Margaret Cangilos-Ruiz

Trustco Bank Accts — Interest

Bank of America Accts — Interest

Key Bank Acct.

Chase Bank — Interest

Brokerage Acct. No. 1 (HEADER)

Columbia NY Inter MuniBond Fund Class Z shares — Dividend

Wells Fargo Cash Acct. — Interest

British Amern TOB PLC SPON ADR BTI — Dividend

...Putnam Mortgage Securities Fund CL A (PGSIX) See Part VIII. — Dividend

Bristol Myers Squibb Common — Dividend

IRA #1(HEADER)

...Columbia Acorn Fund CL C — None

...First Eagle Sogen Funds US Value Fund CL C — None

...Janus Investment Flexible Fund BD CL C — Dividend

...Oppenheimer Developing Markets Fund CL C — None

...Prudential Jennison Small Company Fund CL C — Sold

...Templeton Global Bond Fund CL C — Dividend

Gabelli Asset Fund-C — None

Reimbursement — Environmental Law Institute w/ American Association for the Advancement of Science — June 28, 2019 — Columbia University, New York, NY — Conference on Climate Science for Judges — Transportation, lodging, food

Reimbursement — Practicing Law Institute — October 1-2, 2019 — New York, NY — Bankruptcy CLE Presentation — Transportation, lodging, food

Reimbursement — Capital Region Bankruptcy Bar Assoc. and Central New York Bankruptcy Bar Assoc. — October 24-26, 2019 — Cooperstown, NY — Bankruptcy Conference — Lodging, food

Spouse's income — 08/15/19 — Self-employed Architect

PART IV, ITEM 1:

The Climate Science Conference was Cosponsored by the Federal Judicial Center. It is listed here due to the non-governmental cosponsors.