Robert David Sack

JPMORGAN CHASE ACCOUNTS — Interest

OPP ADVANTAGE BANK DEPOSIT — Interest

OPP ALLSTATE CORP — Dividend

OPP APPLE INC — Dividend

OPP BP PLC SPONSORED ADR — Dividend

OPP BANK AMER CORP — Dividend

OPP BOEING CO — Dividend

OPP EXXON MOBIL CORP — Dividend

OPP 13D ACTIVIST FUND CLASS I — Dividend

OPP VANGUARD TREASURY MONEY MARKET — Int./Div. — Sold (part)

OPP DWS STRATEGIC HIGH YIELD TAX-FREE FUND CL INST — Int./Div.

OPP IVY MUNICIPAL HIGH INCOME FUND CLASS I — Int./Div.

OPP NUVEEN HIGH YIELD MUNI BOND CL I — Int./Div. — Buy (add'l)

OPP ETF MANAGERS TR PRIME CYBR SCRTY — Dividend

OPP ISHARES TR US FIN SVC ETF — Dividend

OPP ISHARES TR INTL SEL DIV ETF — Dividend

OPP ISHARES TR US AER DEF ETF — Dividend

OPP SPDR S&P AEROSPACE & DEFENCE — Dividend

OPP SPDR SERIES TRUST S&P REGL BKG — Dividend

OPP FINANCIAL SELECT SECTOR SPDR — Dividend

OPP INDUSTRIAL SELECT SECTOR SPDR — Dividend

OPP TECHNOLOGY SELECT SECTOR SPDR — Dividend

OPP COHEN & STEERS MLP INC & ENRGY COM SHS — Dividend — Sold

OPP NUVEEN DOW 30 DYN OVERWRITE — Dividend — Sold

OPP NEUBERGER BERMAN MLP AND ENRGY CLOSED END — Dividend — Buy

OPP TEKLA HEALTHCARE INVS SH BEN INT — Dividend

OPP TEKLA LIFE SCIENCES INVS SH BEN INT — Dividend

OPP NUVEEN NEW YORK AMT QLT MUNICP TAX FREE COM — Int./Div. — Buy (add'l)

OPP NUVEEN INTER DURATION MN TMFD TAX FREE COM — Int./Div. — Buy (add'l)

OPP NUVEEN INTER DURATION MN TMFD TAX FREE COM — Buy (add'l)

OPP NEW YORK ST PWR AUTH REV NY MBIA 4% DUE 11/15/20 B/E REV OID — Interest — Redeemed

