Zack Hawthorn

Encompass common stock (EHC) — Dividend

National Oilwell common stock (NOV) — Dividend — Sold

Columbia Seligman Comm. & Info A mutual fund (SLMCX) — Dividend

Value Line mutual fund (VALSX) — Dividend — Sold (part)

Value Line mutual fund (VALSX) — None — Sold (part)

Value Line mutual fund (VALSX) — None — Sold (part)

VT Fidelity Contrafund — None

Vanguard 500 Index Fund — Dividend

Texas County and District Retirement System — None

Capital One High Yield Money Market — Interest

Nuveen Muni Hi Inc. Oppty Fd (NMZ) — Dividend — Sold

UBS money market account — Interest

UNTS AAM BAL PRTFO SER (UITKQF) — Dividend — Redeemed

NOW Inc. (DNOW) — None — Sold

Nuveen AMT-Free Municipal Income Fund (NEA) — Dividend — Sold

Nuveen Enhanced Municipal Credit Opportunities Fund (NZF) — Dividend — Sold

Nuveen Quality Municipal Income Fund (NAD) — Dividend — Sold

Coheen & Steers Ltd. (LDP) — Dividend — Buy

Royce Value Trust Inc. (RVT) — Dividend — Buy

UNTS AAM BAL PRTFO SER (UITLIQ) — Dividend — Buy

Spouse's income — 2019 — Salary from employment with Jefferson County, Texas Government

On the Financial Disclosure Report for reporting year 2018, Senior Hsg Ppty Trust SBI (SNH) is referenced as a partial sale on September 27, 2018. (See p. 4, line

14). However, SNH was fully sold on that date. Therefore, SNH is not listed as an investment for the 2019 Financial Disclosure Report.