James M. Carr

The Ball & Biscuit LLC — Dividend — Redeemed — The Ball & Biscuit LLC

Dreyfus Corp money market account — Int./Div.

Brown Capital Management Small Company Fund Instit Institutional Class — Int./Div.

ISharesTR Core S&P 500 ETF — Int./Div.

Cash - Dreyfus Corp — Int./Div.

Income Fund Class P -PIMCO — Int./Div. — Sold (part)

IShares TR Core S&P Mid-Cap ETF — Int./Div.

Vanguard Bd Index Fds Vanguard Short TermBd ETF — Int./Div. — Sold (part)

The OakmarkSelect Fund Investor Class — Int./Div.

Vanguard Intl Equity Index Fds FTSE Emerging Mkts ETF — Int./Div.

AMG Managers Fairpointe Mid Cap Fund Class I — Int./Div. — Sold

New World Fund - F2 -American Funds — Int./Div.

Schwab Strategic Tr Intl Equity ETF — Int./Div. — Sold (part)

FMI International Fund Institutional Class — Int./Div.

Cohen & Steers Real Estate Securities Fund Class I — Int./Div. — Sold (part)

Deutsche Enhanced Commodity Strategy Fund Institutional Class — Int./Div.

Fidelity Advisor Total Bond Fund Class I — Int./Div.

Goldman Sachs International Small Cap Insights I — Int./Div.

PIMCO Commodities Plus- P — Int./Div.

Dreyfus Corp money market account — Int./Div.

Dreyfus Corp money market account — Int./Div.

Ishares TR Core S&P Small-Cap ETF — Int./Div. — Buy

Parnassus Mid Cap Fund CL I — Int./Div. — Buy

Vanguard Inflation Protected Secs ETF — Int./Div. — Buy

Vanguard Bond IndexFunds Total Bond Market ETF — Int./Div.

Life Director, Metropolitan Indianapolis Public Broadcasting Corporation

Director, Board of Visitors Maurer School of Law , Indiana University

Agreement — 2012 — Faegre Baker Daniels LLP , former law firm, payout of capital account and retirement benefit , no control

Reimbursement — Federal Judicial Center — 7/7/19-7/10/19 — New York , NY — Seminar CLE — Transportation , meals , hotel

Reimbursement — National Conference of Bankruptcy Judges — 10/29/19-11/1/19 — Washington DC — annual meeting and education committee meeting — Transportation , hotel

Reimbursement — American Bankruptcy Institute — 4/11/19- 4/12/19 — Washington , DC — Presentation at seminar CLE — Transportation , meals , hotel

Reimbursement — American Bankruptcy Institute — 3/4/19-3/5/19 — New York , NY — Judging Duberstein Moot Court competition — Transportation and hotel

Reimbursement — Indiana Continuing Legal Education Foundation — 8/1/19 — French Lick, In — Presentation at CLE seminar — Transportation and hotel

Income — 5/1/2019 — Compensation for adjunct professor teaching busioness reorganization class at Maurer School of Law — $5,200.00