John S. Hodge

Account No. 1 (H)

HSA Bank - Cash Account — Interest — Exempt

JP Morgan Equity Index R6 Fund — Dividend — Exempt

Account No. 2 (H)

Capital One Cash Account — Interest — Exempt

Account No. 3 (H)

Bank of America Cash Accounts — Interest — Exempt

ISH USD HIGH YIELD CORPORATE BOND ETF SH FUND — Dividend — Exempt

ISHARES RUSSELL 1000 GROWTH FUND — Dividend — Exempt

ISHARES RUSSELL 1000 VALUE FUND — Dividend — Exempt

ISHARES TR CORE MSCI EAF ETF FUND — Dividend — Exempt

ISHARES US TREASURY BOND ETF FUND — Dividend — Exempt

VANGUARD INTRMDIATE-TERM CORPORATE BOND FUND — Dividend — Exempt

VANGUARD MORTGAGE-BACKED SEC FUND — Dividend — Exempt

VANGUARD SHORT-TERM TREASURY ETF FUND — Dividend — Exempt

VANGUARD SMALL CAP FUND — Dividend — Exempt

VANGUARD TOTAL INTERNATL BOND ETF FUND — Dividend — Exempt

AIG FOCUSED DIVIDEND STRATEGY FD C — Dividend — Exempt

ALLIANZGI INCOME AND GROWTH FUND CL P — Dividend — Exempt

AMER FUNDS AMERICAN BALANCED FUND CL F2 — Dividend — Exempt

AMERICAN FUNDAMENTAL INVESTORS CL C FD — Dividend — Exempt

AMERICAN FUNDAMENTAL INVESTORS FUND CL F2 — Dividend — Exempt

AMERICAN GROWTH FUND OF AMERICAN CL F1 — Dividend — Exempt

AMERICAN SMALLCAP WORLD FUND CL C — Dividend — Exempt

AMERICAN SMALLCAP WORLD FUND CL F1 — Dividend — Exempt

BLACKROCK ADVANTAGE LRG CAP VALUE FUND CL C — Dividend — Exempt

BLACKROCK ADVANTAGE LRG CAP VALUE FUND CL A — Dividend — Exempt

BLACKROCK BALANCED CAPITAL FUND INC INSTL — Dividend — Exempt

BLACKROCK EQTY DIVIDEND FUND INSTL — Dividend — Exempt

BLACKROCK GLOBAL ALLOCATION FD INC A — Dividend — Exempt

CLEARBRIDGE LARGE CAP GROWTH FUND CL I — Dividend — Exempt

DELAWARE SMALL CAP CORE FUND CL INSTL — Dividend — Exempt

EDGEWOOD GROWTH FUND CL INST — Dividend — Exempt

INVESCO INTERNATIONAL GROWTH FUND CL Y — Dividend — Exempt

INVESCO INTERNATIONAL GROWTH FUND CL A — Dividend — Exempt

LORD ABBETT ALPHA STRATEGY FD CL F — Dividend — Exempt

MFS RESEARCH INTERNATIONAL FD CL I — Dividend — Exempt

MFS VALUE FD CL I — Dividend — Exempt

NEUBERGER BERMAN INTL EQUITY FUND CL INSTL — Dividend — Exempt

OAKMARK INTL FD CL ADV — Dividend — Exempt

PIMCO INVESTMENT GRADE CREDIT BOND FD CL I2 — Dividend — Exempt

T ROWE PRICE BLUE CHIP GROWTH FUND INV CL — Dividend — Exempt

T ROWE PRICE EMERGING MARKETS STOCK FD INV CL — Dividend — Exempt

T ROWE PRICE EQUITY INDEX 500 FUND INV CL — Dividend — Exempt

T ROWE PRICE GROWTH STOCK FUND INV CL — Dividend — Exempt

T ROWE PRICE QM US SMALL CAP GROWTH EQ FD INV CL — Dividend — Exempt

TCW TOTAL RETURN BOND FD CL I — Dividend — Exempt

ALTRIA GROUP INC COMPANY GUARNT GLB BOND — Interest — Exempt

BANK OF AMERICA CORP SER NOTZ BOND — Interest — Exempt

CATERPILLAR FINANCIAL SE SER NOTZ BOND — Interest — Exempt

CITIGROUP INC GLB BOND — Interest — Exempt

COMCAST CORP COMPANY GUARNT GLB BOND — Interest — Exempt

DISCOVER FINANCIAL SVS SER NOTZ BOND — Interest — Exempt

DOW CHEMICAL CO/THE SER NOTZ BOND — Interest — Exempt

DUKE ENERGY CORP SER NOTZ BOND — Interest — Exempt

GENERAL ELEC CAP CORP SER NOTZ BOND — Interest — Exempt

GENERAL ELEC CAP CORP SER NOTZ BOND — Interest — Exempt

GOLDMAN SACHS GROUP INC SER NOTZ BOND — Interest — Exempt

GOLDMAN SACHS GROUP INC SER NOTZ BOND — Interest — Exempt

JOHN DEERE CAPITAL CORP SER MTN BOND — Interest — Exempt

JPMORGAN CHASE & CO GLB BOND — Interest — Exempt

