Sonia Sotomayor

Citibank, N.A. Accounts — Interest

Morgan Stanley Bank, NA — Interest

Morgan Stanley Bank, NA (IRA) — Interest

Morgan Stanley Domestic Holdings, Inc. (IRA) (H)

Blackrock GLB Allocation FD Class A (IRA) — Dividend

Pimco Unconstrained BDA (IRA) — Dividend

Rental Property #1, New York, NY Appraised 2012 — Rent

Morgan Stanley Domestic Holdings, Inc. (H)

Ishares Core MSCI EAFE ETF — Dividend

Ishares Core MSCI EAFE ETF — Buy (add'l)

Ishares Core MSCI Emerging — Dividend

Ishares Core MSCI Emerging — Buy (add'l)

Ishares Russell 1000 GRW ETF — Dividend

Ishares Russell 1000 GRW ETF — Buy (add'l)

Ishares Russell 1000 Value ETF — Dividend

Ishares Russell 1000 Value ETF — Sold (part)

Ishares IBOXX HY COR BD ETF (HYG) — Dividend — Buy

Ishares Russell 2000 Growth ETF — Dividend — Buy

Ishares Russell 2000 Value ETF — Dividend — Buy

Ishares Russell MIDCAP V ETF — Dividend — Buy

PIMCO ENHANCED SHRT MTRT EXC — Dividend

PIMCO ENHANCED SHRT MTRT EXC — Buy (add'l)

SPDR NUVEEN BBG BAR SHRT TERM — Dividend

SPDR NUVEEN BBG BAR SHRT TERM — Buy (add'l)

SPDR NUVEEN BBG BARCLAYS MUN B — Dividend

SPDR NUVEEN BBG BARCLAYS MUN B — Buy (add'l)

ISHARES Tips Bond ETF — Dividend — Sold

INVESCO NATIONAL AMT - FREE MUNI (PZA) — Dividend — Sold

ISHARES INC MSCI JAPAN ETF — Dividend

ISHARES INC MSCI JAPAN ETF — Buy (add'l)

ISHARES INC MSCI JAPAN ETF — Sold

Governing Director, iCivics

Gift — Thomas Jefferson Foundation — Jefferson Medal in Law (donation to charitable organization) — $10,000.00

Liability — JP Morgan Chase, NA — Mortgage on Rental Property #1, New York, New York (Pt. VII, Line 7)

Income — 5/1/2020 — Penguin Random House LLC (book royalties) — $82,807.49

Income — 5/1/2020 — Penguin Random House LLC (book advance) — $33,334.00

Income — 11/2/2020 — Penguin Random House LLC (book royalties) — $62,707.23

Income — 11/2/2020 — Penguin Random House (book advance) — $33,333.00

Part III - A - Items 1 and 3 - Publishers royalties for Turning Pages and Just Ask. Dates provided are dates of checks forwarded by my literary agent in amounts

net of agent's commissions. Penguin Random House LLC has advised me that it disbursed a total of $818.59 to promote the sale of books of mine it has

published. The foregoing amount is in addition to royalties and advances pursuant to contracts I have entered into with Penguin Random House LLC for future-

books, as noted in Items 2 and 4.

Part V - I received the Jefferson Medal in Law from the Thomas Jefferson Foundation on August 31, 2020. I directed that the award proceeds be donated to a

charitable organization.