Kevin Christopher Newsom

INDIVIDUAL ASSETS (H)

Wells Fargo Bank (cash) — Interest

BROKERAGE #1 (H)

Stifel Insured Bank Deposit Program (cash) — Interest — Open

KKR Real Estate Finance Trust Inc (KREF) — None — Buy

IShares MidCap Russell (IWP) — Dividend

IShares Russell 1000 Growth (IWF) — Dividend

IShares Russell 2000 Growth ETF (IWO) — Dividend — Buy

IShares Russell 2000 Growth ETF (IWO) — Sold

Select Sector SPDR TR (XLK) — None — Sold

MSCI EM ARN (MLVHT) (01020G264) — None — Redeemed

SPSORBK ARNS BNS (MLVHK) (064161284) — None — Redeemed

MSCI EM CLIRNS ISS BNS (MLVKT) (06417P678) — None

SP500 CLIRN (MLVCD) (06746N550) — None — Redeemed

SP500 CLIRN BARCLAY (MLVFT) (06746R551) — None

R2000 CLIRN BARC (MLVKR) (06746V701) — None

R2000 CLIRN (MLTFR) (097096242) — None — Redeemed

SP500 CLIRN BOFA (MLVKQ) (097098115) — None

DJIA LIRN (MLTRN) (25156D423) — None

SX5E CLIRN (MLVBB) (13606M797) — None — Redeemed

SP500 CLIRN (MLTGZ) (13607R373) — None — Redeemed

SP500 CLIRN MSCI CIBC (13607R415) (X) — None — Redeemed

DJUSRE CLIRN BARC (MLTZW) (X) — None

GEB CLIRN (MLTEZ) (13607R449) — None

R2000 CLIRN (MLTHC) (22547V360) — None — Redeemed

SX5E CLIRN (MLVGO) (22548Y686) — None

DJIA LIRN (MLTJT) (40434G346) — None

DJIA LIRN HSBC (MLVJJ) (40434N887) — None

SP500 CLIRN (MLTDQ) (40435B239) — None

DJIA LIRN (MLZNC) (40435D698) — None

SX5E CLIRN (MLTJR) (40435H616) — None — Redeemed

DJIA LIRN (MLTUR) (40435X371) — None

DJIA LIRN WFC (MLVEQ) (94988U557) — None

GS FINANCE CORP LEVERAGED INDX 0.00% (40056FE92) — None — Buy

GS FINANCE CORP LEVERAGED INDX NOTE 0.00% (40056XMZ6) — None — Buy

GS FINANCE CORP LEVERAGED INDX NOTE 0.00% (40056FRN7) — None — Buy

GS FINANCE CORP LEVERAGED INDX 0.00% (40056FEL5) — None — Buy

MORGAN STANLEY FIN LLC MKT 0.00% (61769H4T9) — None — Buy

BARCLAYS BANK PLC BUF SUP NOTE 0.00% (06747MKB1) — None — Buy

MORGAN STANLEY FIN LLC BUF PARTN SECS 0.00% (61769HMZ5) — None — Buy

MORGAN STANLEY FIN LLC BUF PARTN SECS 0.00% (61769HSV8) — None — Buy

American Fund Bal (ABALX) — Dividend

American Growth (AGTHX) — Dividend

American Income (AMECX) — Dividend — Sold (part)

American Income (AMECX) — Sold

American New World (NEWFX) — Dividend

GEB CLIRN (MLTHD) — None — Redeemed

R2000 CLIRN (MLTEV) — None — Redeemed

BROKERAGE #2 (H)