OPP NEW YORK N Y CITY MUN WTR FIN NY 3.625% DUE 06/15/25 B/E REV OID — Interest

Northwestern Mutual Whole Life Insurance Policy — Dividend

Guardian Whole Life Insurance Policy — Dividend — Closed

ADV-COLUMBIA MORTGAGE OPPTYS INSTL CL — Dividend — Sold

ADV-DREYFUS CASH MANAGEMENT INSTL CL — Dividend — Sold

NB F/K/A ADV-EATON VANCE AMT FREE MUNICIPAL — Dividend — Sold

NB F/K/A ADV-FIDELITY ADVISOR FLOATING RATE HIGH INC CL I — Dividend — Sold

NB F/K/A ADV-HARTFORD CORE EQUITY CL I — Dividend — Sold

NB F/K/A ADV-LORD ABBETT ULTRA SHORT BOND CL F — Dividend — Sold

NB F/K/A ADV-OPPENHEIMER SENIOR FLOATING RATE CL Y — Dividend — Sold

NB F/K/A ADV-PIONEER AMT FREE MUNICIPAL CL Y — Dividend — Sold

NB F/K/A ADV-VIRTUS NEWFLEET TAX EXEMPT BOND CL I — Dividend — Sold

NB F/K/A ADV-OPPENHEIMER S&P ULTRA DIVIDEND REV ETF — Dividend — Sold

NB F/K/A ONE-INVESCO DIVERSIFIED DIVIDEND CL Y — Dividend — Sold

NB F/K/A ONE-INVESCO MUNICIPAL INCOME CL Y — Dividend — Sold

NB F/K/A ONE-BLACKROCK EQUITY DIVIDEND INSTL CL — Dividend — Sold

ONE-DREYFUS CASH MANAGEMENT INSTL CL — Dividend — Sold

NB F/K/A ONE-EATON VANCE FLOATING RATE ADVNTG CL I — Dividend — Sold

NB F/K/A ONE-FIDELITY ADVISOR HEALTH CARE CL I — Dividend — Sold

NB F/K/A ONE-HARTFORD BALANCED INCOME CL1 — Dividend — Sold

NB F/K/A ONE-LORD ABBETT ULTRA SHORT BOND CL F — Dividend — Sold

NB F/K/A ONE-MFS MUNICIPAL LTD MATURITY CL I — Dividend — Sold

CASH RESERVE CERTIFICATE 848001 — Interest — Redeemed

CASH RESERVE CERTIFICATE 905001 — Interest — Redeemed

RiverSource Retirement Advisor 4 Advantage VA-Annuity — Int./Div.

NB F/K/A BLACKROCK MULTI ASSET INCOME INSTL CL — Dividend — Sold

NB F/K/A COLUMBIA BALANCED INSTL CL — Dividend — Sold

NB F/K/A EATON VANCE FLOATING RATE ADVNTG CLI — Dividend — Sold

NB F/K/A FIDELITY ADVISOR STRATEGIC INCOME CL I — Dividend — Sold

NB F/K/A FIRST EAGLE GLOBAL CL I — Dividend — Sold

NB F/K/A OPPENHEIMER SENIOR FLOATING RATE CL Y — Dividend — Sold

NB F/K/A INVESCO EXCHANGE S&P 500 LOW VOLATILITY ETF — Dividend — Sold

NB F/K/A SPDR S&P 500 ETF — Dividend — Sold

NB F/K/A Columbus Circle LCG, IRA — Dividend — Sold

NB F/K/A Lazard IA, IRA — Dividend — Sold

NB F/K/A Alta LCC, IRA — Dividend — Sold

NB F/K/A VICTORY MUNDER MCC, IRA — Dividend — Sold

NB 86 DREYFUS GOVERNMENT CASH MGMT ADMIN — Dividend

NB 186 ACCENTURE PLC CLS A — Dividend — Buy

NB 186 ACCENTURE PLC CLS A — Buy (add'l)

NB 186 ADOBE INC COM — Dividend — Buy

NB 186 ALPHABET INC CAP STK CL A — Dividend — Buy

NB 186 AMAZON.COM INC — Dividend — Buy

NB 186 AMAZON.COM INC — Buy (add'l)

NB 186 AMAZON.COM INC — Buy (add'l)

NB 186 AMAZON.COM INC — Buy (add'l)

NB 186 AMEREN CORP COM — Dividend — Buy

NB 186 AMEREN CORP COM — Buy (add'l)

NB 186 AMEREN CORP COM — Buy (add'l)

NB 186 AMEREN CORP COM — Buy (add'l)

NB 186 AMETEK INC COM — Dividend — Buy

NB 186 AMETEK INC COM — Buy (add'l)

NB 186 AMETEK INC COM — Buy (add'l)

NB 186 AMPHENOL CORP CLASS A COM — Dividend — Buy

NB 186 AMPHENOL CORP CLASS A COM — Buy (add'l)

NB 186 ANALOG DEVICES INC — Dividend — Buy

NB 186 ANALOG DEVICES INC — Buy (add'l)

NB 186 ANALOG DEVICES INC — Buy (add'l)

NB 186 ANALOG DEVICES INC — Sold (part)

NB 186 ANALOG DEVICES INC — Buy (add'l)

NB 186 ANALOG DEVICES INC — Sold

NB 186 APPLE INC COM — Dividend — Buy

NB 186 APPLE INC COM — Sold (part)

NB 186 BECTON DICKINSON & CO — Dividend — Buy

NB 186 BECTON DICKINSON & CO — Buy (add'l)

NB 186 BECTON DICKINSON & CO — Sold

NB 186 BERKSHIRE HATHAWAY INC DEL CL B NEW — Dividend — Buy

NB 186 BERKSHIRE HATHAWAY INC DEL CL B NEW — Sold

NB 186 BOEING CO COM — Dividend — Buy

NB 186 BOEING CO COM — Buy (add'l)

NB 186 BOEING CO COM — Buy (add'l)

NB 186 BOOKING HLDGS INC COM — Dividend — Buy

NB 186 BOOKING HLDGS INC COM — Buy (add'l)

NB 186 CDW CORP COM — Dividend — Buy

NB 186 CDW CORP COM — Buy (add'l)

NB 186 CDW CORP COM — Buy (add'l)

