C. Ashley Royal

Estate #1 — None

Federated Prime Money Market/Obligation Fund — Interest — Sold

MetaMorphix, Inc. — None

Polywad, Inc. — None

SunTrust Account #3 — None

SunTrust Account #4 — None

Oxford Square Capital Corp. — Dividend — Sold

Legacy RESVS — None — Sold

AT & T Inc — Dividend — Sold

Verizon Communications — Dividend — Sold

Northwestern Corp — Dividend — Sold

Southern Company — Dividend — Sold

Brookfield Infrastruction Partners — Dividend — Sold

Conagra Brands, Inc. — Dividend — Sold

Estate #2 — None

Consolidated Edison, Inc. — Dividend — Sold

Baron Small Cap Fund — Dividend — Sold (part)

Credit Suisse Comm Ret Strat — None — Sold

Delaware Small Cap Value — Dividend

Principal Midcap Fund — Dividend — Sold (part)

American Investment Co of America — Dividend

Morgan Stanley Glob Real Est — Dividend — Sold (part)

TRP Equity Income I — Dividend — Sold (part)

Dodge & Cox International Stock — Dividend

Amer Int'l Growth & Income — Dividend

MFS International Equity — Dividend

American New World CL F3 — Dividend — Sold (part)

Bridge Builder Core Bond Fund — Dividend — Sold (part)

Bridge Builder Large Growth — Dividend — Sold (part)

Bridge Builder Large Value — Dividend

Bridge Builder Int'l. Equity — Dividend

Pgim High Yield R 6 — Dividend — Sold (part)

JP Morgan US Gov't MWF Capital — Dividend

Eastern MI Univ Build Amer Bds — Interest — Sold

American Balanced Fund CLA — Dividend

Amern High Inc Muni Bd Fd A — Dividend

American Capital Income Builder Fund CLA — Dividend

American Capital World Grw & Inc Fund A — Dividend

Eaton Vance SC Mun Incm Fd — Dividend

American Europacific Growth Fund CLA — Dividend

Franklin Adj US Govt Secs Fd A — Dividend

Franklin Equity Income Fund A — Dividend

Franklin Foundings Fd Alloc A — Dividend

Franklin Growth Series Class A — Dividend

Franklin Income Fund CLA — Dividend

Franklin Mut Glbl Disc A — Dividend

Franklin Mutual Shares Fund A — Dividend

Franklin Small Cap Value Fd A — Dividend

Franklin Total Return Fund A — Dividend

Franklin US Government Secs A — Dividend

American Growth Fund of America CLA — Dividend

Hartford Mlt-Ast Inc & Growth CLA formerly Hartford Balanced Fund CLA — Dividend

Hartford Cap Appreciation CLA — Dividend

Hartford Core Equity CLA — Dividend

Hartford Dividend & Growth A — Dividend

Hartford Healthcare Fund CLA — Dividend

Hartford Midcap Fund CLA — Dividend

Hartford Quality Value CLA — Dividend

American Income Fund of America Fund A — Dividend

Invesco Global Growth Fd CLA — Dividend

Invesco Technology Fund CLA — Dividend

American Investment Co of America Fd A — Dividend

American New Perspective Fund CLA — Dividend

Templeton Growth Fund A — Dividend

American Washington Mutual Invest A — Dividend

Nvidia Corp. — Dividend — Sold (part)

Lamb Weston Holding, Inc. — Dividend — Sold

Abbvie Inc — Dividend — Sold

Crown Castle Int'l Corp — Dividend — Sold

Bridge Builder Small/Mid Value — Dividend

Bridge Builder Core Plus Bond — Dividend — Sold (part)

Hartford World Bond CL F — Dividend — Sold (part)

LSV Value Equity — Dividend

Federated Trsy Obligs MM — Dividend — Sold

Hartford International Equity — Dividend

UBS Bank — None — Open

Ashmore Emerging Markets Total Return Fund — None — Buy

Baird Midcap Fund Institutional Class — None — Buy

Lord Abbett High Yield Fund Class F — None — Buy

Pimco Investment Grade Credit Bond Fund I-2 — None — Buy

John Hancock Disciplined Value Mid Cap Fund — None — Buy

Pear Tree Polaris Foreign Fund Instl — None — Buy

AQR U.S. Defensive Equity Fund Class I — None — Buy

Chartwell Small Cap Value Fund Class I — None — Buy

Harding Loevner International Equity — None — Buy

Executor, Estate #1

Executor, Estate #2

I. POSITIONS

Estate #1 - I have no beneficial interest in the estate. There are no assets owned by the estate. There have been no acquisitions, dispositions or capital gains. This

response includes now and at all times during the reporting period.

Estate #2 - I have no beneficial interest in the estate. There are no assets owned by the estate. There have been no acquisitions, dispositions or capital gains. This

response includes now and at all times during the reporting period.

Metamorphix, Inc. (#2) and Polywad (#3) have both been bankrupt for years with no income and no transactons for this reporting period or for a number of years

past. They should be taken off. They have had a negative value for several years and will not be included in the future.

Adv Edgewood Gwth Fd Instl CL I (#21 from 2018 Financial Disclosure Report) was incorrectly reported as a partial sale but was actually all sold on 08/15/2018

and should not be included for 2019.