Cornelia Thayer Livingston Pillard

American Century Ultra Fund Mutual Fund — Int./Div. — Buy (add'l)

Blackrock Muniassets Fund Mutual Fund — Int./Div. — Buy (add'l)

Cohen & Steers Institutional Realty Mutual Fund — Int./Div. — Buy (add'l)

Cohen & Steers Realty Focus Mutual Fund — Int./Div. — Sold (part)

Ishares JP Morgan Emerging MKTS Bond ETF — Int./Div. — Buy (add'l)

Ishares MSCI EAFE Index Fund ETF — Int./Div. — Buy (add'l)

Ishares Russell 1000 Growth Fund ETF — Int./Div.

Ishares Russell 1000 Value ETF — Int./Div. — Sold (part)

Ishares Russell Mid Cap Index Fund ETF — Int./Div. — Sold (part)

Ishares S&P Midcap 400 Growth Fund ETF — Int./Div. — Buy (add'l)

Ishares S&P Midcap 400 Growth Fund ETF — Sold (part)

Ishares S&P Midcap 400 Growth Fund ETF — Sold (part)

Ishares S&P Midcap 400 Value Index Fund ETF — Int./Div. — Buy (add'l)

Ishares S&P Midcap 400 Value Index Fund ETF — Buy (add'l)

Ishares S&P National AMT Free Muni Bond Fund ETF — Int./Div. — Sold (part)

Ishares S&P Small Cap 600 Growth Fund ETF — Int./Div. — Buy (add'l)

Ishares S&P Small Cap 600 Growth Fund ETF — Buy (add'l)

Ishares S&P Small Cap 600 Growth Fund ETF — Sold (part)

Ishares S&P Small Cap 600 Value Fund ETF — Int./Div. — Buy (add'l)

Ishares S&P Small Cap 600 Value Fund ETF — Buy (add'l)

Ishares S&P Small Cap 600 Value Fund ETF — Sold (part)

Ishares U.S. Preferred Stock ETF — Int./Div. — Buy (add'l)

Janus Investment Mutual Fund — Int./Div. — Sold (part)

Pimco 1-5 Year U.S. Tips Index Fund — Int./Div. — Buy (add'l)

Royce Total Return Mutual Fund — Int./Div.

SPDR Barclays High Yield Bond Fund ETF — Int./Div. — Sold (part)

SPDR Barclays High Yield Bond Fund ETF — Sold

SPDR Barclays Short Term High Yield Fund ETF — Int./Div. — Buy (add'l)

SPDR Barclays Short Term High Yield Fund ETF — Buy (add'l)

SPDR Consumer Discretionary Select Sector Fund ETF — Int./Div. — Sold (part)

SPDR Consumer Discretionary Select Sector Fund ETF — Sold (part)

SPDR Consumer Staples Select Sector Fund ETF — Int./Div. — Sold (part)

SPDR Consumer Staples Select Sector Fund ETF — Sold

SPDR Energy Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Energy Select Sector Fund ETF — Buy (add'l)

SPDR Energy Select Sector Fund ETF — Sold (part)

SPDR Energy Select Sector Fund ETF — Sold

SPDR Euro Stoxx 50 ETF — Int./Div. — Sold (part)

SPDR Financial Select Sector Fund ETF — Int./Div. — Sold (part)

SPDR Financial Select Sector Fund ETF — Sold (part)

SPDR Health Care Select Sector Fund ETF — Int./Div. — Sold (part)

SPDR Health Care Select Sector Fund ETF — Sold (part)

SPDR Industrial Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Industrial Select Sector Fund ETF — Buy (add'l)

SDPR Materials Select Sector Fund ETF — Int./Div. — Sold (part)

SDPR Materials Select Sector Fund ETF — Sold

SPDR S&P Dividend ETF — Int./Div. — Sold (part)

SPDR Technology Select Sector Fund ETF — Int./Div. — Sold (part)

SPDR Technology Select Sector Fund ETF — Sold (part)

T Rowe Price New Asia Mutual Fund — Int./Div.

T Rowe Price Spectrum Income Mutual Fund — Int./Div.

Vanguard Emerging Markets Stock Index Fund ETF — Int./Div. — Buy (add'l)

Vanguard Emerging Markets Stock Index Fund ETF — Buy (add'l)

Vanguard Emerging Markets Stock Index Fund ETF — Buy (add'l)

Vanguard FTSE Developed Markets Fund ETF — Int./Div. — Buy (add'l)

Vanguard FTSE Developed Markets Fund ETF — Buy (add'l)

Vanguard Reit Index Fund ETF — Int./Div. — Buy (add'l)

Vanguard Reit Index Fund ETF — Buy (add'l)

Wisdomtree Emerging Mkts ETF — Int./Div. — Sold (part)

Wisdomtree Emerging Mkts ETF — Buy (add'l)

Wisdomtree Managed Futures Strategy Fund — Int./Div. — Sold (part)

Wisdomtree Total Dividend Fund ETF — Int./Div.

iShares Core U.S. Aggregate Bond ETF — Int./Div. — Sold (part)

iShares Core U.S. Aggregate Bond ETF — Sold (part)

Powershares Global ETF — Int./Div. — Buy (add'l)

Powershares Global ETF — Buy (add'l)

SPDR Real Estate Sector ETF — Int./Div. — Sold (part)

SPDR Real Estate Sector ETF — Sold

iShares Core S&P Mid Cap ETF — None — Sold

iShares Russell 2000 ETF — None — Sold

SPDR Dow Jones Global Real Estate ETF — Int./Div. — Sold (part)