NB 186 CDW CORP COM — Buy (add'l)

NB 186 CDW CORP COM — Sold (part)

NB 186 CDW CORP COM — Sold (part)

NB 186 CISCO SYS INC COM — Dividend — Buy

NB 186 CISCO SYS INC COM — Buy (add'l)

NB 186 CISCO SYS INC COM — Buy (add'l)

NB 186 CISCO SYS INC COM — Buy (add'l)

NB 186 CISCO SYS INC COM — Buy (add'l)

NB 186 CSX CORP COM — Dividend — Buy

NB 186 CSX CORP COM — Buy (add'l)

NB 186 CSX CORP COM — Buy (add'l)

NB 186 CSX CORP COM — Buy (add'l)

NB 186 DISNEY WALT CO — Dividend — Buy

NB 186 DISNEY WALT CO — Buy (add'l)

NB 186 ESTEE LAUDER COMPANIES INC COM — Dividend — Buy

NB 186 ESTEE LAUDER COMPANIES INC COM — Buy (add'l)

NB 186 ESTEE LAUDER COMPANIES INC COM — Buy (add'l)

NB 186 ESTEE LAUDER COMPANIES INC COM — Sold (part)

NB 186 FIDELITY NATL INFORMATION SERVICES COM — Dividend — Buy

NB 186 FIDELITY NATL INFORMATION SERVICES COM — Buy (add'l)

NB 186 FIDELITY NATL INFORMATION SERVICES COM — Buy (add'l)

NB 186 FIDELITY NATL INFORMATION SERVICES COM — Buy (add'l)

NB 186 HOME DEPOT INC COM — Dividend — Buy

NB 186 HOME DEPOT INC COM — Buy (add'l)

NB 186 HOME DEPOT INC COM — Buy (add'l)

NB 186 INTUIT COM — Dividend — Buy

NB 186 INTUITIVE SURGICAL INC COM NEW — Dividend — Buy

NB 186 MASTERCARD INC CL A — Dividend — Buy

NB 186 MCCORMICK&COMPANY INC COM NPVD — Dividend — Buy

NB 325/186 MICROSOFT CORP — Dividend — Buy

NB 325/186 MICROSOFT CORP — Buy (add'l)

NB 325/186 MICROSOFT CORP — Buy (add'l)

NB 325/186 MICROSOFT CORP — Buy (add'l)

NB 186 MOTOROLA SOLUTIONS INC COM NEW — Dividend — Buy

NB 186 MOTOROLA SOLUTIONS INC COM NEW — Buy (add'l)

NB 186 MOTOROLA SOLUTIONS INC COM NEW — Sold (part)

NB 186 NEXTERA ENERGY INC COM — Dividend — Buy

NB 186 NEXTERA ENERGY INC COM — Buy (add'l)

NB 186 NEXTERA ENERGY INC COM — Buy (add'l)

NB 186 NEXTERA ENERGY PARTNERS LP COM — Dividend — Buy

NB 186 NIKE INC CLASS B COM — Dividend — Buy

NB 186 NIKE INC CLASS B COM — Buy (add'l)

NB 186 NIKE INC CLASS B COM — Buy (add'l)

NB 186 NIKE INC CLASS B COM — Sold (part)

NB 186 PHILLIPS 66 COM — Dividend — Buy

NB 186 PROCTER & GAMBLE CO COM — Dividend — Buy

NB 186 PROCTER & GAMBLE CO COM — Buy (add'l)

NB 186 PROCTER & GAMBLE CO COM — Buy (add'l)

NB 186 ROPER TECHNOLOGIES INC — Dividend — Buy

NB 186 ROPER TECHNOLOGIES INC — Buy (add'l)

NB 186 SVB FINL GROUP — Dividend — Buy

NB 186 SVB FINL GROUP — Buy (add'l)

NB 186 THERMO FISHER SCIENTIFIC INC — Dividend — Buy

NB 186 TJX COS INC NEW COM — Dividend — Buy

NB 186 UNION PACIFIC CORP COM — Dividend — Buy

NB 186 UNION PACIFIC CORP COM — Buy (add'l)

NB 186 UNION PACIFIC CORP COM — Buy (add'l)

NB 186 UNION PACIFIC CORP COM — Buy (add'l)

NB 186 VISA INC COM CL A — Dividend — Buy

NB 186 VISTRA ENERGY CORP COM — Dividend — Buy

NB 186 VISTRA ENERGY CORP COM — Buy (add'l)

