John Joseph Tharp jr

`AT&T (common stock) — Dividend — Sold

DowDuPont (common stock) — Dividend

General Electric (common stock) — Dividend

IBM (common stock) — Dividend

JP Morgan Chase Bank Accounts — Interest

Merrill Lynch Bank Deposit Program — Interest — Closed

Northwestern Mutual Insurance Policies (Whole Life) — Dividend

Pfizer (common stock) — Dividend

United Pacific Life Ins. (Universal Life; no control) (nka Genworth) — Dividend

U.S. Savings Bonds — None

Vanguard Dividend Growth Fund — Dividend

Vanguard Energy Fund — Dividend

Vanguard Federal Money Market Fund — Int./Div.

Vanguard Information Tech ETF — Dividend

Vanguard Mid-Cap ETF — Dividend

Vanguard Long-Term Tax Exempt Bond Fund — Dividend

Vanguard S&P 500 Index Fund — Dividend

Vanguard Prime Money Market Fund — Int./Div.

Fidelity CORE Cash Sweep Fund — Interest — Open

Capital One Checking — Interest

Corteva — Dividend

Corteva — Sold (part)

Dow — Dividend

Dupont De Nemours — Dividend

Wabtec — Dividend

Wabtec — Sold (part)

Vanguard Growth ETF — Dividend — Buy

PTC Inc. (X) — None

IRA #1 (H)

Vanguard Total International Stock Index Fund — Dividend

Vanguard Total Stock Market Index Fund — Dividend

Vanguard Total Bond Market Index Fund — Dividend

IRA #2 (H)

Vanguard Total International Stock Index Fund — Dividend

Vanguard Total Stock Market Index Fund — Dividend

Vanguard Total Bond Market Index Fund — Dividend

IRA #3 (H)

Fidelity Magellan Fund — Dividend

IRA #4 (H)

Vanguard 500 Index Fund — Dividend

IRA #5 (H)

CIVIX - MFO Causeway Cap Mgmt Tr Intl Value FD Instl Cl — Dividend

DFCEX - MFO DFA Invt. Dimensions Group Inc Emerging Mkts — Dividend

DFEVX - MFO DFA Emerging Markets Value — Dividend

DFITX - MFO DFA Invt Dimensions Group Inc Intl Real Estate — Dividend

DFREX - MFO DFA Invt Dimensions Group Inc. Real Estate — Dividend

GUNR - MFC Flexshares TR Morningstar Global Upstream NRIF — Dividend

HLMIX - MFO Harding Loevner FDS Inc. Intl Equity Portfolio — Dividend

NMFIX MFB Northern Multimanager — Dividend

NOMIX - MFB Northern Mid Cap Index Fund — Dividend

NOSIX - MFB Northern Funds Stock Index Fund — Dividend

NSIDX - MFB Northern Funds Small Cap Index Fund — Dividend — Sold (part)

QDF MFC Flexshares Trust Quality — Dividend

NHFIX MFB Northern High Yield Fixed Income — Dividend — Buy (add'l)

BHYIX Black Rock Federal High Yield Bond — Int./Div. — Buy (add'l)

NOGXX Northern US Govt Money Market — Int./Div.

IRA #6 (H)

Fidelity Blue Chip Growth — Dividend

Fidelity Independence — Dividend

IRA #7 (H)

Fidelity Independence — Dividend

Trust #1 (H)

Trust #2 (H)

Allstate (common) — Dividend

American Electric Power (common) — Dividend

Anadarko Petroleum (common) — Dividend — Sold (part)

AT&T (common) — Dividend

Blackrock Global Allocation C — Dividend

BP Amoco (ADR) — Dividend

Chemours — Dividend

Conoco Phillips (common) — Dividend

DowDuPont (common) — Dividend

Duke Energy (common) — Dividend

Exxon (common) — Dividend

Fortune Brands Home & Security (common) — Dividend

Hershey (common) — Dividend

ISHARES Russell Mid Cap ETF — Dividend

ISHARES S&P Growth ETF (IVW) — Dividend — Buy (add'l)

Ivy Asset Strategy — Dividend

JP Morgan Chase Cash Accounts — Dividend

JP Morgan Tr I US Small Co. Cl C — Dividend

JP Morgan Tr II Large Cap Growth (formerly JP Morgan Dynamic Growth) — Dividend

Lincoln National Group (common) — Dividend

Merck (common) — Dividend

Pfizer (common) — Dividend

Phillips 66 (common) — Dividend

Sterling Cap FDS Mid Value FD (OVECX) — Dividend

Walgreen's Boots Alliance (common) — Dividend

Enbridge Inc. (common) (formerly Spectra Energy) — Dividend

Ishares Core S&P Small Cap ETF — Dividend — Buy

Corteva Inc. — Dividend

Dow Inc. — Dividend

Dow Inc. — Sold (part)

Dupont De Nemours Inc. — Dividend

Dupont De Nemours Inc. — Sold (part)

