James J. Tancredi

Day Pitney Pen. and 401k (T Rowe PriceRet 2000 and pers. choice act)* — Int./Div.

People's United Financial Inc common stock (custodial ownership) — Dividend

Bank of America — Interest

People's United bank — Interest

*Apple common stock (AAPL) — Dividend

*AIG focused Div Strat A (FDAX) — Dividend

*SPDR S&P 500 ETF (SPY) — Dividend

Bank Sweep SCHWABB — Interest

Past President, Hartford County Bar Assn Hartford Ct 06001

Director, CT TMA

Liability — all credit cards ( retired every month to zero) — revolving credit cards with Amex, Bank of America, Discover, Capital One, Wells Fargo, People's United ,

Liability — Amex and Kohl's (retired ) every month to zero — revolving credit

Reimbursement — ABI NE Conference — july 12 -14,2018 — Smuggler's Notch, Stowe Vt — Bankruptcy Cle panel — food, seminar fees,lodging, auto mileage from home

Reimbursement — ABI Spring Mtg — april 19-22,2018 — Marriott, Wash Dc — Bankruptcy Cle panel for ABC — same

Reimbursement — Ct Tma — april 27,2018 — Mohegan Sun , Uncasville Ct — Bkcy Judges panel — same

Reimbursement — NYIC 100 yrs — june 11, 2018 — Ny, Ny (restaurant) — 100 yr anniv celebration: presenter at tribute to Harvey Gross — attendance fee

Reimbursement — CBA 1st bkcy conference — 0ct4,2018 — Water's Edge Resort , Westbrooke, Ct — Bankruptcy CLE panels / Bkcy Judge's panel — attendance fee

Spouse's income — 2018 — Avon Bd of education/ Kelly services (per diem compensation for teaching)

In connection with my appontment by the 2nd Circuit on Sept 1 , 2016 , I withdrew as an equity partner from my law firm (Day Pitney LLP) on Aug 31,2016

and was fully paid my capital account and remaining compensationbefore i was sworn in. . Prior to my appointment ,over a for a period in excess of 2 years, I

liquidated substantially all stocks, other securities and bonds in my law firm pension , except as otherwise noted herein : While most of my pension account is

in cash/money markets in 2018 , there were those securities noted in Section VII with an *. I had mistakenly believed those positions had also been liquidated

with my departure from the firm in 2016 . I hold no other securities , except for a few shares in People's United Financial Inc shown in Sec VII ( valued less than

$5000) long held in custodial owership . The stock certificate has been misplaced or lost ,creating diffulties and delays

in an assignment or sale.of this stock . This position will be tranferrred or liquidated in 2019. I have in 2019 now moved all my pension funds away from

my individual account at Schwab ,who was also the administrator of my former firm's pension plan . My firm made no further contributions or advances to my

pension account after my withdrawal as partner .