Alicia Otazo-Reyes

Individual Assets (H)

Citibank (cash) — Interest

IRA #1 (H)

Bank of America, NA, RASP (cash) — Interest

AB Large Cap Growth Fund (APGYX) — Dividend

AIG Focused Dividend Strategy (FDSWX) — Dividend — Sold (part)

Alger Small Cap Focus Fund Class Z (AGOZX) — Dividend — Buy (add'l)

Alger Small Cap Focus Fund Class Z (AGOZX) — Buy (add'l)

BBH Limited Duration Fund Cl I (BBBIX) — Dividend — Buy

Blackrock Credit Strategies Income Fund (BSMIX) — Dividend

Blackrock Mid Cap Growth Equity Portfolio Inst. Cl. (CMGIX) — None — Buy

Blackrock Mid Cap Growth Equity Portfolio Inst. Cl. (CMGIX) — Buy (add'l)

Blackrock High Yield Bd. Portfolio Fund (BHYIX) — Dividend

Columbia Large Cap Enhanced Core Fund (NMINX) — None — Sold

Delaware Value Fund (DDVIX) — Dividend

Eaton Vance High Income Opportunities Fund (EIHIX) — Dividend

Eaton Vance Floating Rate MF (EIBLX) — Dividend

Federated Kaufmann Small Cap Pund Cl IS (FKAIX) — Dividend — Buy

Federated Kaufmann Small Cap Pund Cl IS (FKAIX) — Buy (add'l)

Fidelity Adv Growth Opps Fd. Cl I (FAGCX) — None — Buy

Fidelity Adv Intl Cap Apprec Fd. Cl I (FCPIX) — Dividend — Buy

Fidelity Adv Intl Cap Apprec Fd. Cl I (FCPIX) — Buy (add'l)

Fidelity Adv Intl Cap Apprec Fd. Cl I (FCPIX) — Buy (add'l)

First TR Dorsey WRT (FV) — None — Sold (part)

First TR Dorsey WRT (FV) — Sold

Franklin Dynatech Fd. Adv. (FDYZX) — None — Buy

Franklin Dynatech Fd. Adv. (FDYZX) — Buy (add'l)

Glenmede Large Cap Growth Fund (GTILX) — Dividend

Goldman Sachs Emerging Markets Debt Fund (GSDIX) — Dividend — Sold

Guggenheim Total Return Bond Fund Instl. Cl. (GIBIX) — None — Buy

Hotchkis and Wiley Small Cap Value Fund (HWSIX) — None — Sold

Invesco S&P High Income Low Volatility Fund (SPHD) — Dividend — Sold

iShares NASDAQ Biotech ETF (IBB) — None — Sold

iShares 1-3 year Treasury Bond ETF (SHY) — Dividend — Buy

iShares 1-3 year Treasury Bond ETF (SHY) — Sold (part)

iShares 20+ year Treasury Bond ETF (TLT) — Dividend

iShares S&P Midcap 400 Growth (IJK) — Dividend — Buy (add'l)

iShares Core S&P 500 ETF (IVV) — Dividend

iShares S&P Smallcap 600 Growth (IJT) — Dividend

iShares Core S&P US Growth ETF (IUSG) — Dividend

iShares Core S&P US Value ETF (IUSV) — Dividend

iShares Inc Core MSCI Emerging Markets ETF (IEMG) — Dividend

iShares Short Maturity Bond ETF (NEAR) — Dividend — Buy

iShares Short Maturity Bond ETF (NEAR) — Sold (part)

Ivy Emerging Markets (IPOIX) — None — Sold

Janus Henderson Global Equity Income Fund Class I (HFQIX) — Dividend — Sold

Janus Henderson Small Cap Value Fund Cl I (JSCOX) — Dividend — Buy

Janus Henderson Enterprise Fund I (JMGRX) — Dividend — Sold (part)

JOHCM International Select Fund (JOHIX) — None — Sold

JP Morgan Emerging Markets Eq. Fd. Cl I (JEMSX) — Dividend — Buy

JP Morgan Emerging Markets Eq. Fd. Cl I (JEMSX) — Buy (add'l)

JP Morgan Emerging Markets Eq. Fd. Cl I (JEMSX) — Buy (add'l)

JP Morgan Emerging Markets Eq. Fd. Cl I (JEMSX) — Buy (add'l)

JP Morgan Intrepid Mid Cap Fund (WOOPX) — None — Sold

Lord Abbett Bond Debenture Fund Cl F (LBDFX) — Dividend

Lord Abbett Short Duration Income Fd Cl F. (LDLFX) — Dividend

Mainstay Large Cap Growth Fund (MLAIX) — Dividend — Sold (part)

Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Sold

MFS International Intrinsic Value Fund (MINIX) — Dividend

MFS International Diversification Fund Cl I (MDIJX) — Dividend

MFS Value FD CL I MF (MEIIX) — Dividend — Sold (part)

Oakmark Intl Fd Cl Adv (OAYIX) — None — Sold

Oppenheimer Developing Markets Fund Cl Y (ODVYX) — None — Buy (add'l)

Oppenheimer Developing Markets Fund Cl Y (ODVYX) — Sold

PGIM Short Term Corporate Bond Fd Cl Z (PIFZX) — Dividend — Sold

PGIM Total Return Bond Fd Cl Z (PDBZX) — Dividend — Buy (add'l)

Pimco International Bond Fund (PFBPX) — Dividend — Buy

Pimco Global Bond Fund (PGNPX) — Dividend

Pimco Income Fund (PONPX) — Dividend

Pioneer Strategic Income Fund (STRYX) — Dividend — Sold

Principal Equity Income Fund CL I (PEIIX) — Dividend — Buy

SPDR Gold Trust (GLD) — None — Sold

SPDR Gold Trust (GLD) — Buy

SPDR Gold Trust (GLD) — Sold

Thornburg Ltd Term Income Fund (THIIX) — Dividend

Touchstone Mid Cap Fund Y Class (TMCPX) — Dividend — Buy

Tweedy Brown Global Value Fund (TBGVX) — None — Buy

Wells Fargo Large Cap Core Fund (EGOIX) — None — Sold

Western Asset Core Plus Bond Fund (WACPX) — Dividend

Brokerage Account #1 (H)

Bank of America, NA, RASP (cash) (X) — Interest

Member, Miami Dade College Paralegal Studies Program Advisory Committee

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.