NB 186 ZEBRA TECHNOLOGIES CORP CL A — Dividend — Buy

NB 186 ZEBRA TECHNOLOGIES CORP CL A — Buy (add'l)

NB 186 ZEBRA TECHNOLOGIES CORP CL A — Buy (add'l)

NB 186 ZOETIS INC COM — Dividend — Buy

NB 186 ZOETIS INC COM — Buy (add'l)

NB 186 ZOETIS INC COM — Buy (add'l)

NB 186 ZOETIS INC COM — Buy (add'l)

NB 186 ZIMMER BIOMET HLDGS INC 2.70000% 4/1/20 — Interest — Buy

NB 186 FISERV INC NOTE CALL MAKE WHOLE 2.70000% 6/1/20 — Interest — Buy

NB 186 MORGAN STANLEY MTN 2.80000% 6/16/20 — Interest — Buy

NB 186 ACE INA HLDGS INC NOTE CALL MAKE WHOLE 2.30000% 11/3/20 — Interest — Buy

NB 186 LOCKHEED MARTIN CORP NOTE CALL MAKE WHOLE 2.50000% 11/23/20 — Interest — Buy

NB 186 ANALOG DEVICES INC NOTE CALL MAKE WHOLE 2.95000% 1/12/21 — Interest — Buy

NB 186 PIONEER NAT RES CO NOTE CALL MAKE WHOLE 3.45000% 1/15/21 — Interest — Buy

NB 186 VULCAN MATLS CO NOTE 2.55688% 3/1/21 — Interest — Buy

NB 186 MARRIOTT INTL INC NOTE 2.53500% 3/8/21 — Interest — Buy

NB 186 WELLS FARGO CO MTN BE 4.60000% 4/1/21 — Interest — Buy

NB 186 TOTAL CAPITAL INTERNATIONAL S.A. 2.218% 7/12/21 — Interest — Buy

NB 186 ZOETIS INC NOTE CALL MAKE WHOLE 2.33850% 8/20/21 — Interest — Buy

NB 186 CANADIAN NATURAL RESOURCES LTD NOTE 3.45000% 11/15/21 — Interest — Buy

NB 186 MOODYS CORP NOTE CALL MAKE WHOLE 2.75000% 12/15/21 — Interest — Buy

NB 186 JPMORGAN CHASE &CO NOTE 4.50000% 1/24/22 — Interest — Buy

NB 186 WEC ENERGY GROUP INC NOTE CALL MAKE WHOLE 3.1000% 3/8/22 — Interest — Buy

NB 186 WESTERN UN CO NOTE CALL MAKE WHOLE 3.60000% 3/15/22 — Interest — Buy

NB 186 AMERIPRISE FINL INC NOTE CALL MAKE WHOLE 3.00000% 3/22/22 — Interest — Buy

NB 186 BANK OF MONTREAL MTN 2.90000% 3/26/22 — Interest — Buy

NB 435 AMAZON.COM INC — Buy (add'l)

