William Duffin

BMO Harris Bank accounts — Int./Div.

Edvest 529 plan

Age-Based Option 18 & Over — Int./Div.

Northwestern Mutual Adjustable Comp Life — Dividend

IRA #1

American Funds

AMCAP Fund-A — Int./Div.

The Income Fund of America-A — Int./Div.

The Bond Fund of America-A — Int./Div.

Fundamental Investors-A — Int./Div.

American Balanced Fund-A (X) — Int./Div.

IRA #2

American Balanced Fund — Dividend — Sold

American Fundamental Investors Fund — Dividend — Sold

iShares MSCI EAFE ETF — None — Sold

iShares Core MSCI Emerg Mkts ETF — None — Sold

MFS International Growth Fund — None — Sold

MFS Growth — None — Sold

Oppenheimer Global Opportunities Fund — None — Sold

Oppenheimer Developing Markets — None — Sold

Pgim Jennison Global Opportunities — None — Sold

Pgim Short Duration Multi Sector Bond — Dividend — Sold

Vanguard Divid Apprc ETF — None — Sold

Vanguard Total BD Market ETF — Dividend — Sold (part)

Vanguard Total BD Market ETF — Sold

Franklin Dynatech — None — Sold

JPMorgan Value Advantage — None — Sold

JPMorgan Emerging Markets Equity — None — Sold

Pgim Core Bond Fund — Dividend — Sold

PGIM Short Term Corporate Bond — Dividend — Sold

Columbia Acorn Int'l — None — Sold

Columbia Dividend Income — Dividend — Sold

Columbia Limited Duration Credit — Dividend — Sold

Victory Sycamore Established Value — Dividend — Sold

IShares TR Core US Aggregate BD ETF — Dividend — Buy

Artisan High Income Fund Advisor Shares — Dividend — Buy

Artisan High Income Fund Advisor Shares — Buy (add'l)

Artisan Global Opportunities Fund Advisor Shares — Dividend — Buy

Artisan Global Opportunities Fund Advisor Shares — Buy (add'l)

Blackrock Commodity Strategies Fund Institutional Class — Dividend — Buy

Blackrock Commodity Strategies Fund Institutional Class — Buy (add'l)

IShares Inc. MSCI Eurozone ETF — Dividend — Buy

Fidelity Advisor Total Bond Fund Class 1 — Dividend — Buy

Fidelity Advisor Total Bond Fund Class 1 — Buy (add'l)

IShares TR Core MSCI EAFE ETF — Dividend — Buy

IShares TR S&P 500 Value ETF — Dividend — Buy

Janus Henderson Small Cap Value Fund Class 1 — Dividend — Buy

Matthews Pacific Tiger Fund Investor Class — Dividend — Buy

Matthews Pacific Tiger Fund Investor Class — Buy (add'l)

MFS International New Discovery Fund Class 1 — Dividend — Buy

MFS International New Discovery Fund Class 1 — Buy (add'l)

Northern Mid-Cap Index Portfolio — Dividend — Buy

Northern Mid-Cap Index Portfolio — Buy (add'l)

Northern Stock Index Fund — Dividend — Buy

Northern Stock Index Fund — Buy (add'l)

PIMCO Income Fund Class 1-2 — Dividend — Buy

PIMCO Income Fund Class 1-2 — Buy (add'l)

Principal Global Real Estate SEC Fund Instl Class — Dividend — Buy

Principal Global Real Estate SEC Fund Instl Class — Buy (add'l)

PIMCO Short Term Fund Class 1-2 — Dividend — Buy

PIMCO Short Term Fund Class 1-2 — Buy (add'l)

Invesco QQQ TR Unit SER 1 — Dividend — Buy

Invesco Oppenheimer Developing Markets Fund Class Y — Dividend — Buy

Invesco Oppenheimer Developing Markets Fund Class Y — Buy (add'l)

Director, Seventh Circuit Bar Association Foundation

Liability — Capital One Master Card — Credit Card

Spouse's income — 2019 — Darrell A. Francis, SC--wages

Spouse's income — 2019 — Dr. Andrew Patterson, DDS--wages