Suzanne H. Bauknight

LPL Financial Trad'l IRA (H)

Cash - Goldman Sachs — Interest

PIMCO Income Cl A — Dividend — Buy (add'l)

American Funds American Balanced Cl F1 — Dividend — Sold

Capital Income Builder Cl F1 — Dividend — Sold

Invesco Interm Mun Income — Dividend — Sold

Invesco Equally Weighted S&P 500 Cl A — Dividend — Sold

Ishares Russell Mid Cap Growth ETF — Dividend — Sold

Lord Abbett Short Duration Income Cl A — Dividend — Sold

Oppenheimer Intl Growth Cl A — Dividend — Sold

Oppenheimer Developing Markets Cl A — Dividend — Sold (part)

Powershares QQQ ETF — Dividend — Sold

Wisdomtree Mid Cap Divident ETF — Dividend — Sold

Pimco All Asset All Authority Cl A — Dividend — Sold

Invesco Int'l Growth Cl A — Dividend — Sold

Powershares 1-30 Laddered Treasury ETF — Dividend — Sold

Ishares Core S&P Small Cap ETF — Dividend — Sold (part)

Sierra Strategic Income CL — Dividend — Sold

Sierra Core Retirement Income Cl A — Dividend — Sold

Global X MLP & Energy Infrastructure — Dividend — Buy (add'l)

Global X MLP & Energy Infrastructure — Sold

Berkshire Hathaway in DE CL B BRK/B — None — Buy

Blackrock Total Return Instl MAHQX — Dividend — Buy

IShares Core S&P Mid Cap ETF UH — None — Buy

JPMorgan Global Bond Opptys CL 1 GBOSX — Dividend — Buy

John Hancock Intl Growth Cl 1 GOGIX — Dividend — Buy

IShares Core S&P US Value ETF IUSV — Dividend — Buy

IShares Core S&P US Growth ETF IUSG — Dividend — Buy

Blackrock Strategic Mun Opptys MAMTX — Dividend — Buy

Blackrock Strategic Income Opptys BSIIX — Dividend — Buy

Columbia Floating Rate Instl CL CFRZX — Dividend — Buy

IShares Edge MSCI Min Volatility ETF USMV — Dividend — Buy

LPL Financial ROTH IRA #2 (H)

Cash - Goldman Sachs — Interest

Ishares Core S&P Total US Stock Market ETF — Dividend — Sold (part)

Blackrock Strategic Income Opptys Investors Cl A — Dividend — Buy (add'l)

Pimco All Asset All Authority Cl A — Dividend — Buy (add'l)

Holston Methodist Fed'l CU (Cash Accounts) — Interest

529 College: Rhode Island Hi Ed SVG CBF Age Aggressive Growth — Dividend — Sold

LPL Financial ROTH IRA #1(H) — Closed

Cash - Goldman Sachs — Interest

Oppenheimer Developing Markets Cl A — None — Sold

PIMCO Income Cl A — Dividend — Sold

Ishares Russell Mid Cap Growth ETF — Dividend — Sold

Invesco Interm Term Mun Income Cl A — Dividend — Sold

Lord Abbett Short Duration Income Cl A — Dividend — Sold

Oppenheimer Int'l Growth Cl A — None — Sold

Pimco All Asset All Authority Cl A — Dividend — Sold

Powershares QQQ ETF — Dividend — Sold

Wisdomtree Mid Cap Divident ETF — Dividend — Sold

Invesco Equally Weighted S&P 500 Cl A — None — Sold

American Funds American Balanced Cl A — Dividend — Sold

Capital Income Builder Cl F1 — Dividend — Sold

Invesco Int'l Growth Cl A — None — Sold

Powershares I-30 Laddered Treasury ETF — Dividend — Sold

Ishares Core S&P Small Cap — Dividend — Sold

Sierra Core Retirement Cl A — Dividend — Sold

Sierra Strategic Income Cl A — Dividend — Sold

Global X MLP & Energy Infrastructure — None — Sold

LPL Financial (Cash Account) — Interest

Employee (adjunct professor), University of Tennessee College of Law, Knoxville, TN

Chair, Administrative Board, Powell United Methodist Church, Powell, TN

Chair, Next Generation Committee, National Conference of Bankruptcy Judges

Liability — Bard College at Simon's Rock — Tuition, Room & Board

Reimbursement — Mid-South Commercial Law Institute — 11/28/18 - 11/30/18 — Nashville, TN — seminar faculty — lodging, meals, tuition

Reimbursement — National Conference of Bankruptcy Judges — 10/27/18 - 10/31/18 — San Antonio, TX — professional association meeting — lodging, travel

Income — 11/2018 — University of Tennessee College of Law - teaching — $3,300.00

Income — 2018 — Associate Editor, American Bankruptcy Law Journal, National Conference of Bankruptcy Judges — $6,000.00

Spouse's income — 2018 — Powell United Methodist Church