NB 186 TOYOTA MOTOR CREDIT CORP MTN 2.65000% 4/12/22 — Interest — Buy

NB 186 OCCIDENTAL PETE CORP NOTE CALL MAKE WHOLE 2.60000% 4/15/22 — Interest — Buy

NB 186 BOEING CO NOTE CALL MAKE WHOLE 2.70000% 5/1/22 — Interest — Buy

NB 186 MOTOROLA SOLUTIONS INC 3.75000% 5/15/22 — Interest — Buy

NB 186 GLAXOSMITHKLINE CAP PLC NOT 2.87500% 6/1/22 — Interest — Buy

NB 186 RYDER SYS MTN BE CALL MAKE WHOLE 2.87500% 6/1/22 — Interest — Buy

NB 186 BB&T CORP SR MEDIUM TERM NTS NOTE 3.05000% 6/20/22 — Interest — Buy

NB 186 CHURCH &DWIGHT INC NOTE CALL MAKE WHOLE 2.45000% 8/1/22 — Interest — Buy

NB 186 DTE ENERGY CO NOTE CALL MAKE WHOLE 2.25000% 11/1/22 — Interest — Buy

NB 186 DH EUROPE FIN II S A R L NOTE 2.05000% 11/15/22 — Interest — Buy

NB 186 BANK AMER CORP MTN 3.30000% 1/11/23 — Interest — Buy

NB 186 GOLDMAN SACHS GROUP INC MTN 3.62500% — Interest — Buy

NB 186 EATON VANCE CORP NOTE CALL MAKE WHOLE 3.62500% 6/15/23 — Interest — Buy

NB 186 COMERICA INC NOTE 3.70000% 7/31/23 — Interest — Buy

NB 186 ASTRAZENECA NOTE CALL MAKE WHOLE 3.50000% 8/17/23 — Interest — Buy

NB 186 ROPER TECHNOLOGIES INC NOTE 3.65000% 9/15/23 — Interest — Buy

NB 186 TRANSCANADA PIPELINES LTD NOTE 3.75000% 10/16/23 — Interest — Buy

NB 186 SHELL INTL.FIN.BV NOTE CALL MAKE WHOLE 3.50000% 11/13/23 — Interest — Buy

NB 186 PNC FINL SVCS GROUP INC NOTE 3.50000% 1/23/24 — Interest — Buy

NB 186 BUNGE LTD FIN CORP NOTE CALL MAKE WHOLE 4.35000% 3/15/24 — Interest — Buy

NB 186 AT&T INC NOTE CALL MAKE WHOLE 4.45000% 4/1/24 — Interest — Buy

NB 186 COMCAST CORP NEW NOTE CALL MAKE WHOLE 3.70000% 4/15/24 — Interest — Buy

NB 186 CITIGROUP INC NOTE CALL MAKE WHOLE 4.04400% 6/1/24 — Interest — Buy

NB 186 NASDAQ INC NOTE CALL MAKE WHOLE 4.25000% 6/1/24 — Interest — Buy

NB 186 MEDTRONIC INC NOTE CALL MAKE WHOLE 3.50000% 3/15/25 — Interest — Buy

NB 186 FREEPORT-MCMORAN INC NOTE CALL MAKE WHOLE 3.55000% 3/1/22 — Interest — Buy

NB 186 BALL CORP NOTE CALL MAKE WHOLE 5.00000% 3/15/22 — Interest — Buy

NB 186 ANIXTER INC NOTE CALL MAKE WHOLE 5.50000% 3/1/23 — Interest — Buy

NB 186 TOLL BROS FIN CORP NOTE CALL MAKE WHOLE 4.37500% 4/15/23 — Interest — Buy

NB 186 AMERIGAS PARTNERS L P NOTE 5.62500% 5/20/24 — Interest — Buy

NB 186 UNITED STATES TREAS NTS NOTE 2.50000% 2/28/21 — Interest — Buy

NB 186 UNITED STATES TREASURY BILLS 0.00000% 9/12/19 — Interest — Buy

NB 186 UNITED STATES TREASURY BILLS 0.00000% 9/12/19 — Sold (part)

NB 186 UNITED STATES TREASURY BILLS 0.00000% 9/12/19 — Sold

NB 186 CVS HEALTH CORP QUARTERLY US 3/9/20 — Interest — Buy

NB 186 CVS HEALTH CORP QUARTERLY US 3/9/20 — Sold

NB 186 NEXTERA ENERGY CAPITAL QUARTERLY US 9/3/19 — Interest — Buy

NB 186 NEXTERA ENERGY CAPITAL QUARTERLY US 9/3/19 — Matured

NB 186 CDW LLC/CDW FIN CORP 5.00000% 9/1/23 CALLED 10/12/19 — Interest — Buy

NB 186 CDW LLC/CDW FIN CORP 5.00000% 9/1/23 CALLED 10/12/19 — Expired

NB 186 JM SMUCKER CO 2.50000% 3/15/2020 — Interest — Buy

NB 186 JM SMUCKER CO 2.50000% 3/15/2020 — Sold

NB 186 VISTRA ENERGY CORP 7.62500% 11/1/24 CALLED 11/1/19 — Interest — Buy

NB 186 VISTRA ENERGY CORP 7.62500% 11/1/24 CALLED 11/1/19 — Expired

NB 186 RANGE RESOURCES CORP 5.75% 6/1/21 — Interest — Buy

NB 186 RANGE RESOURCES CORP 5.75% 6/1/21 — Sold

NB 186 CHUBB INA HOLDINGS INC 2.3% 11/3/20 — Interest — Buy

NB 435 DRYFUS GOVERNMENT CASH MGMT ADMIN — Dividend

NB 435 ALPHABET INC CAP STK CL C — Dividend — Buy

NB 435 ALPHABET INC CAP STK CL C — Buy (add'l)

