Frederic Block

ALLIANZGI NFJ — Dividend

BLACKROCK NY MUNI — Dividend

BLACKROCK MUNIYLD — Dividend

CALAMOS STRAT TOTAL RET — Dividend

EATON VANCE TAX DIV — Dividend

EATON VANCE TX-AD — Dividend

EATON VANCE ENH INC — Dividend

GUGGENHEIM S&P 500 — Dividend — Redeemed

ISHARES US CONSUMER — Dividend

INVESCO VARIABLE — Dividend

INVESCO PREFFERED — Dividend

INVESCO S&P 500 LOW — Dividend

INVESCO QQQ TR — Dividend — Sold (part)

INVESCO S&P 500 TOP — Dividend

NUVEEN NY QUALITY — Dividend

POWERSHARES QQQ — Dividend — Merged (with line 13)

POWERSHARES PREFERRED — Dividend — Merged (with line 11)

POWERSHARES S&P 500 — Dividend — Merged (with line 12)

POWERSHARES VARIABLE RAT — Dividend — Merged (with line 10)

ML BANK DEPOSIT PROGRAM — Interest

IRA-F. BLOCK

ALLIANCE BERNSTEIN GLOBAL — Dividend

ALLIANZGI NFJ — Dividend

BLACKROCK INTL GRWTH — Dividend

CALAMOS STRAT TOTAL — Dividend

COHEN AND STEERS QUALITY — Dividend

EATON VANCE TAX DIV INC — Dividend

EATON VANCE TX-AD — Dividend

EATON VANCE ENH INCOME — Dividend

FIRST TR SR FL — Dividend

GABELLI DIV & INC TRUST — Dividend

MORGAN STANLEY EMERGING — Dividend

BANK OF AMERICA NA RASP — Interest

IRA-F. BLOCK (2)

BANK OF AMERICA NA RASP — Interest

ABBVIE INC — Dividend — Buy

ABBVIE INC — None — Sold

AIR PRODUCTS &CHEM — Dividend — Buy

AMGEN INC — Dividend — Buy

AMGEN INC — None — Sold (part)

AMN ELEC POWER CO — Dividend — Buy

AMN ELEC POWER CO — None — Sold (part)

ASTRAZENECA PLC — Dividend — Sold (part)

AT&T — Dividend — Buy

AT&T — None — Sold (part)

BB&T CORP — Dividend — Buy

BB&T CORP — None — Sold (part)

BOEING CO — Dividend — Buy

BOEING CO — None — Sold (part)

BROADCOM LTD — Dividend — Buy

CARNIVAL CORP — Dividend — Sold (part)

CHEVRON CORP — Dividend — Buy

CHUBB LTD — None — Buy

CISCO SYSTEMS INC — Dividend — Buy

CISCO SYSTEMS INC — None — Sold (part)

CME GROUP INC — Dividend — Sold (part)

COMM SERVICES SELECT — Dividend — Buy

CONSUMER DISCRETIONARY SPDR — Dividend — Buy

CONSUMER DISCRETIONARY SPDR — None — Sold (part)

COCA COLA COM — Dividend — Sold (part)

CROWN CASTLE REIT INC — Dividend — Buy

DIGITAL REALTY TR INC — Dividend — Sold (part)

DOMINION ENERGY INC — Dividend — Sold

DUKE ENERGY — Dividend — Buy

EMERSON ELEC CO — Dividend — Buy

EMERSON ELEC CO — None — Sold

EXELON CORP — Dividend — Buy

EXXON MOBIL CORP — Dividend — Buy

FIRST TR EXCHANGE — None — Buy

FIRST TR EXCHANGE — None — Sold (part)

GENERAL MOTORS CO — Dividend — Sold

HEALTHCARE SELECT — Dividend — Buy

HSBC HLDG PLC — Dividend — Buy

HSBC HLDG PLC — None — Sold

ILLINOIS TOOL WORKS INC — Dividend — Buy

ILLINOIS TOOL WORKS INC — None — Sold

INTEL CORP — Dividend — Buy

INTEL CORP — None — Sold

INTL BUSINESS MACHINES — Dividend — Sold

INVESCO EMERGING — Dividend — Sold (part)

INVESCO PREFERRED — Dividend

ISHARES MSCI EAFE — None — Sold

ISHARES TIPS BOND ETF — Dividend — Buy

ISHARES TIPS BOND ETF — None — Sold (part)