ML Bank Deposit Program (cash) — Interest — Closed

Stifel Insured Bank Program Money Market (cash) — Interest — Open

Bain Capital Specialty Finance (05684B107) — None — Buy

Etowah Cnty AL Wts B/E B/Q 1.85% (297749GR8) — Interest — Buy

Humana Inc 2.625% Corp Bond 10/01/19 (444859BC5) — Interest — Redeemed

Goldman Sachs 2.3% Corp Bond 2/13/19 (38145GAJ9) — Interest — Redeemed

Viacom Inc 2.75% Corp Bond 12/15/19 (92553PAY8) — Interest — Redeemed

Eastman Chemical 2.70% Corp Bond 01/15/20 (277432AQ3) — Interest — Redeemed

Morgan Stanley 2.65% Corp Bond 01/27/20 (61747YDW2) — Interest

Phillips 66 2.646% Corp Bond 02/15/20 (718549AA6) — Interest — Redeemed

Goldman Sachs 2.6% Corp Bond 04/23/20 (38148LAA4) — Interest

American Express FLT% Corp Bond 09/14/20 (0258M0DY2) — Interest

JP Morgan Chase 2.55% Corp Bond 10/29/20 (46625HNX4) — Interest

Autonation Inc 3.35% Corp Bond 01/15/21 (0258M0DY2) — Interest

Kroger Co 2.6% Corp Bond 02/01/21 (501044DB4) — Interest

Citigroup Inc 2.7% Corp Bond 03/30/21 (172967KK6) — Interest

USD Goldcorp Inc 3.625% Corp Bond 06/09/21 (380956AF9) — Interest

Wells Fargo 2.1% Corp Bond 07/26/21 (949746SA0) — Interest

Freeport McMoran Inc Sr Note Cpn 4.00% (35671DBH7) — Interest — Buy

Canada Nat Res 3.45% Corporate Bond 11/15/21 (136385AR2) — Interest

Williams Partners 4.0% Corp Bond 11/15/21 (96950FAH7) — Interest

Cigna Corp 4.0% Corp Bond 02/15/22 (125509BS7) — Interest

Verizon Comm 2.946% Corp Bond 03/15/22 (92343VDQ4) — Interest

Amgen Inc 2.65% Corp Bond 05/11/22 (031162CP3) — Interest

Devon Energy 3.25% Corp Bond 05/15/22 (25179MAP8) — Interest — Redeemed

Morgan Stanley 2.75% Corp Bond 05/19/22 (61744YAH1) — Interest

Murphy Oil Corp Sr Note 4.00% (626717AD4) — Interest — Buy

Kraft Food Group 3.5% Corp Bond 06/06/22 (500760AZ9) — Interest

USD Cenovus Energy 3.0% Bond 08/15/22 (15135UAG4) — Interest

Kinder Morgan Ener Part 3.95% Corp Bond 09/01/22 (494550BL9) — Interest

Hewlett-Packard Co 4.05% Corp Bond 09/15/22 (428236BXO) — Interest

Oneok Partners 3.375% Corp Bond 10/01/22 (68268NAJ2) — Interest

McKesson Corp New Note 2.700% (581557AZ8) — Interest — Buy

CBS Corp New Gtd Sr Note 2.500% (124857AS2) — Interest — Buy

CVS Health Corp 3.7% Corp Bond 03/09/23 (126650CVO) — Interest

Morgan Stanley 4.1% Corp Bond 05/22/23 (61747YDU6) — Interest

USD Cenovus Energy 3.8% Bond 09/15/23 (15135UAJ8) — Interest

Citigroup Inc FLT% Corp Bond 05/17/24 (172967LL3) — Interest

Hess Corp 3.5% Corp Bond 07/15/24 (42809HAF4) — Interest

Fluour Corp New Sr Note 3.500% (343412AC6) — Interest — Buy

SVB Finl Grp Sr Note Cpn 3.500% (78486QAD3) — Interest — Buy

SVB Finl Grp Sr Note Cpn 3.500% (78486QAD3) — Sold

Vulcan Matls Co Note 4.500% (929160AS8) — Interest — Buy

Autozone Inc 3.25% Corp Bond 04/15/25 (053332AR3) — Interest

Opus Bk Irvine CA Sub Note Var Cpn 0.000% (684000AA0) — Interest — Buy

Morgan Stanley Step% Corp Bond 07/28/27 (61760QKN3) — Interest — Sold

Synovus Finl Corp Sub Note Var Cpn 5.900% (87161CAM7) — Interest — Buy

Synovus Finl Corp Sub Note Var Cpn 5.900% (87161CAM7) — Buy (add'l)

JP Morgan Chase Step% Corp Bond 09/23/30 (48125UY30) — Interest — Sold

Jefferies Grp Step% Corp Bond 07/21/31 (47233JAC2) — Interest — Sold

Angel Oak Financial Strat Inc Term Trust (03464A100) — Interest — Buy

IRA #1 (H)

KKR Real Estate Finance Trust (48251K100) — None — Buy

DJIA LIRNS Issuer BNS (MLVJV) (06417P801) — None

INTL BKT LIRN Iss BOFA (MLVJW) (097097844) — None

MSCI EM CLIRN Iss BOFA (MLVJU) (097097885) — None

R2000 CLIRN Iss CIBC (MLVJT) (13606M342) — None

HCP, Inc. 2.625% Corporate Bond 2/1/20 (40414LAH2) — Interest — Redeemed

Marathon Oil 2.7% Corp Bond 6/1/20 (565849AN6) — Interest — Redeemed

Kraft Foods Group Inc 3.5% Corp Bond 06/06/22 (50076QAZ9) — Interest

CVS Health Corp 3.5% Corp Bond 07/20/22 (126650CK4) — Interest

JPMorgan Chase Bank NA Stoxx Glbl Sel (48128HY44) — None — Buy

JPMorgan Chase & Co 3.25% Corp Bond 09/23/22 (46625HJE1) — Interest

Conoco 3.35% Corporate Bond 11/15/24 (20826FAD8) — Interest

IRA #2 (H)