NB 435 ALPHABET INC CAP STK CL C — Buy (add'l)

NB 435 ALPHABET INC CAP STK CL C — Buy (add'l)

NB 435 AMAZON.COM INC — Dividend — Buy

NB 435 AMAZON.COM INC — Buy (add'l)

NB 435 AMEREN CORP COM USD0.01 — Dividend — Buy

NB 435 AMEREN CORP COM USD0.01 — Buy (add'l)

NB 435 AMEREN CORP COM USD0.01 — Buy (add'l)

NB 435 ANALOG DEVICES INC — Dividend — Buy

NB 435 ANALOG DEVICES INC — Buy (add'l)

NB 435 ANALOG DEVICES INC — Sold (part)

NB 435 ANALOG DEVICES INC — Sold

NB 435 APTIV PLC — Dividend — Buy

NB 435 APTIV PLC — Buy (add'l)

NB 435 APTIV PLC — Buy (add'l)

NB 435 APTIV PLC — Sold

NB 435 BOEING CO COM USD5.00 — Dividend — Buy

NB 435 BOEING CO COM USD5.00 — Buy (add'l)

NB 435 BOEING CO COM USD5.00 — Buy (add'l)

NB 435 BOEING CO COM USD5.00 — Buy (add'l)

NB 435 CDW CORP COM USD0.01 — Dividend — Buy

NB 435 CDW CORP COM USD0.01 — Buy (add'l)

NB 435 CDW CORP COM USD0.01 — Buy (add'l)

NB 435 CISCO SYS INC COM — Dividend — Buy

NB 435 CISCO SYS INC COM — Buy (add'l)

NB 435 CISCO SYS INC COM — Buy (add'l)

NB 435 CME GROUP INC COM — Dividend — Buy

NB 435 CME GROUP INC COM — Buy (add'l)

NB 435 CME GROUP INC COM — Buy (add'l)

NB 435 CSX CORP COM USD1 — Dividend — Buy

NB 435 CSX CORP COM USD1 — Buy (add'l)

NB 435 CSX CORP COM USD1 — Buy (add'l)

NB 435 DANAHER CORPORATION COM — Dividend — Buy

NB 435 DANAHER CORPORATION COM — Buy (add'l)

NB 435 DANAHER CORPORATION COM — Sold (part)

NB 435 DANAHER CORPORATION COM — Buy (add'l)

NB 435 DISNEY WALT CO — Dividend — Buy

NB 435 DISNEY WALT CO — Buy (add'l)

NB 435 EXACT SCIENCES CORP — Dividend — Buy

NB 435 FIDELITY NATL INFORMATION SERVICES COM — Dividend — Buy

NB 435 FIDELITY NATL INFORMATION SERVICES COM — Buy (add'l)

NB 435 FIDELITY NATL INFORMATION SERVICES COM — Buy (add'l)

NB 435 HOME DEPOT INC COM — Dividend — Buy

NB 435 HOME DEPOT INC COM — Buy (add'l)

NB 435 HOME DEPOT INC COM — Buy (add'l)

NB 435 HOME DEPOT INC COM — Buy (add'l)

NB 435 INTUIT COM — Dividend — Buy

NB 435 MARRIOTT INTERNATIONAL INC COM USD0.01 — Dividend — Buy

NB 435 MARRIOTT INTERNATIONAL INC COM USD0.01 — Buy (add'l)

NB 435 MARRIOTT INTERNATIONAL INC COM USD0.01 — Buy (add'l)

NB 435 MARRIOTT INTERNATIONAL INC COM USD0.01 — Sold (part)

NB 435 MCDONALDS CORP — Dividend — Buy

NB 435 MCDONALDS CORP — Buy (add'l)

NB 435 MCDONALDS CORP — Buy (add'l)

NB 435 MCDONALDS CORP — Buy (add'l)

NB 435 MICROSOFT CORP — Dividend — Buy

NB 435 MICROSOFT CORP — Buy (add'l)

NB 435 MOTOROLA SOLUTIONS INC COM NEW — Dividend — Buy

NB 435 MOTOROLA SOLUTIONS INC COM NEW — Buy (add'l)

NB 435 MOTOROLA SOLUTIONS INC COM NEW — Buy (add'l)

