William E. Cassady

Franklin/Templeton World Fund CL A (TEMWX) IRA — Dividend

Franklin Income Fund CL A (FKINX) — Dividend

The Southern Company - DSPP-COMMON STOCK — Dividend

Vanguard Mutual Funds IRA

Balanced Index Fund Admiral Shares (VBINX) — Dividend

STAR Fund (VGSTX) — Dividend

Vanguard Mutual Funds (non-IRA)

Balanced Index Fund (VBIAX) — Dividend

Short Term Tax-Exempt Inv 0041 (VWSTX) — Dividend

Wellesley Income Fund Adm (VWIAX) — Dividend

Rental Property - Jefferson Co., B'ham, AL (Southbury, LLC) — Rent

Butler Co, AL land (Apr. 4/14/10) (Cassady Farms, LLC) — Rent

House & lot, Greenville, Butler Co.,AL (Apr. 4/4/10)(Cassady Farms) — Rent

Common Stock, Town & Country National Bank — Dividend

Participating Units - Cassady Farms, LLC — Distribution

Participating Units - Southbury Condo, LLC — Rent

Land in Spring Creek, Elko County, NV (50% inheritance in 2010) — None — Sold — See Note 1, Part VIII

Brokerage Account #1

Bank Deposit Sweep Account-Wells Fargo Advisors, LLC — Interest

STOCKS

AT&T Inc. T — Dividend — Buy

UBS Group AG UBS — Dividend — Buy

OPEN END MUTUAL FUNDS

American Centy Mun TR Intermediate Term Tax Free BD FD CL 1 (AXBIX) — Dividend — Sold (part)

American Centy Mun TR Intermediate Term Tax Free BD FD CL 1 (AXBIX) — Sold (part)

Baird Funds Inc Inter Mun Bond Fund Instl CL 1 (BMBIX) — Dividend — Buy (add'l)

Baird Funds Inc Inter Mun Bond Fund Instl CL 1 (BMBIX) — Sold (part)

Nuveen Mun Trust Inter Duration Mun Bd Fd CL I (NUVBX) — Dividend — Sold (part)

Nuveen Mun Trust Inter Duration Mun Bd Fd CL I (NUVBX) — Sold (part)

T Rowe Price Summit Mun Fds Inc - Mun Inter Fd (PRSMX) — Int./Div. — Buy (add'l)

T Rowe Price Summit Mun Fds Inc - Mun Inter Fd (PRSMX) — Sold (part)

T Rowe Price Tax Free Shrt Intermediate Fund (PRFSX) — Dividend — Buy (add'l)

T Rowe Price Tax Free Shrt Intermediate Fund (PRFSX) — Sold (part)

T Rowe Price Summit Mun FDS INC Mun INC FD (PRINX) — Dividend — Sold (part)

T Rowe Price Summit Mun FDS INC Mun INC FD (PRINX) — Sold (part)

T Rowe Price real est Fund Inc (TRREX) — Dividend — Sold (part)

T Rowe Price real est Fund Inc (TRREX) — Sold (part)

Thornburg Invt Tr Ltd Ter Mun Fd Cl 1 (LTMIX) — Dividend — Buy (add'l)

Thornburg Invt Tr Ltd Ter Mun Fd Cl 1 (LTMIX) — Sold (part)

American Europacific Growth FU CL F2 (AEPFX) — Dividend — Sold (part)

American Cap World Bd Class F2 (BFWFX) — Dividend — Sold (part)

American Cap World Bd Class F2 (BFWFX) — Sold (part)

GOLDMAN SACHS TR FINL Square Treas Instrs FD Inst CL (FTIXX) — Distribution — Sold (part)

GOLDMAN SACHS TR FINL Square Treas Instrs FD Inst CL (FTIXX) — Sold (part)

GOLDMAN SACHS TR FINL Square Treas Instrs FD Inst CL (FTIXX) — Sold (part)

GOLDMAN SACHS TR FINL Square Treas Instrs FD Inst CL (FTIXX) — Buy (add'l)

GOLDMAN SACHS TR FINL Square Treas Instrs FD Inst CL (FTIXX) — Sold (part)

MFS SER TR III MUNICIPAL HIGH INCOME FD CL I (MMIIX) — Dividend — Sold (part)

MFS SER TR III MUNICIPAL HIGH INCOME FD CL I (MMIIX) — Sold (part)

MFS Ser Tr I Value Fd Cl I (MEIIX) — Dividend — Sold (part)

MFS Ser Tr I Value Fd Cl I (MEIIX) — Buy (add'l)

MFS Ser Tr X Emerging Mkts Debt Fd Class I (MEDIX) — Dividend — Sold (part)

MFS Ser Tr X Emerging Mkts Debt Fd Class I (MEDIX) — Sold (part)

Brookfield Invt Funds Global Listed Real Estate Fd Cl Y (BLRYX) — Dividend — Sold (part)

Principal FDS Inc Midcap Fund Instl Class (PCBIX) — Dividend — Sold (part)

Oppenheimer Intl Bond Fund Cl A (OIBAX) — Dividend

EQUITY TRUSTS

First Trust Strategic Dividend Select Port Series 23 R — Dividend — Redeemed — See Note 2, Part VIII

First Trust Strategic Dividend Select Port Series 33 R — Dividend — Buy

First Trust Tax Advantaged Municipal C/E Port Ser 50 Rein — Dividend

First Trust Tax Advantaged Municipal C-E Portfolio Ser 52 R — Dividend

First Trust Municipal Income Clsd-End Port Ser 73 Rein — Dividend — Buy

First Trust Municipal Income Closed End Portfolio Ser 74 R — Dividend — Buy

FIRST TRUST MUNICIPAL INCOME SELECT CLOSED-END PRT SER 75 REIN — Dividend — Redeemed

FIRST TRUST PREFERRED INCOME PORTFOLIO SERIES 85 R — Dividend — Redeemed

First Trust Municipal Income Select Closed End Port Ser 86 R — Dividend

FIRST TRUST MUNICIPAL INC. SELECT C/E PORT SER 80 REIN — Dividend — Redeemed

FIRST TRUST ENERGY SELECT PORTFOLIO SER 61 REINVEST — Dividend — Redeemed

Guggenheim Balanced Income Builder Portfolio Ser 21 Rein — Dividend

CLOSED END MUTUAL FUNDS

Liberty All-Star Equity Fund (USA) — Dividend

VARIABLE ANNUITIES

Jackson Natl Life Ins Co Perspective II 04/14 Variable Annuity — Dividend

The Ohio National Life Ins. Co. Annuity - Fixed Rate — Distribution

Legislatgive Committee, Federal Magistrate Judges Association

Manager, Cassady Farms, LLC

Manager, Southbury Condo, LLC

Director At-Large, Federal Magistrate Judges Association

Retired/Recalled Magistrate Judges Committee, Federal Magistrate Judges Association

Reimbursement — Federal Magistrate Judges Association — 03/24/2018 - 03/27/2018 — Washington DC — FMJA Board Meeting — Lodging, travel and meals

Note 1 - Part VII, Investments, Line 17.

I inherited a 50% interest in this property in Elko County, NV . The deed was received in 2010 . I have failed to list it

on my financial disclosures since that time, an inadvertant mistake. A complete sale of the property occured in August, 2018.

Note 2 - Part VII, Investments, Line 58.

This investment, redeemed in 2018, was inadvertantly omitted from the 2017 FDR.