William Greenberg

Bank of America Checking — Interest

Brokerage Account #1 (H)

MN State HFA Fin. Rev. Muni. Bond — Interest

SPDR S & P Mid-Cap 400 ETF Trust — Int./Div.

NY NYC GO Muni. Bond (Y)

MI St Fin Auth Rev Muni. Bond — Interest — Redeemed

TX St Transn Commn Hwy Fund Muni. Bond — Interest — Matured

WI St Gen Fd Annual Approp Rev Muni. Bond — Interest — Redeemed

WA St GO Muni. Bond — Interest — Sold (part)

WA St GO Muni. Bond — Redeemed

TX Fort Bend ISD GO Muni. Bond — Interest — Redeemed

NY NYC Trans Fin Auth Future Tax Rev Muni. Bond — Interest

CA St GO Muni. Bond — Interest

UT St GO Muni. Bond — Interest — Sold

IL DuPage & Will Cntys Muni. Bond — Interest

MN St COPs NC Muni. Bond — Interest

TX St GO Muni. Bond — Interest

Vanguard FTSE Developed Markets ETF — Int./Div. — Sold

Brown Advisory - Somerset Emerging Markets — None — Sold

Seafarer Overseas Growth & Income Fund — Int./Div. — Sold

Touchstone Sands Capital Emerging Growth-Y — None — Sold

MI St GO NC Muni. Bond — Interest

NY Port Auth NY & NJ Rev Muni. Bond — Interest

CT St GO Muni. Bond — Interest

Schwab Bank Sweep — Interest

UT St Bldg Ownership Auth Lease Rev Muni. Bond — Interest

WA Snohomish Cnty SD No 201 GO School Board Guar. Muni. Bond — Interest

JBG Smith Properties — Int./Div.

Adobe Systems Inc. Stock (X) — None

Alphabet Inc. Class A Stock (X) — None

Apple Inc. Stock (X) — None

ASML Holding NV-NY Reg Shs. Stock (X) — None

Automatic Data Processing Inc. Stock (X) — None

Cognizant Tech Solutions Corp. Stock (X) — None

Marsh & McLennan Companies Inc. Stock (X) — None

Mastercard Inc. Stock (X) — None

Microsoft Inc. Stock (X) — None

Varian Medical Systems Inc. Stock (X) — None

Dentsply Sirona Inc. Stock (X) — None

Edwards Lifesciences Corp. Stock (X) — None

FMC Corp. Stock (X) — None

NVIDIA Corp. Stock (X) — None

Stanley Black & Decker Inc. Stock (X) — None

Cerner Corp. Stock (X) — None

Flir Systems Inc. Stock (X) — None

Qiagen N.V. Stock (X) — None

Enterprise Products Partners L.P. interest (X) — None

Liberty Property Trust (X) — None

Becton Dickinson & Co. Stock (X) — Dividend — Sold

Broadcom Inc. Stock (X) — None — Sold

Vertex Pharmaceuticals Inc. Stock (X) — None — Sold

EOG Resources Stock (X) — None — Sold

Albemarle Corp. Stock (X) — None — Sold

IQVIA Holdings Inc. Stock (X) — None — Sold

Medtronic PLC Stock (X) — None — Sold

Schlumberger Ltd. Stock (X) — None — Sold

HDFC Bank Ltd. Stock (X) — None — Sold

Energy Transfer LP (X) — None — Sold

AstraZeneca PLC - Spons ADR Stock (X) — None — Sold

Johnson & Johnson Stock (X) — None — Sold

Cisco Systems Inc. Stock (X) — None — Sold

Brokerage Account #2 (H)

Schwab Bank Sweep — Interest

Brokerage Account #3 (H)

Brokerage Account #4 (H)

Schwab Advisor Cash Reserves - Premier (Y) — Interest

ASML Holding NV-NY Reg Shares — Dividend

Adobe Systems Inc. Stock — None

Apple Inc. Stock — Dividend

Automatic Data Processing Inc. Stock — Dividend — Sold (part)

Cognizant Tech Solutions Corp. Stock — Dividend

Alphabet Inc. Stock (Class A) — None

Medtronic Stock — Dividend

Marsh & McLennan Companies Inc. Stock — Dividend

Microsoft Corp. Stock — Dividend

Johnson & Johnson Company Stock — Dividend — Sold (part)

Cisco Systems Inc. Stock — Dividend

Varian Medical Systems Inc. Stock — None — Sold (part)

Edwards Lifesciences Corp. Stock — None — Sold (part)

Edwards Lifesciences Corp. Stock — Sold (part)

Quest Diagnostics Inc. Stock — Dividend — Sold

Stanley Black & Decker Inc. Stock — Dividend

Cerner Corp. Stock — Dividend

Flir Systems Inc. Stock — Dividend

Liberty Property Trust — Int./Div.