NB 435 NEXTERA ENERGY INC COM USD0.01 — Dividend — Buy

NB 435 NEXTERA ENERGY INC COM USD0.01 — Buy (add'l)

NB 435 NEXTERA ENERGY INC COM USD0.01 — Buy (add'l)

NB 435 NEXTERA ENERGY INC COM USD0.01 — Buy (add'l)

NB 435 NEXTERA ENERGY PARTNERS LP COM UNIT PART — Distribution — Buy

NB 435 NORFOLK SOUTHERN CORP COM USD1 — Dividend — Buy

NB 435 NORFOLK SOUTHERN CORP COM USD1 — Buy (add'l)

NB 435 NORFOLK SOUTHERN CORP COM USD1 — Buy (add'l)

NB 435 NORFOLK SOUTHERN CORP COM USD1 — Buy (add'l)

NB 435 ROPER TECHNOLOGIES — Dividend — Buy

NB 435 ZEBRA TECHNOLOGIES CORP CL A — Dividend — Buy

NB 435 ZEBRA TECHNOLOGIES CORP CL A — Buy (add'l)

NB 435 VULCAN MATLS CO NOTE 2.49363% 6/15/20 — Interest — Buy

NB 435 KRAFT HEINZ FOODS CO NOTE 2.47138% 2/10/21 — Interest — Buy

NB 435 MARRIOTT INTL INC NOTE 2.53500% 3/8/21 — Interest — Buy

NB 435 UNITED PARCEL SERVICE INC NOTE 2.24863% 4/1/21 — Interest — Buy

NB 435 GLAXOSMITHKLINE CAPITAL PLC NOTE 0.0% 5/14/21 — Interest — Buy

NB 435 ZOETIS INC NOTE CALL MAKE WHOLE 2.33850% 8/20/21 — Interest — Buy

NB 435 NEXTERA ENERGY CAP HLDGS INC BOND 2.9% 4/1/22 — Interest — Buy

NB 435 GOLDMAN SACHS GROUP INC MTN 4.0% 3/3/24 — Interest — Buy

NB 435 MARATHON OIL CORP NOTE CALL MAKE WHOLE 3.85% 6/1/25 — Interest — Buy

NB 435 DOWDUPONT INC NOTE CALL MAKE WHOLE 4.49300% 11/15/25 — Interest — Buy

NB 435 CBS CORP NEW NOTE CALL MAKE WHOLE 4.0% 1/15/26 — Interest — Buy

NB 435 ARCELORMITTAL SA LUXEMBOURG NOTE 4.55% 3/11/26 — Interest — Buy

NB 435 CITIGROUP INC NOTE 4.45% 9/29/27 — Interest — Buy

NB 435 APACHE CORP NOTE CALL MAKE WHOLE 4.375% 10/15/28 — Interest — Buy

NB 435 BALL CORP NOTE CALL MAKE WHOLE 5.0% 3/15/22 — Interest — Buy

NB 435 ANIXTER INC NOTE CALL MAKE WHOLE 5.5% 3/1/23 — Interest — Buy

NB 435 TOLL BROS FIN CORP NOTE CALL MAKE WHOLE 4.375% 4/15/23 — Interest — Buy

NB 435 AMERIGAS PARTNERS L P NOTE 5.625% 5/20/24 — Interest — Buy

NB 435 MURPHY OIL CORP NOTE CALL MAKE WHOLE 6.875% 8/15/24 — Interest — Buy

NB 435 NEW YORK ST DORM AUTH REVS NON ST 5.0% 7/1/20 (649905XC5) — Interest — Buy

NB 435 NEW YORK ST DORM AUTH REVS NON ST 5.0% 7/1/20 (649906TR5) — Interest — Buy

