Andrew S. Hanen

2018

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

217
investments
0
positions
0
gifts
0
agreements
0
debts
2
reimbursements
0
income
1
spouse income

Named parties

Stanford/Federalist Society
State Bar of Texas CLE
Self-Employed Attorney

As filed

IRA Account #1

Bank of America RASP — Interest

Apple — Dividend

I Shares Biotech — Dividend — Sold (part)

I Shares Biotech — Sold (part)

I Shares Biotech — Buy (add'l)

Vanguard Consumer STPL — Dividend — Buy (add'l)

Vanguard Consumer STPL — Sold (part)

Vanguard Materials — Dividend — Buy (add'l)

Vanguard Materials — Buy (add'l)

Vanguard Materials — Sold (part)

Vanguard Consumer (Dis.) — Dividend — Sold (part)

Vanguard Consumer (Dis.) — Sold (part)

Vanguard Ind — Dividend — Sold (part)

Vanguard Ind — Buy (add'l)

Health Care Select SPDR Fund — Dividend — Sold (part)

Health Care Select SPDR Fund — Sold (part)

Health Care Select SPDR Fund — Buy (add'l)

Health Care Select SPDR Fund — Sold (part)

Spdr Financial — Dividend — Sold (part)

Spdr Financial — Buy (add'l)

Vanguard Info — Dividend — Sold (part)

Vanguard Info — Sold (part)

First TR Exchange Trade (See Note 1) — None — Buy (add'l)

First TR Exchange Trade — Sold (part)

First TR Exchange Trade — Buy (add'l)

First TR Exchange Trade — Sold (part)

First Trust Cloud — Dividend — Buy (add'l)

First Trust Cloud — Buy (add'l)

First Trust Cloud — Sold (part)

Sector Spdr Energy — Dividend — Sold (part)

Sector Spdr Energy — Sold (part)

Real Estate Select — Dividend — Sold (part)

Vanguard Telecomm — Dividend — Buy

Vanguard Telecomm — Sold

Comm. Services Select — Dividend — Buy

Retirement Account #1

Fidelity Short Term Bond Fund — Dividend — Sold

BMO Strategic Income Fund (See Note 2) — Dividend

Microsoft Bonds — Interest

Goldman Sachs Bonds — Interest

George Washington Uni. Bond — Interest — Redeemed

Fidelity Cash Reserves — Interest

Fidelity MMKT Premium Class (See Note 7) — Dividend — Buy

Fidelity MMKT Premium Class (See Note 7) — Sold (part)

Fidelity Contra Fund — Dividend — Buy (add'l)

Fidelity Equity — Dividend

Fidelity Dividend — Dividend

Fidelity Blue Chip — Dividend

Simmons Bk CD — Interest — Buy

Modern Bk CD — Interest — Buy

Valley Nat. Bk CD — Interest — Buy

Wells Fargo Bk CD — Interest — Buy

Fidelity 500 Index Fund (See Note 3) — Dividend — Buy

Fidelity 500 Index Fund — Buy (add'l)

Fidelity 500 Index Fund — Sold (part)

Brokerage Account #1

Burleson TX ISD Municipal Bonds — Interest — Redeemed

Morgan Stanley Private Bank NA Fund — Interest

JP Morgan Chase FXD — Dividend — Buy

CitiGroup Inc. FXD 5.8 — Dividend — Buy

CitiGroup Inc. FXD 5.95 — None — Buy

CitiGroup Inc. FXD 6.125 — Dividend — Buy

Brokerage Account #2

N. Tex. Twy. Auth. Municipal Bonds — Interest

Waco TX CTFS (See Note 4) — Interest

Bank of America Money Market Fund (See Note 4) — Interest

Eaton Vance Tax — Dividend — Buy

S+P 500 — None — Buy

Compass Bank — Interest

Northwestern Mutual EOL Whole Life Insurance #117 (See Note 8) — Dividend

Northwestern Mutual EOL Whole Life Insurance #714 — Dividend

Northwestern Life Mutual Whole Life Insurance #642 — Dividend

Northwestern Mutual Whole Life Insurance #817 — Dividend

Northwestern Mutual Whole Life Insurance #811 — Dividend

Northwestern Mutual Whole Life Insurance #840 — Dividend

IRA Account #4

Treasury Strips — Interest — Redeemed

Capital Income BLDR — Dividend

American FDS Portfolio Growth and Index Fund — Dividend

Apple — Dividend

Spdr Indus. — Dividend

Spdr. Consumer STPL — Dividend

Spdr Energy — Dividend

Consumer Discretion - Select Sector SPDR FD — Dividend

Spdr Gold — None

Vanguard Info — Dividend

WF Sweep — Dividend

American High Income Trust — Dividend — Buy

American High Income Trust — Buy (add'l)