Bank of America RASP (cash) — Interest — Closed

Stifel Insured Bank Deposit (Cash) — Interest — Open

Bain Capital Specialty Finance (BCSF) — None — Buy

KKR Real Estate Finance Trust (KREF) — None — Buy

Starwood Property Trust Inc (STWD) — None — Buy

Pacer Trendpilot US Large Cap ETF (PTLC) — None — Buy

Pacer Trendpilot US Large Cap ETF (PTLC) — Sold

DJIA LIRNS Issuer BNS (MLVJV) (06417P801) — None

MSCI EM CLIRN Iss BOFA (MLVJU) (097097885) — None

SP500 CLIRN Issuer CIBC (MLVJS) (13606M292) — None

R2000 CLIRN Iss CIBC (MLVJT) (13606M342) — None

Pioneer Natural Resource 3.45% Corp Bond 01/15/21 (723787AL1) — Interest

USD Goldcorp Inc 3.625% Corp Bond 06/09/21 (380956AF9) — Interest

HP Enterprise Co 3.5% Corp Bond 10/05/21 (42824CBC2) — Interest

Barclays Bank PLC Buf Supertrk Note 0.00% (06747MLP9) — None — Buy

HSBC USA Inc Buf Amps Lkd 0.00% (40435UKT0) — None — Buy

BofA Finance LLC Note Lkd 0.00% (09709TVP3) — None — Buy

Viacom Inc 3.875% Corp Bond 12/15/21 (92553PAJ1) — Interest

Cigna Corp 4.0% Corp Bond 02/15/22 (125509BS7) — Interest

Kraft Food Group Inc 3.5% Corp Bond 06/06/22 (500760AZ9) — Interest

JPMorgan Chase & Co FLT% Corp Bond 06/18/22 (46647PAT3) — Interest

CVS Health Corp 3.5% Corp Bond 07/20/22 (126650CK4) — Interest

Celgene Corp 3.55% Corp Bond 08/15/22 (151020AR5) — Interest

Murphy Oil Corp Note 4.450% (626717AF9) — Interest — Buy

Goldman Sachs Group Inc 3.625% Corp Bond 01/22/23 (38141GRD8) — Interest

Health Care Reit Inc 3.75% Corp Bond 03/15/23 (42217KBA3) — Interest

JPMorgan Chase Bank NA Stoxx Global 0.00% (48128LJE0) — None — Buy

Barclays Bank PLC Buf Supertrk Note 0.00% (06747MKB1) — None — Buy

Delta Air Lines Inc De Note 2.900% (247361ZU5) — None — Buy

Synovus Finl Corp Sub Note Fixed/Var 5.750% (87161CAK1) — Interest — Buy

First Eagle Global A (SGENX) — Dividend

Dodge & Cox Income (DODIX) — Dividend — Sold

Harbor Small Cap Growth Institutional (HASGX) — Dividend — Sold

Putnam Equity Income Y (PEIYX) — Dividend — Sold (part)

Putnam Equity Income Y (PEIYX) — Sold (part)

Putnam Equity Income Y (PEIYX) — Sold (part)

Angel Oak Financial Strat Inc Term (FINS) — Dividend — Buy

RETIREMENT PLAN #2 (H)

CREF Stock R3 Fund — None

CREF Growth R3 Fund — None

CREF Equity Index R3 Fund — None

CREF Global Equities R3 — None

CREF Equity Index R2 Fund — None

CREF Bond Market R2 Fund — None

TIAA Traditional Fund — None

CREF Stock R2 Fund — None

CREF Equity Index R1 Fund — None

CREF Money Market Fund — None

RETIREMENT PLAN #3 (H)

FID Overseas K (FOSKX) — Dividend

FID Growth Co K (FGCKX) — Dividend

FID OTC K (FOCKX) — Dividend

FID 500 Index (FXAIX) — Dividend

RETIREMENT PLAN #4 (H)

FID Growth Co K (FGCKX) — Dividend

FID OTC Portfolio (FOCKX) — Dividend

Fmmt Retirement GOV II (FRTXX) — Dividend

FID 500 Index (FXAIX) — Dividend

FID Overseas K (FOSKX) — Dividend

529 Plan #1 (H)

Virginia 529 2024 Age-Based Portfolio — None

529 Plan #2 (H)

My529 Age-Based Aggressive Global Portfolio — Dividend

Overseer, Samford University

Adjunct Faculty, Cumberland Law School

Adjunct Faculty, Duke Law School

Reimbursement — The Federalist Society — 05/03/19-05/05/19 — Chicago, IL — Professional association — Transportation, meals, lodging

Reimbursement — William and Mary Law School — 09/13/19-09/15/19 — Williamsburg, VA — Educational activities — Transportation, meals, lodging

Reimbursement — The Federalist Society — 10/3/19-10/4/19 — Cambridge, MA — Professional association — Transportation, meals, lodging

Reimbursement — Notre Dame Law School — 10/9/19-10/13/19 — South Bend, IN — Educational activities — Transportation, meals, lodging

Reimbursement — The Federalist Society — 10/24/19-10/27/19 — Palo Alto, CA — Professional activities — Transportation, meals, lodging

Reimbursement — The Federalist Society — 11/15/19-11/17/19 — Washington, DC — Professional activities — Transportation, meals, lodging

Reimbursement — Duke Law School — 11/20/19-11/21/19 — Durham, NC — Educational activities — Transportation, meals, lodging

Income — 2019 — Cumberland Law School (teaching) — $20,165.00

Income — 2019 — Duke Law School (teaching) — $4,500.00

Spouse's income — 2019 — Golds Holding Corp (wages)

Spouse's income — 2019 — LTF Club Management Company LLC (wages)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.