Invesco Exchange Traded Fd Tr Dynamic Lg Cap — Dividend — Buy

Occidental Petroleum (formerly Anadarko Petroleum) — Dividend

Trust #3 (H)

3-M (common) — Dividend

Allstate (common) — Dividend

Bank of America (common) — Dividend

DowDuPont (common) — Dividend

Exelon (common) — Dividend

Exxon (common) — Dividend

IBM (common) — Dividend

JP Morgan Chase (common) — Dividend

JP Morgan US Treasury Plus Money Market Acct. — Dividend

Lincoln National Corp. (common) — Dividend

Pfizer (common) — Dividend

Sherwin Williams (common) — Dividend

Corteva Inc. — Dividend

Dow Inc. — Dividend

Dupont De Nemours Inc. — Dividend

Trust #4 (H)

3-M (common) — Dividend

Exxon Mobil (common) — Dividend

McDonald's (common) — Dividend

JP Morgan Chase Cash Account — Dividend

Trust #5 (H)

JP Morgan Chase Cash Account — Interest

25% of Moles Family Partnership (H)

NSIDX-Northern Funds Sall Cap Index Fund — Dividend

NOSIX-Northern Funds Stock Index Fund — Dividend

NOMIX-Northern Mid Cap Index Fund — Dividend

DVY-IShares Tr Dow Jones Select Divid Index Fd — Dividend

GUNR-Flexshares TR Morningstar Global Upstream Nat ResIdx — Dividend

DFCEX-Invt Dimensions Group Emerging Mkts Core Eq Prt — Dividend

DFITX-Invt Dimensions Group Int'l Real Estate Secs Ptf — Dividend

HLMIX-Harding Loevner Funds Inc Int'l Equity Prt — Dividend

CIVIX-Causeway Cap Mgmt Tr Int'l Value Fd — Dividend

DFREX-Invt Dimensions Group Real Estate Secs Prt — Dividend

DFEVX-Emerging Markets Value Fd — Dividend

BHYIX Blackrock Fed High Yield Bond Portfolio — Dividend

QDF MFC Flexshares Trust Quality Div — Dividend

MFB Northern US Govt Money Mkt Fund (Cash Account) — Int./Div.

NFRA MFC Flexshares TR STOXX Global Broad — Dividend

Trust #6 (H)

Farm land, Christian County, Illinois — Distribution

JP Morgan Chase Cash Account — Distribution

Trust #7 (H)

IShares MSCI EAFE Index Fund (EFA) — Dividend — Sold (part)

IShares MSCI EAFE Index Fund (EFA) — Sold (part)

Condominium Unit (real estate),TK Sarasota County, Florida — Rent

JPM Cap Core Plus (JLPSX) NKA JPM L/ Cap Core -R6 (JLPYX) — Dividend — Sold

Neuberger Berman Multi Cap Opportunities Fd (NMULX) — Dividend — Sold (part)

Spdr S&P 500 ETF Trust (SPY) — Dividend

MFS Intl Value Fd-I (MINIX) NKA MFS Intl Value -R6 (MINJX) — Dividend — Sold (part)

American Fund Intl Vntg (AIVG) (formerly Cap Prv Client (CNUSX)) — Dividend — Sold (part)

JPM Glbl R/E Fund (JEITX) NKA JPM Global R/E Fd (JEIYX) — Dividend — Sold (part)

JP Morgan Tax Free Instl Sweep Fund (#840) — Interest

Met West T/R CL I (MWTIX) NKA Met West T/R BD-PLN — Dividend — Sold (part)

AMG Mgr Pictet Intl (APCTX) NKA AMG Mgr Pic Intl (APCZX) — Dividend — Sold

Ishares Inc MSCl Japan New (EWI) — Dividend

JP Morgan Cash Account — Interest

Dodge & Cox Income Fd (DODIX) — Dividend — Sold (part)

Ishares S&P 500/Barra Growth (IVW) — Dividend

Ishares S&P 500/Barra Value (IVE) — Dividend

Six Circles U.S. Unconstrained (CUSUX) — Dividend — Buy (add'l)

Six Circles U.S. Unconstrained (CUSUX) — Buy (add'l)

Six Circles U.S. Unconstrained (CUSUX) — Buy (add'l)

JPMorgan BetaBuilders Canada ETF (BBCA) — Dividend — Buy (add'l)

Six Circles Int'l Unconstrained (CIUEX) — Dividend — Buy (add'l)

Six Circles Int'l Unconstrained (CIUEX) — Buy (add'l)

JPMorgan BetaBuilders Europe (BBEU) — Dividend — Sold (part)

JPMorgan BetaBuilders Japan (BBJP) — Dividend

JPMorgan BetaBuilders Developed Asia (BBAX) — Dividend

Six Circles Tax Aware Ultra Short — Dividend

Ishares Barclays 1-3 year Treasury — Dividend — Sold (part)

Ishares Barclays 1-3 year Treasury — Sold (part)

Ishares Barclays 1-3 year Treasury — Buy (add'l)