IRA Account #5 (See Note 5)

I Shares S+P 500 (X) — Dividend — Sold (part)

I Shares S+P 500 (X) — Sold (part)

I Shares S+P 500 (X) — Buy (add'l)

I Shares MSCI (X) — Dividend — Buy (add'l)

I Shares MSCI (X) — Buy (add'l)

I Shares MSCI (X) — Sold (part)

I Shares MSCI (X) — Buy (add'l)

Pacer FDS (X) — Dividend — Sold (part)

Pacer FDS (X) — Buy (add'l)

Pacer FDS (X) — Sold (part)

Pacer FDS (X) — Buy (add'l)

SPDR Gold Trust (X) — None — Buy (add'l)

SPDR Gold Trust (X) — Sold (part)

Vanguard Int'l Equity (X) — Dividend — Buy (add'l)

Vanguard Int'l Equity (X) — Buy (add'l)

Vanguard Int'l Equity (X) — Sold (part)

Vanguard Int'l Equity (X) — Buy (add'l)

Vanguard Mid-Cap (X) — Dividend — Sold (part)

Vanguard Mid-Cap (X) — Buy (add'l)

Vanguard Mid-Cap (X) — Sold (part)

Vanguard Mid-Cap (X) — Buy (add'l)

Vanguard Small-Cap (X) — Dividend — Sold (part)

Vanguard Small-Cap (X) — Buy (add'l)

Vanguard Small-Cap (X) — Sold (part)

Vanguard Small-Cap (X) — Buy (add'l)

Wisdomtree Japan ETF (X) — Dividend — Buy (add'l)

Wisdomtree Japan ETF (X) — Buy (add'l)

Wisdomtree Japan ETF (X) — Sold (part)

Wisdomtree Japan ETF (X) — Buy (add'l)

Ariel Appreciation Fund (X) — Dividend — Buy (add'l)

Ariel Appreciation Fund (X) — Buy (add'l)

Ariel Appreciation Fund (X) — Sold (part)

Ariel Appreciation Fund (X) — Sold

Janus Invt FD (X) — Dividend — Sold (part)

Janus Invt FD (X) — Sold (part)

Loomis Sayles Global (X) — Dividend — Sold (part)

Loomis Sayles Global (X) — Buy (add'l)

Loomis Sayles Global (X) — Sold (part)

Loomis Sayles Global (X) — Buy (add'l)

Lord Abbett Short Dur. Income Fund (X) — Dividend — Sold (part)

Lord Abbett Short Dur. Income Fund (X) — Sold (part)

Oakmark Funds (X) — Dividend — Sold (part)

Oakmark Funds (X) — Buy (add'l)

Oakmark Funds (X) — Sold (part)

Oakmark Funds (X) — Buy (add'l)

Pioneer Serv. Flexible Oppty. (X) — Dividend — Buy (add'l)

Pioneer Serv. Flexible Oppty. (X) — Buy (add'l)

Pioneer Serv. Flexible Oppty. (X) — Sold (part)

Pioneer Serv. Flexible Oppty. (X) — Sold

Putnam Income (X) — Dividend — Sold (part)

Putnam Income (X) — Sold (part)

Steelpath MLP (X) — Dividend — Sold

Templeton Income (X) — Dividend — Buy (add'l)

Templeton Income (X) — Sold (part)

Vaneck Vectors — Dividend — Buy

Vaneck Vectors — Buy (add'l)

Vaneck Vectors — Sold (part)

First Eagle — None — Buy

Wells Fargo Sweep Account (X) — Interest

IRA Account #6 (See Note 5)

