quest C — Dividend — Donated (part)

Invesco VK Amer Franchise C — Donated (part)

Invesco VK Amer Franchise C — Donated

Vanguard Dividend Appreciation — Dividend

IRA #1 (H)

Federal National Mtg Assn Pool 357952 — Interest

Charles Schwab Deposit Accounts — Interest

Schwab Value Advantage Money Market Fund — Dividend — Buy

Schwab Value Advantage Money Market Fund — Sold

Schwab Value Advantage Money Market Fund — Buy

Marathon Oil Corp — Interest — Redeemed

Verizon Communications — Interest — Redeemed

Glaxosmithkline Cap Inc — Interest — Redeemed

Mondelez International — Interest

AT&T Inc — Interest

Boeing Co — Interest

Indiana Michigan Power — Interest

Altria Group Inc — Interest

Barrick North America Finance LLC — Interest

Metlife Inc — Interest

JPMorgan Total Return FD — Dividend

DFA US Core Eqty 1 Port Instl — Dividend

Vanguard Div Growth FD Investor — Dividend

PIMCO Enhanced Shrt — Dividend — Buy

PIMCO Enhanced Shrt — Distribution — Sold (part)

PIMCO Flexible Credit — Dividend — Buy

IRA #4 (H)

AIP ABSLT RTNSTS — None — Sold (part)

AIP ABSLT RTNSTS — Sold

MS Bank Dep Program (X) — Open

MS Bank Dep Program (X) — Closed

MS Bank Dep Program (X) — Open

MS Bank Dep Program (X) — Closed

IRA #2 (H)

AIP ABSLT RTNSTS — None — Sold (part)

AIP ABSLT RTNSTS — Sold

MS Bank Dep Program (X) — Open

MS Bank Dep Program (X) — Closed

MS Bank Dep Program (X) — Open

MS Bank Dep Program (X) — Closed

Roth IRA #1 (H)

Ishares Core Dividend — Dividend — Buy

Roth IRA #2 (H)

Ishares Core Dividend — Dividend — Buy

Brokerage Account #1 (H)

Charles Schwab Deposit Accounts — Interest

Schwab Value Advantage Money Market Funds — Dividend — Buy

Schwab Value Advantage Money Market Funds — Buy (add'l)

Schwab Value Advantage Money Market Funds — Buy (add'l)

Schwab Value Advantage Money Market Funds — Sold (part)

Ishares Russel Midcap G In Fd — None — Sold

Ishares Russel Midcap V In Fd — Dividend

Ishares S&P 500 GRWTH Index — Dividend

Ishares S&P 500 Value Index — Dividend

Tortise MLP & Pipeline Inst — Dividend

Vanguard Total Stock Market — Dividend

IRA #3 (H)

Charles Schwab Deposit Accounts — Interest

Schwab Value Advantage Money Market Fund — Dividend — Buy

Schwab Value Advantage Money Market Fund — Buy (add'l)

Schwab Value Advantage Money Market Fund — Buy (add'l)

Ishares Russell Midcap V In FD — Dividend — Sold (part)

Ishares S&P 500 GRWTH Index — Dividend

Renasant Corp — Dividend

Baird Aggregate Bond — Dividend

Doubleline Total Return Bond — Dividend

Pimco Income Inst Cl — Dividend

First Eagle Overseas Fund Cl I — Dividend — Sold (part)

Matthews Asia Dividend Fund — Dividend

Tweedy Browne Global Value Fund — Dividend

Vanguard Div Growth Fd Investor — Dividend — Sold (part)

Vanguard Total — Dividend — Buy

Vanguard Energy Fund — None — Buy

Boston Partners Long Short Eq — Distribution — Buy (add'l)

FPA Crescent Fund Inst Cl — Dividend — Buy (add'l)

FPA Crescent Fund Inst Cl — Distribution — Buy (add'l)

UBS E TRACS Alerian MLP — Dividend — Sold

Vanguard Dividend Appreciation — Dividend — Sold (part)

Oakmark Intl Fd Inv — Dividend — Buy

Oakmark Intl Fd Inv — Sold

Oakmark Intl Fd Inst — None — Buy

Virtus SEIX US Gov Sec Ultra Short Bd I — Dividend — Buy

IRA #5 (H)

John Hancock Invmt Grd BD I — Dividend — Sold

MS Bank Deposit Program — None — Open

MS Bank Deposit Program — Closed

IRA #6 (H)(X)

Fulcrum Growth Fund III, LLC **** — Int./Div.

NW Mutual Estate CompLife — None

John Hancock Life Insurance — None

C & B Capital II, L.P. * — Distribution

CB Liquidating ** — Distribution

C & B Capital III, L.P. *** — None

Betsy Byars, Inc. — Royalty

Peachtree Ridge Partners, LLC (Peachtree Corners, Georgia) — Rent — Buy

Gold coins — None

Chair of the Board of Directors, Atlanta Track Club

Grant Committee Member, Atlanta Foundation

Spouse's income — 2017-18 — Simon & Schuster - royalties from copyrights

Spouse's income — 2017-18 — Penguin Group (USA) Inc. - royalties from copyrights

Spouse's income — 2017-18 — Macmillan Holding, LLC - royalties from copyrights

Spouse's income — 2017-18 — Gerth Medien GmbH - royalties from copyrights

Spouse's income — 2017-18 — Amazon.com - royalties from copyrights

Spouse's income — 2017-18 — Self-employed writer

Part VII. Investments and Trusts

*Ownership interest percentage is 0.754760%. During the reporting period, C&B Capital II, L.P. held interests in the following companies:

- Brand Group Holdings, Inc.

- Cartera Commerce, Inc.

- Controlscan, Inc

- Navitas Lease Finance Corp.

- REACH Health, Inc.

- CB Network Holdings, Inc. d/b/a cbanc Network

- Computex Technology Solutions, Inc.

- SAJ Shift Corp (Name changed to Snag Holdings, Inc. in 2018)

- InTouch Technologies, Inc. (Acquired REACH Health)

**Ownership interest percentage is 0.261180%. During the reporting period, C&B Liquidating, LLC. held interests in the following companies:

- Liaison Technologies, Inc.

- Focus Receivables, Inc.

***Ownership interest percentage is 0.492983%. During the reporting period, C&B Capital III, L.P. held interests in the following companies:

- Brand Group Holdings, Inc.

- Confirmation Capital, LLC

- Gro Solutions, Inc.

- DefenceStorm, Inc.

- Secretariat International, Inc.

****Ownership interest percentage is 1.2358393%. During the reporting period, Fulcrum Growth Fund III, LLC held interests in the following companies:

-Advantum Health

-CarePlus

-Dropoff

-Synthio

-Fattmerchant

-Liberation Way

-SaaSOptics