Ishares Barclays 1-3 year Treasury — Buy (add'l)

Ishares Barclays 1-3 year Treasury — Sold

Fidelity Intermediate Municipal — Dividend

Amer Funds T/E Bnd Fund AM-F3 — Dividend — Sold (part)

Amer Funds T/E Bnd Fund AM-F3 — Buy (add'l)

Fidelity 500 Index Fund — Dividend — Buy

Fidelity 500 Index Fund — Sold (part)

Fidelity Sch Str Tr (FIQZ) (formerly Fidelity Intermed. Muni) — Dividend — Buy (add'l)

Fidelity Sch Str Tr (FIQZ) (formerly Fidelity Intermed. Muni) — Buy (add'l)

Ishares 7-10 Year Treasury (IEF) — Dividend — Buy

Ishares 3-7 Year Treasury (IEI) — Dividend — Buy

Ishares Short Treasury (SHV) — Dividend — Buy

Ishares Short Treasury (SHV) — Sold (part)

Trust #8 (H)

JPMORGAN CASH ACCOUNT — Interest

SPDR 500 ETF TR (SPY) — Dividend

JPM TX FREE (FUND 1374) NKA JPM Interim T/F R6 (JITZX) — Dividend — Buy (add'l)

JP MORGAN TR I TAX AWARE EQUITY FD INSTL (JPDEX) (fka SELECT JPESX) — Dividend

MFS Intl Val Fd (MINIX) KNA MFS Intl Val Fd R6 (MINJX) — Dividend — Sold (part)

PRIMECAP ODYSSEY FUNDS ODYSSEY STK FD (POSKX) — Dividend

Hartf.Cap. Appr. I (TTHX) KNA Har.Cap.Appr. F (HCAFX) — Dividend — Sold (part)

Hartf.Cap. Appr. I (TTHX) KNA Har.Cap.Appr. F (HCAFX) — Sold

NEUBERGER BERMAN EQUITY --FDS MULCAP OPP INS FUND (NMULX) — Dividend — Sold

ISHARES MSCI EAFE INDX FD (EFA) — Dividend

JPM Glob R/E Idx Fd (JEITX) NKA JPM Glob R/E R6 (JEIYX) — Dividend

Doubleline Total Ret Bond-I (DBLTX) — Dividend — Buy (add'l)

AMG Mgr PicIntl (ACPTX) NKA AMG Mgr Pic Int Z (APCZX) — Dividend — Sold (part)

AMG Mgr PicIntl (ACPTX) NKA AMG Mgr Pic Int Z (APCZX) — Sold

Dodge & Cox Intl Stock Fd (DODFX) — Dividend — Sold (part)

Dodge & Cox Intl Stock Fd (DODFX) — Sold

iShares Inc MSCI Japan New (EWJ) — Dividend

Dodge & Cox Income Fd (DODIX) — Dividend — Sold

Ishares S&P 500/Barra Growth Index (IVW) — Dividend

Ishares S&P 500/Barra Value Index (IVE) — Dividend

Six Circles U.S. Unconstrained (CUSUX) — Dividend — Buy (add'l)

Six Circles U.S. Unconstrained (CUSUX) — Buy (add'l)

Six Circles U.S. Unconstrained (CUSUX) — Buy (add'l)

JPMorgan BetaBuilders Canada ETF (BBCA) — Dividend — Buy (add'l)

Six Circles Int'l (CIUEX) — Dividend — Buy (add'l)

Six Circles Int'l (CIUEX) — Buy (add'l)

JPMorgan BetaBuilders Europe ETF (BBEU) — Dividend

JPMorgan BetaBuilders Japan ETF (BBJP) — Dividend

JPMorgan BetaBuilders Developed Asia (BBAX) — Dividend

Six Circles Tax Aware Ultra Short — Dividend — Buy (add'l)

Ishares Barclays 1-3 year Treasurty — Dividend — Sold (part)

Ishares Barclays 1-3 year Treasurty — Buy (add'l)

Ishares Barclays 1-3 year Treasurty — Buy (add'l)

Ishares Barclays 1-3 year Treasurty — Sold

Ameri Funds T/E Bond Fund (AM-f3) — Dividend — Buy (add'l)

Ishares 7-10 Year Treasury (IEF) — Dividend — Buy

Ishares 3-7 Year Treasury (IEI) — Dividend — Buy

Ishares Short Treasury (SHV) — Buy

Ishares Short Treasury (SHV) — Sold (part)

Ishares Short Treasury (SHV) — Buy (add'l)

Co-Trustee, Trust #1 (family trust; no reportable assets because I did not create the trust and have no beneficial interest in the trust)

Liability — United Pacific Life (n/k/a Genworth Life Ins. Co.) — Loan #1

Liability — United Pacific Life (n/k/a Genworth Life Ins. Co.) — Loan #2

Liability — JP Morgan Chase — Credit Card

Spouse's income — 2019 — Janus & Associates, salary