Boardwalk Pipeline (X) — None — Sold

Cross Timbers Roy. Trust (X) — Distribution — Buy (add'l)

Energy Transfer Equity (X) — Dividend

Enterprise Prods. LP (X) — Dividend — Buy (add'l)

Kinder Morgan Inc. (X) — Dividend — Buy (add'l)

One OK Inc. (X) — Dividend — Sold (part)

Permian Basin Roy. Trust (X) — Distribution — Buy (add'l)

Sabine Roy. Trust (X) — Distribution — Buy (add'l)

San Juan Basin Roy. Trust (X) — Distribution — Buy (add'l)

Williams Partners LP (See Note 6) (X) — Dividend — Sold (part)

Williams Partners LP (X) — Sold (part)

Williams Partners LP (X) — Buy (add'l)

First Eagle Overseas Fund (X) — Dividend — Buy (add'l)

Harbor High Yield (X) — Dividend

Templeton Emerging Mkts (X) — Dividend

Templeton Global Bond Fund (X) — Dividend — Buy (add'l)

Vanguard Prime (X) — Dividend — Buy (add'l)

Vanguard Prime (X) — Buy (add'l)

Vanguard Prime (X) — Sold (part)

Vanguard Prime (X) — Sold

I Shares JPMorgan Local Currency (X) — Dividend — Buy (add'l)

I Shares JPMorgan Local Currency (X) — Buy (add'l)

I Shares TR S+P 500 Growth (X) — Dividend — Sold (part)

I Shares TR S+P 500 Growth (X) — Sold (part)

I Shares TR S+P 500 Value (X) — Dividend — Buy (add'l)

I Shares Core MSCI Emerging (X) — Dividend — Buy (add'l)

I Shares Core MSCI Emerging (X) — Buy (add'l)

Vanguard Bond (X) — Dividend — Buy (add'l)

Vanguard Bond (X) — Sold (part)

Pershing Gov. Acct. (X) — Dividend

Pfizer (X) — None — Sold

Team Inc. (X) — None — Sold

Harbor Int.'l Fund (X) — None — Buy (add'l)

Harbor Int'l Fund (X) — Buy (add'l)

Harbor Int'l Fund (X) — Sold

Powershares ETF (X) — Dividend — Sold

MFS Int'l — Dividend — Buy

Reimbursement — Stanford/Federalist Society — 4/11/2018-4/12/2018 — Palo Alto, CA — Speech — Travel, Meals, & Hotel

Reimbursement — State Bar of Texas CLE — 5/18/2018 — San Antonio, TX — Speech — Travel

Spouse's income — 2018 — Self-Employed Attorney

1. The fund labeled "First TR Exchange Trade" is now being called "First Trust Dow Jones." It will be referred to by that name in subsequent reports.

2. In past reports this fund was referred to as the BMO Short Term Intermediate Bond, but its name was changed last year after a merger with another fund.

3. The name of this fund when originally purchased was Fidelity Money Market Premium Class, but in November it merged with Fidelity 500 Index Fund and that

is the current name.

4. The Waco Texas bonds and the Bank of America Money Market Fund were accidentally omitted from the 2017 report due to a page break, but are included

here. Other than the receipt of interest totaling less than $5,000, there were no transactions concerning the bonds in 2017. The money market was originally called

BIF Tax Exempt. It changed its name to Bank of America Money Market Fund during 2018. It is only the sweep portion of the brokerage account in which excess

funds are deposited or withdrawn and those deposits or withdrawals were the only activities in 2017 and 2018.

5. IRA Accounts five and six were inherited in the spring of 2018 .

6. Williams Partners LP was merged into Williams Bros. Inc. on August 13, 2018. The merger was not finalized until December of 2018 at which time fractional

shares were bought out and the spouse of the undersigned received $21.66 for those fractional shares.

7. This money market was inadvertantly left off of the initial report and the report has been amended to include it.

8. All life insurance policies (Part VII, Lines 85-90) are either whole life or what is called extraordinary life (EOL), which are essentially whole life policies. Any

dividends that are generated are used to pay the premium or to buy more coverage. The undersigned does not have any investment authority over these policies,

nor does he invest any funds associated with these policies.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.