Martha Maria Pacold

401(k) Plan (H)

American Funds American Balanced R6 (RLBGX) — Dividend

Brokerage Account #1 (H)

General Mny Mkt Fund Cl B (sweep deposit account) — Dividend — Closed

Northwestern Mutual FDIC Insured Deposit Progrm (sweep deposit acct) — Interest — Open

Van Eck Constant Maturity Commodity Index Fund Cl Y (CMCYX) — Dividend

iShares Tr Core S&P Mid-Cap ETF (IJH) — Dividend — Sold (part)

iShares Tr Core S&P Mid-Cap ETF (IJH) — Sold (part)

iShares Tr Core S&P Mid-Cap ETF (IJH) — Sold (part)

iShares Tr Core S&P Small-Cap ETF (IJR) — Dividend — Sold (part)

iShares Tr Core S&P Small-Cap ETF (IJR) — Buy (add'l)

iShares Tr Core S&P Small-Cap ETF (IJR) — Buy (add'l)

iShares Tr Core S&P Small-Cap ETF (IJR) — Sold (part)

iShares Tr Natl Mun Bd ETF Fd (MUB) — Dividend — Sold (part)

iShares Tr Natl Mun Bd ETF Fd (MUB) — Sold (part)

SPDR S&P 500 ETF Tr Tr Unit (SPY) — Dividend — Sold (part)

SPDR S&P 500 ETF Tr Tr Unit (SPY) — Sold (part)

SPDR S&P 500 ETF Tr Tr Unit (SPY) — Sold (part)

SPDR S&P 500 ETF Tr Tr Unit (SPY) — Sold (part)

SPDR S&P 500 ETF Tr Tr Unit (SPY) — Sold (part)

SPDR S&P 500 ETF Tr Tr Unit (SPY) — Sold (part)

SPDR S&P 500 ETF Tr Tr Unit (SPY) — Sold (part)

SPDR S&P 500 ETF Tr Tr Unit (SPY) — Sold (part)

SPDR Ser Tr Nuveen Bloomberg Barclays Mun Bd ETF (TFI) — Dividend — Sold (part)

SPDR Ser Tr Nuveen Bloomberg Barclays Short Term Mun Bd ETF (SHM) — Dividend

VanEck Vectors ETF Tr High-Yield Mun Index ETF (HYD) — Dividend

Vanguard Tax-Managed Intl Fd FTSE Developed Mkts ETF (VEA) — Dividend — Sold (part)

Vanguard Tax-Managed Intl Fd FTSE Developed Mkts ETF (VEA) — Sold (part)

Vanguard Tax-Managed Intl Fd FTSE Developed Mkts ETF (VEA) — Sold (part)

Vanguard Tax-Managed Intl Fd FTSE Developed Mkts ETF (VEA) — Sold (part)

Vanguard Tax-Managed Intl Fd FTSE Developed Mkts ETF (VEA) — Sold (part)

Vanguard Intl Equity Index Fds FTSE Emerging Mkts ETF (VWO) — Dividend

Vanguard Index Fds Real Estate Index Fd ETF (VNQ) — Dividend — Sold (part)

Vanguard Index Fds Real Estate Index Fd ETF (VNQ) — Sold (part)

Vanguard Index Fds Real Estate Index Fd ETF (VNQ) — Sold (part)

IRA (H)

General Mny Mkt Fund Cl B (sweep deposit account) — Dividend — Closed

Northwestern Mutual FDIC Insured Deposit Progrm (sweep deposit acct) — Interest — Open