Schlumberger Ltd. Stock — Dividend — Sold

EOG Resources Stock — Dividend

Qiagen N. V. Stock — None — Sold (part)

Qiagen N. V. Stock — Sold (part)

Enterprise Products Partners L.P. interest — Int./Div.

Energy Transfer Partners L.P. interest — Int./Div.

MasterCard Inc. Stock — Dividend — Sold (part)

FMC Corp. Stock — Dividend

Albemarle Corp. Stock — Dividend

IQVIA Holdings Inc. Stock — None

Broadcom Inc. Stock — Dividend

HDFC Bank Ltd. Stock — Dividend

Beckton Dickinson & Co. Stock — Dividend

Vertex Pharmaceuticals Inc. Stock — None

AstraZeneca PLC-Spons ADR Stock — Dividend

Schwab Bank Sweep (X) — Interest

Advanced Energy Inds. Inc. Stock — None — Buy

Advanced Energy Inds. Inc. Stock — Buy (add'l)

Dentsply Sirona Inc. Stock — Dividend — Buy

Dentsply Sirona Inc. Stock — Buy (add'l)

NVIDIA Corp. Stock — Dividend — Buy

NVIDIA Corp. Stock — Buy (add'l)

Livent Corp. Stock — None — Spinoff (from line 93)

Livent Corp. Stock — Sold (part)

Livent Corp. Stock — Sold

IRA #1 (H)

IL Peoria Cnty Cmnty Unit SD Muni. Bond — Interest — Matured

MI Jackson Pub Schs GO NC Muni. Bond — Interest — Matured

CO Colorado Springs Util Rev Muni. Bond — Interest — Matured

OH Hamilton Cnty Sewer Sys Muni. Bond — Interest — Redeemed

PA Commonwealth Fing Auth Muni. Bond — Interest

KY Asset/Liability Commn Muni. Bond — Interest

PA Montgomery Cnty Muni. Bond — Interest

CA Univ of Cal Rev Muni. Bond — Interest

WA State Muni. Bond — Interest

UPS Corporate Bond — Interest — Matured

IBM Corporate Bond — Interest — Matured

Target Corporate Bond — Interest

Berkshire Hathaway Corporate Bond — Interest

US Treasury Note Government Bond NC — Interest — Matured (part)

FHLB US Government Agency Bond — Interest — Redeemed (part)

Colgate-Palmolive Co. Corporate Bond — Interest

Exxon Mobil Corp. Corporate Bond — Interest

Schwab Bank Sweep — Interest

Johnson & Johnson Corporate Bond — Interest

Procter & Gramble Corporate Bond — Interest

Schwab Value Advantage Money Fund (T +1) — Interest — Buy

Schwab Value Advantage Money Fund (T +1) — Buy (add'l)

IRA #2 (H)

Vanguard Bond Index - Short Term — Int./Div.

Vanguard S-T Investment Grade Fund — Int./Div.

Schwab Bank Sweep — Interest

401(k) #1 (H)

Trust #1 (H)

CRA 12 Deposit Account — Interest

S&P 500 Depository Receipts — Int./Div.

SPDR S&P Mid-Cap 400 ETF Trust — Int./Div.

BNY Mellon Smallcap Stock Index Fund — Int./Div.

Harris Assoc Invt TR Oakmark Intl Fund — Int./Div.

BNY Mellon Emerging Markets Fund - MPAM Shares — Int./Div.

DC Income Tax Rev Muni. Bond — Interest — Redeemed

DC GO NC Muni. Bond — Interest

Seafarer Overseas Growth & Income Fund — Int./Div.

Vanguard Energy Vipers Fund — Int./Div.

BNY Mellon Intl Stock Fund — Int./Div.

Texas Bexar Met Wtr Dist Muni. Bond — Interest

OH St Dept Admin COP Muni. Bond — Interest

DC Wtr & Swr Auth Pub Util Rev Muni. Bond — Interest

BNY Mellon Municipal Opportunities - CL M Fund — Int./Div.

Brookfield Global Listed Infrastructure Fund — Int./Div.

Trust #2 (H)

Vanguard Intermediate Term Tax-Exempt Bond Fund — Int./Div.

S&P 500 Depository Receipts — Int./Div.

SPDR S&P Mid-Cap 400 ETF Trust — Int./Div.

Longleaf Partners Small Cap — Int./Div.

Baron Small Cap Fund-I — Int./Div.

Gateway Fund Y Shares — Int./Div.

AMEX Energy Select Sector SPDR — Int./Div.

PIMCO Commodity RR Strat-Ins — Int./Div.

BNY Mellon Intl Stock Fund CLI — Int./Div.

Oakmark Intl Fund - I — Int./Div.