NB 435 NEW YORK ST URBAN DEV CORP REV ST PERS 5.0% 3/15/21 — Interest — Buy

NB 435 BATTERY PK CITY AUTH N Y REV SENIOR REV 5.0% 11/1/21 — Interest — Buy

NB 435 NEW YORK NY CITY TRANSITIONAL FIN 5.0% 11/1/21 — Interest — Buy

NB 435 METROPOLITAN TRANSN AUTH N Y REV REV 5.0% 11/15/21 — Interest — Buy

NB 435 NEW YORK ST DORM AUTH REVS NON ST 5.0% 7/1/22 — Interest — Buy

NB 435 WESTCHESTER CNTY N Y GO REF BDS SER. 3.0% 10/15/22 — Interest — Buy

NB 435 NEW YORK ST URBAN DEV CORP REV ST PERS 5.0% 3/15/23 — Interest — Buy

NB 435 NEW YORK N Y CITY TRANSITONAL FIN 5.0% 5/1/23 — Interest — Buy

NB 435 NEW YORK N Y CITY TRANSITONAL FIN 5.0% 7/15/23 — Interest — Buy

NB 435 NEW YORK N Y CITY INDL DEV AGY SPL FAC 5.0% 5/1/24 — Interest — Buy

NB 435 NEW YORK N Y GO BDS SER. 2019 E 5.0% 8/1/24 — Interest — Buy

NB 435 METROPOLITAN TRANSN AUTH N Y DEDICATED 5.0% 11/15/24 — Interest — Buy

NB 435 CONNECTICUT ST GO BDS SER. 2019 A 5.0% 4/15/27 — Interest — Buy

NB 435 NEW YORK N Y CITY TRANSITIONAL FIN 5.0% 11/1/39 — Interest — Buy

NB 435 F/K/A ONE-EVENTIDE GILEAD FUND CLASS I — Distribution

NB 435 F/K/A ONE-FIDELITY ADVISOR NEW INSIGHTS CL I — Distribution

NB 435 F/K/A ADV-HARTFORD CORE EQUIITY FUND CLASS I — Distribution

NB 435 F/K/A ADV-INVESCO EXCHNG TRADED FD TR II S&P 500 — Dividend

NB 435 VISTRA ENERGY CORP COM — Dividend — Buy

NB 435 VISTRA ENERGY CORP COM — Sold

NB 435 ILLINOIS ST TOLL HWY AUTH TOLL HIGHWAY 5.0% 12/1/19 — Interest — Buy

NB 435 ILLINOIS ST TOLL HWY AUTH TOLL HIGHWAY 5.0% 12/1/19 — Matured

NB 435 CVS HEALTH CORP QUARTERLY US 3/9/20 — Interest — Buy

NB 435 CVS HEALTH CORP QUARTERLY US 3/9/20 — Sold

NB 435 CDW LLC/CDW FIN CORP 5.0% 9/1/23 — Interest — Buy

NB 435 CDW LLC/CDW FIN CORP 5.0% 9/1/23 — Expired

NB 435 VISTRA ENERGY CORP 7.625% 11/1/24 — Interest — Buy

NB 435 VISTRA ENERGY CORP 7.625% 11/1/24 — Expired

Adjunct Professor, Columbia Law School

Member, Columbia Board of Visitors, Columbia Law School

Adviser, Global Media Freedom Initiative's High-Level Panel of Legal Experts (convened at the request of the UK and Canadian governments)

Adviser, American Law Institute's Restatement Third of Torts, Defamaton and Privacy

Agreement — 1998 — Gibson, Dunn & Crutcher LLP Retirement Agreement, Gibson Dunn & Crutcher LLP and Robert D. Sack; Terms: $6,000 per month/life, no increase, decrease or cap

Agreement — 2010 — Practising Law Institute and Robert D. Sack, publication of 4th edition of treatise on defamation law; royalty 15% of net receipts

Agreement — 2017 — Practising Law Institute and Robert D. Sack, publication of 5th edition of treatise on defamation law; royalty 15% of net receipts

Liability — Citibank Mastercard — Credit Cards

Liability — American Express — Credit Card

Reimbursement — Foreign and Commonwealth Office, UK — 07/08/2019 to 07/13/2019 — London, England — Adviser to High Level Legal Panel at Media Freedom Conference — Food, lodging and airfare

Income — 2019 — Practising Law Institute Book Royalties — $18,458.67

Income — 2019 — Gibson, Dunn & Crutcher LLP Retirement Plan — $72,000.00

Income — 2019 — Adjunct Professor, Columbia Law School — $12,499.92

Spouse's income — 2019 — Thomson Reuters Royalties-West Publishing Corporation

Spouse's income — 2019 — Fellowship-The Frick Art Reference Center for the History of Collecting

A pending claim against Worldcom is currently in litigation (02 Civ. 3288 (DLC)). The worth of that claim cannot be determined at this time.

Line 35 on the 2018 Financial Disclosure Report, OPP NEW YORK N Y NY 4% due 02/01/22 B/E UGO OID, was sold entirely in 2018. The 2018 Financial

Disclosure Report inadvertently said it was sold in part. That item has been removed from this 2019 Report.