SPDR Dow Jones Global Real Estate ETF — Sold

iShares Core S&P 500 ETF — Int./Div. — Buy (add'l)

iShares Core S&P 500 ETF — Buy (add'l)

iShares Core S&P 500 ETF — Buy (add'l)

iShares Core S&P 500 ETF — Buy (add'l)

SPDR Gold Shares ETF — None — Sold

VanEck Vectors Natural Resources ETF — None — Buy (add'l)

Invesco S&P Global Water ETF (X) — Int./Div. — Buy

Invesco S&P Global Water ETF (X) — Buy (add'l)

iShares iBoxx Investment Grade Corporate Bond ETF (X) — Int./Div. — Buy

iShares iBoxx Investment Grade Corporate Bond ETF (X) — Buy (add'l)

SDPR Communication Services ETF (X) — Int./Div. — Buy

SDPR Communication Services ETF (X) — Buy (add'l)

IRA-BDA #1 (H) — Distribution

Fidelity Diversified International Mutual Fund — Int./Div.

Fidelity Select Technology Mutual Fund — Int./Div.

IRA-BDA #2 (H) — Distribution

Fidelity Canada Mutual Fund — Int./Div.

Fidelity Diversified International Mutual Fund — Int./Div.

Fidelity Select Technology Mutual Fund — Int./Div.

Suntrust cash accounts — Int./Div.

Schwab Total Stock Market Fund — Int./Div.

Vanguard Windsor II Mutual Fund — Int./Div.

Vanguard Windsor Mutual Fund — Int./Div. — Sold (part)

Fidelity Magellan Mutual Fund — Int./Div.

Fidelity Low Priced Stock Mutual Fund — Int./Div.

Schwab Emerging Markets Equity ETF — Int./Div. — Sold (part)

Schwab Emerging Markets Equity ETF — Buy (add'l)

Schwab Emerging Markets Equity ETF — Buy (add'l)

Schwab International Equity ETF — Int./Div. — Buy (add'l)

Schwab International Equity ETF — Sold (part)

Schwab International Equity ETF — Buy (add'l)

Schwab International Equity ETF — Buy (add'l)

Schwab International Equity ETF — Buy (add'l)

Schwab Health Care Mutual Fund — Int./Div.

Powershares Emerging Markets ETF — Int./Div.

Schwab U.S. Broad Market ETF — Int./Div. — Sold (part)

Schwab U.S. Broad Market ETF — Buy (add'l)

TIAA-CREF Lifecycle 2025 Retirement Fund — Int./Div.

TIAA-CREF Large Cap Growth Fund — Int./Div.

Ameritas Principal plan Plus - DC529 — None

NY 529 Moderate Age-Based Option: Income Portfolio — None — Sold (part)

Schwab Target 2060 Index Mutual Fund — Int./Div. — Buy (add'l)

Schwab Target 2060 Index Mutual Fund — Buy (add'l)

iShares U.S. Total Stock Market Index Portfolio ETF — None

Principal LifeTime Hybrid 2025 CIT Fund — Int./Div.

Principal Large Cap S&P 500 Index Separate Account Fund (X) — Int./Div. — Buy (add'l)

Principal Large Cap S&P 500 Index Separate Account Fund (X) — Buy (add'l)

Principal Large Cap S&P 500 Index Separate Account Fund (X) — Buy (add'l)

Principal Large Cap S&P 500 Index Separate Account Fund (X) — Buy (add'l)

Principal Mid Cap S&P 500 Index Separate Account Fund — Int./Div. — Buy (add'l)

Principal Mid Cap S&P 500 Index Separate Account Fund — Buy (add'l)

Principal Mid Cap S&P 500 Index Separate Account Fund — Buy (add'l)

Principal Mid Cap S&P 500 Index Separate Account Fund — Buy (add'l)

Principal Small Cap S&P 600 Index SA Fund — Int./Div. — Buy (add'l)

Principal Small Cap S&P 600 Index SA Fund — Buy (add'l)

Principal Small Cap S&P 600 Index SA Fund — Buy (add'l)

Principal Small Cap S&P 600 Index SA Fund — Buy (add'l)

Schwab U.S. Aggregate Bond ETF — Int./Div. — Sold (part)

Fidelity Zero International Index Mutual Fund — Int./Div.

Fidelity Zero Toral Market Index Mutual Fund — Int./Div.

Principal Lifeime 2030 R3 Fund — Int./Div. — Sold

Fidelity Contrafund K Mutual Fund — Int./Div.

Vanguard Target 2030 Retirement Fund (X) — Int./Div. — Buy

Vanguard Target 2030 Retirement Fund (X) — Buy (add'l)

Vanguard Total Bond Market Index Fund (X) — Int./Div. — Buy

Vanguard Real Estate Index Investor Fund (X) — Int./Div. — Buy

Vanguard Total International Stock Index Fund (X) — Int./Div. — Buy

Board member, Equal Justice Works

President, Edward Coke Inn of Court

Adjunct Professor, Georgetown Law University Center

Reimbursement — Equal Justice Works — Feb. 21-23, 2019 — San Francisco, CA — Board of directors meeting — Travel, lodging and meals

Reimbursement — University of Hawaii — Feb. 23-March 4, 2019 — Honolulu, HI — Lecture — Travel and lodging

Reimbursement — Equal Justice Works — June 20-21, 2019 — New York, NY — Board of directors meeting — Travel, lodging and meals

Reimbursement — Berkeley Law School — Sept. 22-25, 2019 — Berkeley, CA — Jurist in residence program — Travel, lodging and meals

Income — 12/20/2019 — Georgetown Law University Center, teaching stipend — $15,000.00

Spouse's income — 2019 — American Civil Liberties Union -- legal director salary

Spouse's income — 2019 — The New York Review of Books -- freelance writer fees

Spouse's income — 2019 — The Nation -- freelance writer fees