ISHARES 3-7 YEAR — Dividend — Buy

ISHARES 3-7 YEAR — None — Sold (part)

ISHARES MBS ETF — Dividend — Buy

ISHARES MBS ETF — None — Sold (part)

ISHARES IBOXX HIGH YIELD — Dividend — Buy

ISHARES IBOXX HIGH YIELD — None — Sold (part)

ISHARES IBOXX $ INVT — Dividend — Buy

ISHARES INC CORE MSCI — Dividend — Buy

ISHARES INC CORE MSCI — None — Sold (part)

ISHARES NASDAQ BIOTECH — Dividend — Buy

ISHARES TR CORE MSCI — Dividend — Buy

ISHARES TR CORE MSCI — None — Sold (part)

JOHNSON AND JOHNSON — Dividend — Buy

JP MORGAN CHASE — Dividend — Buy

JP MORGAN CHASE — None — Sold (part)

KIMBERLY CLARK — Dividend — Sold

KRAFT HEINZ CO — Dividend — Sold

LOCKHEED MARTIN CORP — Dividend — Buy

LOCKHEED MARTIN CORP — None — Sold (part)

MATERIALS SELECT SECTOR SPDR — Dividend — Buy

MATERIALS SELECT SECTOR SPDR — None — Sold (part)

MCDONALDS CORP — Dividend — Sold (part)

MERCK AND CO — Dividend — Buy

MERCK AND CO — None — Sold (part)

METLIFE INC — None — Sold

OCCIDENTAL PETE CORP — Dividend — Sold

PACCAR INC — Dividend — Sold

PEPSICO — Dividend — Buy

PFIZER INC — Dividend — Buy

PFIZER INC — None — Sold (part)

PHILLIP MORRIS INTL — Dividend — Sold

POWERSHARES EM SOVEREIGN — Dividend — Buy

POWERSHARES EM SOVEREIGN — None — Redeemed

POWERSHARES PREFFERED — Dividend — Buy

POWERSHARES PREFFERED — None — Sold

PPL CORP — Dividend — Sold

PROCTER GAMBLE CO — Dividend — Sold

REAL ESTATE SELECT — Dividend — Buy

REAL ESTATE SELECT — None — Sold (part)

ROYAL DUTCH SHELL — Dividend — Sold (part)

SECTOR SPDR CONSMRS STPL — Dividend — Buy

SECTOR SPDR CONSMRS STPL — None — Sold (part)

SECTOR SPDR ENERGY — Dividend — Sold (part)

SECTOR SPDR INDUSTRIAL — Dividend — Buy

SECTOR SPDR UTILITIES — Dividend — Sold (part)

SIMON PROPERTY GROUP — Dividend — Buy

SPDR S&P INSURANCE — Dividend — Sold (part)

SYSCO CORP — Dividend — Buy

TARGET CORP — Dividend — Buy

TARGET CORP — None — Sold (part)

TEXAS INSTRUMENTS — Dividend — Buy

TEXAS INSTRUMENTS — None — Sold

TORONTO DOMINION BANK — Dividend — Sold (part)

TRANSCANADA CORP — Dividend — Sold

UNITED TECHS CORP — Dividend — Buy

UNITED TECHS CORP — None — Sold (part)

VANECK VECTORS JP — Dividend — Buy

VANECK VECTORS JP — None — Sold (part)

VANGUARD FINANCIALS ETF — Dividend — Buy

VANGUARD FINANCIALS ETF — None — Sold (part)

VANGUARD INFORMATION — Dividend — Buy

VANGUARD INFORMATION — None — Sold (part)

VANGUARD INTERMEDIATE — Dividend — Buy

VANGUARD INTERMEDIATE — None — Sold (part)

VANGUARD SHORT TERM — Dividend — Buy

VANGUARD SHORT TERM — None — Sold (part)

VANGUARD TELECOMM — None — Buy

VANGUARD TELECOMM — None — Sold

VENTAS INC — Dividend — Sold

VERIZON COMMUNICATIONS — Dividend — Sold (part)

VODAFONE GRP — Dividend — Buy

VODAFONE GRP — None — Sold

WALMART INC — None — Buy

WELLS FARGO CO — Dividend — Buy

WELLS FARGO CO — None — Sold (part)

OFFICER, FREDERIC BLOCK P.C.

Spouse's income — 2018 — SELF EMPLOYED-OWNER OF CONSTRUCTION COMPANY