Andrew W. Austin

MUTUAL FUNDS

American Balanced Fund — Dividend

American Balanced Fund — Sold (part)

American Balanced Fund — Sold (part)

American Balanced Fund — Sold (part)

Am. Funds Tax-Exempt Bond Fund of America — Dividend

Invesco Tax-Free Intermed. Fund Class A — Dividend

BBN — Dividend

TEPAX — Dividend — Sold

LDP — Buy

AFAXX — Buy

AFAXX — Buy (add'l)

AFAXX — Buy (add'l)

UBS BANK USA DEPOSIT ACCT — Interest

STOCKS:

GYB — Dividend

DSL — Dividend — Sold

CORPORATE BONDS:

Genworth Fin. Bond — Interest

IRA # 1

UBS Bk. Dep. Acct. — Interest

EDIV — Dividend

IDV — Dividend

GE — Dividend

PDVYX — Dividend

GIOIX — Dividend

GIOIX — Sold (part)

DSL — Dividend

DSL — Sold (part)

LDP — Dividend

F — Dividend

RDSA — Dividend

RDSA — Sold (part)

LSIZX (MFCODM)** — Dividend

LUV — Dividend

LUV — Sold (part)

VRP — Dividend

VRP — Buy (add'l)

VRP — Buy (add'l)

GYB — Dividend — Sold

SEMMX — Dividend

JIPIX — Dividend — Sold

VMFIX — Dividend — Sold

UNTS FT SBRIENT BAKERS DZN — Interest

UNTS FT SBRIENT BAKERS DZN — Buy (add'l)

SLB — Dividend — Buy

SLB — Buy (add'l)

MLPA — Dividend — Buy

MLPA — Buy (add'l)

MLPA — Buy (add'l)

MLPA — Buy (add'l)

T — Dividend — Buy

T — Buy (add'l)

Genl Elec Co B/E corp bond — Interest — Buy

QABA — Dividend — Buy

QABA — Buy (add'l)

IRA # 2

Am. Funds Target Date 2045 A — Dividend

Am. Funds Intermed. Bond Fund of Am Class A — Dividend

Am. Funds Bond Fund of America Class A — Dividend

Am. Funds Capital World Bond Fund Class A — Dividend

Am. Funds Growth & Inc. Port. — Dividend

FROST BANK MONEY MKT & CHECKING ACCOUNTS — Interest

MUNICIPAL BONDS

Central Tx Reg. Mobility Authority — Interest

Executive Committee member, Lloyd Lochridge American Inn of Court

Treasurer, Violet Crown Sports Association (Cycling Team)

Board member, Bikeshare of Austin

Income — 2018 — University of Texas School of Law — $5,001.00

Spouse's income — 2018 — Austin Independent School District - salary

**I incorrectly identified this investment in last year's report with the symbol "MFCODM" - which is UBS's identifier, not its trading symbol. The correct symbol

is "LSIZX" as noted in this year's report.