Invesco Balanced- Risk Commodity Strategy Fund Cl Y (BRCYX) — Dividend

Baron Asset Fund Institutional Class (BARIX) — Distribution — Buy

Dodge & Cox Income Fund (DODIX) — Dividend

Europacific Growth Fund Class F-2 (AEPFX) — Dividend

Fidelity Advisor Mid Cap II Fund Class I (FIIMX) — Distribution — Sold

Fidelity Advisor New Insights Fund Class I (FINSX) — Dividend

Goldman Sachs International Small Cap Insights Fund Class I (GICIX) — Dividend

Goldman Sachs Absolute Return Tracker Fd Inst'l Cl (GJRTX) — Dividend — Buy

The Oakmark International Fund Investor Class (OAKIX) — Dividend

John Hancock Disciplined Value Mid Cap Fund Class I (JVMIX) — Dividend

MFS Value Fund Class I (MEIIX) — Dividend

New World Fund Class F-2 (NFFFX) — Dividend

Northern Small Cap Value Fund (NOSGX) — Dividend

Pimco Income Fund Class I-2 (PONPX) — Dividend — Sold (part)

Principal Real Estate Securities Fd Cl I (PIREX) — Dividend — Buy

Principal Global Multi Strategy Fund Class I (PSMIX) — None — Buy

T Rowe Price Emerging Markets Stock (PRMSX) — Dividend

T Rowe Price Real Estate (TRREX) — None — Sold

TIAA-CREF Bond Fund Advisor Class (TIBHX) — Dividend

Brokerage Account #2 (H)

Schwab Bank Savings Sweep account — Interest

Invesco FTSE RAFI Developed Markets Ex- U.S. Small-Mid ETF (PDN) — Dividend

Invesco FTSE RAFI Emerging Markets ETF (PXH) — Dividend

Invesco FTSE RAFI US 1000 ETF (PRF) — Dividend

Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) — None — Sold

iShares Core US REIT ETF (USRT) — Dividend

iShares International Dev Rl Est ETF (IFGL) — Dividend — Sold

Schwab Emerging Markets Equity ETF (SCHE) — Dividend

Schwab Fundamental Inl Large Com ETF (FNDF) — Dividend

Schwab Fundamental US Small Com ETF (FNDA) — Dividend — Buy

Schwab Internatnal Small Cap Eqy ETF (SCHC) — Dividend

Vanguard FTSE Developed Markets ETF (VEA) — Dividend

Vanguard S&P 500 ETF (VOO) — Dividend

Vanguard Small Cap ETF IV (VB) — Dividend

Xtrackers Inter Real Est ETF (HAUZ) — Dividend — Buy

Roth IRA #1 (H)

Schwab Bank Savings Sweep account — Interest

Charles Schwab US REIT ETF (SCHH) — Dividend

Invesco FTSE RAFI Developed Markets Ex- U.S. Small-Mid ETF (PDN) (Y)

iShares Core MSCI Emerging ETF (IEMG) — Dividend

Schwab Funda Emg Mkts Large Com ETF (FNDE) — Dividend

Schwab Fundamental Inl Large Com ETF (FNDF) — Dividend

Schwab Fundamental Intl Smal Com ETF (FNDC) — Dividend

Schwab Fundamental US Large Co ETF (FNDX) — Dividend

Schwab Fundamental US Small Com ETF (FNDA) — Dividend

Schwab Internatnal Small Cap Eqy ETF (SCHC) — Dividend

Schwab US Small Cap ETF (SCHA) — Dividend

Vanguard FTSE Developed Markets ETF (VEA) — Dividend

Vanguard Glbal Ex US Real Estate ETF (VNQI) — Dividend

Vanguard S&P 500 ETF (VOO) — Dividend

Bank of America cash accounts — Interest

Capital One cash accounts — Interest

HSA Bank cash account (HSA) — Interest

Northwestern Mutual Adjustable Complife Life Insurance (whole) — Dividend

Northwestern Mutual Adjustable Complife Life Insurance (whole) — Dividend

Member, Board of Trustees, Saint Ignatius College Prep

Agreement — 9/2007 — Bartlit Beck Herman Palenchar & Scott LLP (former law firm)'s 401(k) plan - Filer will continue to participate in plan. No contributions will be made by firm.

Reimbursement — Notre Dame Law School — November 9-10, 2019 — South Bend, IN — Fourth Annual Notre Dame National Appellate Advocacy Tournament for Religious Freedom — Hotel, meals