Harbor International Fund - Inst — Int./Div.

Alerian MLP ETF Fund — Int./Div.

Schwab Bank Sweep — Interest

The Vittoria Fund, LP - passive LP interest — Int./Div.

JBG Investment Fund VIII - passive LP interest — Int./Div.

Veritable LPC Partners LP - passive LP interest — Int./Div.

BKWG, Inc. — Distribution

Northwestern Mutual Whole Life Insurance Policies — Dividend

MassMutual Whole Life Insurance Policies — Dividend

New York Life Whole Life Insurance Policy — None

AAFMAA Whole Life Insurance Policy — None

Wells Fargo Checking — None

SunTrust Bank Checking — None

Wolfpac Holdings, Inc. — Distribution — Closed

Brokerage Account #5 (H)

Altria Group Inc. Stock — Dividend — Donated

Walt Disney Co. Stock — Dividend

General Electric Stock — Dividend

JP Morgan Chase Stock — Dividend

Mondelez International Inc. Stock — Dividend — Donated

Pfizer Inc. Stock — Dividend

Philip Morris International Inc. Stock — Dividend

Henry Schein Inc. Stock — None

Exxon Mobil Corp. Stock — Dividend

Schlumberger Ltd. Stock — Dividend

PNC Government Money Market Fund #405 (Y) — Interest

Federated Government Obligations Fund Sel. (X) — Interest

Covetrus Inc. Stock — None — Spinoff (from line 189)

Wabtec Stock — Dividend — Spinoff (from line 184)

Wabtec Stock — Sold (part)

Archean Capital Partners I, L.P. - Advanced Cl A - passive LP interest — None — Sold (part)

Archean Capital Partners I, L.P. - Advanced Cl A - passive LP interest — Buy (add'l)

Archean Capital Partners I, L.P. - Advanced Cl A - passive LP interest — Sold (part)

Archean Capital Partners I, L.P. - Advanced Cl A - passive LP interest — Sold (part)

Archean Capital Partners I, L.P. - Advanced Cl A - passive LP interest — Buy (add'l)

Archean Capital Partners I, L.P. - passive LP interest — Int./Div. — Buy (add'l)

Archean Capital Partners I, L.P. - passive LP interest — Buy (add'l)

Chairman Emeritus, Board of Trustees, Mary Sachs Charitable Trust (private foundation)

Agreement — 2002 — Public Employee Retirement System Pension Fund, State of New Jersey, pension upon retirement age 60, no control

Income — 2019 — New Jersey Division of Pensions and Benefits, pension — $5,945.16

Income — 2019 — Charles Schwab & Co. Inc., retirement plan distribution — $88,853.46

Spouse's income — 2019 — Self-employed pharmaceutical consultant

Spouse's income — 2019 — Charles Schwab & Co., Inc., retirement plan distribution

Spouse's income — 2019 — Northwestern Mutual Life Insurance Co., insurance contract distribution

Part VII:

-Item 5 (Heading: Brokerage Account #1) was sold on February 1, 2018 for L value and no reportable gain. This sale was inadvertently excluded from the 2018

AO-10.

-Items 29 - 61 (Heading: Brokerage Account #1) were transferred to Brokerage Account #1 from Brokerage Account #4 on December 9, 2019.

-Item 64 (Heading: Brokerage Account #3) contains no reportable assets. Heading title is included for continuity purposes only.

-Item 66 (Heading: Brokerage Account #4) was exchanged for Item 101 in May 2019. Both assets are cash equivalent securities funded with cash.

-Item 138 (Heading: 401(k) #1) contains no reportable assets. Heading title is included for continuity purposes only.

-Item 140 (Heading: Trust #1) is a cash equivalent security funded with cash that is alternatively referred to as "CRA 12 Deposit Account" and "BNY Mellon

Money Market Fund" by the reporting financial institution. No sale or purchase information is available to indicate that these are treated as separate assets by the

reporting financial institution.

-Item 143 (Heading: Trust #1) was purchased as "Dreyfus Small Cap Stock Index Fund." Effective on or about June 3, 2019, this fund was rebranded as "BNY

Mellon Smallcap Stock Index Fund."

-Item 150 (Heading: Trust #1) was purchased as "Dreyfus International Stock Fund." Effective on or about June 3, 2019, this fund was rebranded as"BNY Mellon

International Stock Fund."

-Item 165 (Heading: Trust #2) was purchased as "Dreyfus International Stock Fund." Effective on or about June 3, 2019, this fund was rebranded as"BNY Mellon

International Stock Fund."

-Item 180 corporation dissolved on September 30, 2019.

-Item 192 (Heading: Brokerage Account #5) was exchanged for Item 193 on November 15, 2019. Both assets are cash equivalent securities funded with cash.