KRAFT FOODS GROUP INC COMPANY GUARNT GLB BOND — Interest — Exempt

MORGAN STANLEY SER GMTN GLB BOND — Interest — Exempt

NATIONAL RURAL UTIL COOP SER NOTZ BOND — Interest — Exempt

NORTHERN TRUST CORP SUBORDINATED GLB BOND — Interest — Exempt

PHILIP MORRIS INTL INC GLB BOND — Interest — Exempt

WELLS FARGO & COMPANY SUBORDINATED SER MTN BOND — Interest — Exempt

WESTPAC BANKING CORP GLB BOND — Interest — Exempt

TENNESSEE VALLEY AUTH CALLABLE SR UNSECURED BOND — Interest — Exempt

AMERICAN CAPITAL WORLD GROWTH AND INCOME CL F2 — Dividend — Exempt

AMERICAN GROWTH FUND OF AMERICA CL F2 — Dividend — Exempt

FRANKLIN GROWTH FD ADV — Dividend — Exempt

ALLIANZGI MID CP FD CL A — Dividend — Exempt

CLEARBRIDGE ALL CAP VL I VALUE FUND CL — Dividend — Exempt

EATON VANCE WORLDWIDE HEALTH SCI FUND CL I — Dividend — Exempt

INV OPN INTL GROWTH FD Y INTL GROWTH FUND CL Y — Dividend — Exempt

SPDR BLMBRG BRCLY HIGH YIELD BOND ETF — Dividend — Exempt

TEMPLETON GROWTH FUND, INC A INC. CL A — Dividend — Exempt

CLEARBRIDGE AGGR GRW A GROWTH FUND A — Dividend — Exempt

CLEARBRIDGE ALL CAP VL C VALUE FUND CL C — Dividend — Exempt

SPDR BLMBRG BRCLY HIGH YIELD BOND ETF — Dividend — Exempt

TEMPLETN GLBL OPP ADV OPPORTUNITIES FD CL ADV — Dividend — Exempt

ALLNZ AGIC INC & GRWTH C GROWTH FUND CL C — Dividend — Exempt

AT&T INC - COMMON STOCK — Dividend — Exempt

CHEVRON CORP - COMMON STOCK — Dividend — Exempt

COMCAST CORP NEW CL A - COMMON STOCK — Dividend — Exempt

GENERAL ELECTRIC - COMMON STOCK — Dividend — Exempt

BASKET STEPUP ISSUER BAC STEP 14.90% SV 100.00 - BOND — Interest — Exempt

DJIA LIRN ISSUER RBC PART 111.80% SV15,848.61 - BOND — Interest — Exempt

SPSIOP STEPUP ISSUER CS STEP 30.00% SV 6,859.67 - BOND — Interest — Exempt

SX5E STEPUP ISSUER CS STEP 18.61% SV 3,371.83 - BOND — Interest — Exempt

Wiener, Weiss & Madison, P.C. — Dividend — Exempt

Meadowview Minerals, L.L.C. — Royalty — Exempt

Vice President and shareholder (ended 07/31/2018), Wiener, Weiss & Madison, P.C.

Vice President and member (ended 07/31/2018), TitleSite, L.C.

Gift — EXEMPT — EXEMPT

Agreement — 2001 — Wiener, Weiss & Madison, P.C. - Employment agreement with former law firm. See Section VIII.

Reimbursement — EXEMPT — EXEMPT — EXEMPT — EXEMPT — EXEMPT

Income — 2016 — Wiener, Weiss & Madison, P.C., compensation for legal services rendered — $442,750.00

Income — 2017 — Wiener, Weiss & Madison, P.C., compensation for legal services rendered — $574,550.00

Income — 2018 — Wiener, Weiss & Madison, P.C., compensation for legal services rendered — $56,000.00

Income — 2019 — No reportable non-investment income — $0.00

The following is additional information for Section II, "Agreements," under "Parties and Terms," as referenced therein:

Under the employment agreement with my former law firm, Wiener, Weiss & Madison, P.C., I was required to devote full time efforts to the practice of law

in exchange for compensation of $90,000.00 per year plus a bonus in an amount determined solely by the law firm. The employment agreement terminated by

mutual consent on 07/31/2018. All payments due under the agreement were paid prior to 07/31/2018.

The following is additional information for Section VII, Column C:

Assets listed in No. 69-93 were sold before the end of the reporting period. Therefore, Column C is blank.