William J. Martini

BROKERAGE ACCOUNT #2

FEDERATED KAUFMANN FUND-R (FORMALLY FUND-K) — Distribution

BROKERAGE ACCOUNT #6

INVESCO EXCH TRAD FD PRFZ (formerly Powershares) — Dividend — Buy (add'l)

ISHARES TR MCSI EAFE FD — Dividend — Buy (add'l)

VANGUARD SHORT TERM BOND ETF — Dividend — Sold

INVESCO FTSE RAFI US PRF (formerly Powershares) — Dividend

CHARLES SCHWAB ADV CASH RESERVE PREM — Interest — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

IRA #7

CHARLES SCHWAB ADV CASH RESERVE PREM — Dividend — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

CAUSEWAY EMRG MKTS FD INSTL SHR — Dividend — Buy (add'l)

JANUS GLOBAL RESEARCH FD CL 1 — Dividend — Sold

ISHARES CORE S&P ETF — Dividend — Sold (part)

INVESCO FTSE RAFI US 1000 ETF (formerly Powershares) — Dividend — Sold (part)

INVESCO FTSE RAFI US 1000 ETF (formerly Powershares) — Sold (part)

SPDR S&P MIDCAP 400 ETF — Dividend

VANGUARD SHORT TERM BOND ETF — Dividend — Sold

INVESCO S&P 500 PURE GROWTH ETF (formerly Guggenheim) — Dividend

ISHARES RUSSELL 1000 GROWTH ETF — Dividend — Sold (part)

ISHARES MCSI EAFE ETF — Dividend

T ROWE PRICE GLBL STK FD — Dividend — Buy

VALLEY NATIONAL BANK — None

THE AXA EQUITABLE VARIABLE LIFE INSURANCE POLICY

Guaranteed Interest Account — Dividend

EQ/Equity 500 Index — Dividend

AXA Moderate - Plus Allocation — Dividend

AXA Large Cap Growth Managed Volatility — Dividend

EQ/Mid Cap Index — Dividend

AXA International Value Managed Volatility — Dividend

AXA Large Cap Value Managed Volatility — Dividend

Charter Small Cap Value — Dividend

EQ/Capital Guardian Research — Dividend

EQUITABLE - SEP

EQ Equity 500 Index — Dividend

EQ International Equity Index — Dividend

Osler Health Management, Inc. (formerly MDClick Holdings LLC) — Int./Div.

Trustee, Nicholas Martini Foundation

Trustee, John Cabot University

Income — 2019 — Nicholas Martini Foundation, Trustee — $16,500.00

THE NICHOLAS MARTINI FOUNDATION IS A 501(C)(3) CHARITABLE FAMILY FOUNDATION. ITS MISSION IS TO SUPPORT YOUTH HEALTH,

ENVIRONMENTAL, AND EDUCATION PROGRAMS.

AS A MEMBER OF THE BOARD OF TRUSTEES, I PARTICIPATE IN THE DECISIONS TO DISTRIBUTE THOSE FUNDS. THE TRUSTEES

ANNUALLY EVALUATE THE INVESTMENT POLICY FOR THE FOUNDATION. THAT POLICY IS IMPLEMENTED BY AN INDEPENDENT

MANAGER WHO HAS FULL DISCRETION WITH REGARD TO INVESTMENT DECISIONS. TRUSTEES DO NOT MAKE INVESTMENT DECISIONS.