Edward S. Kiel

INDIVIDUAL ASSETS (H)

CHASE BANK (cash) — Interest

BANK OF AMERICA (cash) — Interest

METLIFE PERMANENT (WHOLE) LIFE INSURANCE POLICY — Dividend

NORTHWESTERN MJTUAL (WHOLE) LIFE INSURANCE POLICY — Dividend

NEW YORK LIFE CUSTOM WHOLE LIFE INSURANCE POLICY — Dividend

IRA #1 (H)

JPMORGAN DEPOSIT ACCOUNT (cash) — Interest — Open

FIDELITY SALEM STR TR FIDELITY 500 (FXAIX) — Dividend — Buy

FIDELITY SALEM STR TR FIDELITY 500 (FXAIX) — Buy (add'l)

FIDELITY SALEM STR TR FIDELITY 500 (FXAIX) — Sold (part)

FIDELITY SALEM STR TR INTL INDEX (FSPSX) — Dividend — Buy

FIDELITY SALEM STR TR INTL INDEX (FSPSX) — Sold (part)

ISHARES MSCI JAPAN ETF EST (EWJ) — Dividend — Buy

ISHARES MSCI JAPAN ETF EST (EWJ) — Sold (part)

ISHARES MSCI CANADA ETF (EWC) — Dividend — Buy

ISHARES MSCI PACIFIC EX (EPP) — Dividend — Buy

VANGUARD INTL EQUITY (VGK) — Dividend — Buy

VANGUARD INTL EQUITY (VGK) — Sold (part)

VANGUARD INTL EQUITY (VGK) — Sold (part)

ISHARES 20 PLUS YEAR (TLT) — Dividend — Buy

ISHARES 7-10 YEAR TREASURY (IEF) — Dividend — Buy

ISHARES 7-10 YEAR TREASURY (IEF) — Buy (add'l)

ISHARES MBS ETF EST YIELD (MBB) — Dividend — Buy

PGIM TOTAL RETURN BOND (PTRQX) — Dividend — Buy

PGIM TOTAL RETURN BOND (PTRQX) — Buy (add'l)

PIMCO REAL RETURN BOND (PRRIX) — Dividend — Buy

PIMCO SHORT TERM FUND (PTSHX) — Dividend — Buy

PIMCO TOTAL RETURN FUND (PTTRX) — Dividend — Buy

ROWE T PRICE NEW INCOME (PRXEX) — Dividend — Buy

ROWE T PRICE NEW INCOME (PRXEX) — Sold (part)

VANGUARD BOND INDEX FD (VBTLX) — Dividend — Buy

VANGUARD BOND INDEX FD (VBTLX) — Buy (add'l)

VANGUARD FIXED INCOME (VFIDX) — Dividend — Buy

VANGUARD SHORT TERM BOND (BSV) — Dividend — Buy

VANGUARD SHORT TERM BOND (BSV) — Sold

VANGUARD TOTAL INTL BOND (BNDX) — Dividend — Buy

VANGUARD TOTAL INTL BOND (BNDX) — Buy (add'l)

VANGUARD TOTAL INTL BOND (BNDX) — Buy (add'l)

IRA #2 (H)

American Funds Balanced Fd (ABALX) — Dividend

Schwab S&P 500 Index Fd (SWPPX) — Dividend

IRA #3 (H)

AMERICAN NEW WORLD FUND CL F2 (NFFFX) — Dividend — Buy (add'l)

HARTFORD MID CAP FD CLASS I (HFMIX) — Dividend — Sold

MORGAN STANLEY GROWTH PORTFOLIO I (MSEQX) — Dividend — Sold (part)

WCM FOCUSED INTL GROWTH FUND INSTL (WCMIX) — Dividend — Buy

DODGE & COX INCOME (DODIX) — Dividend

PIMCO SHORT TERM INSTITUTIONAL (PTSHX) — Dividend — Sold

VANGUARD TOTAL INTL STOCK INDEX (VGSTX) — Dividend — Sold

INVESCO EXCHANGE TRADED FD TR INTL DIVI (PID) — Dividend — Buy

ISHARES CORE S&P MID-CAP ETF (IJH) — Dividend — Sold (part)

ISHARES CORE S&P SMALL-CAP E (IJR) — Dividend

ISHARES CORE S&P 500 ETF (IVV) — Dividend

ISHARES SELECT DIVIDEND ETF (DVY) — Dividend

ISHARES TR NASDAQ BIOTECH (IBB) — Dividend

ISHARES TR S&P SMALL CAP 600 GROWTH ETF (IJT) — Dividend

VANGUARD INDEX FDS MID-CAP VALUE INDEX (VOE) — None — Buy

VANGUARD WHITEHALL FDS HIGH DIVIDEND (VYM) — Dividend — Sold (part)

SPDR PORTFOLIO SHORT TERM CORPORATE BOND (SPSB) — Dividend

VANGUARD CHARLOTTE TOTAL INTL BD INDEX (BNDX) — Dividend — Buy

IRA #4 (H)

Schwab S&P 500 Index Fd (SWPPX) — None

BROKERAGE ACCOUNT #1 (H)

Federal Natl MTG Assn GT (FNMA) — None

Wesdome Gold Mine (WDOFF) — None — Sold (part)

GABELLI SMALL CAP GROWTH (GABSX) — None

SCHWAB S&P 500 INDEX FD (SWPPX) — Dividend

BROKERAGE ACCOUNT #2 (H)

DFA International Small Company Port (DFISX) — Dividend

DFA Tax Managed Intl Value (DTMIX) — Dividend

DFA Tax Managed US Equity Portfolio (DTMEX) — Dividend

DFA Tax Managed Marketwide Value (DTMMX) — Dividend

DFA Tax Managed US Small Cap Port (DFTSX) — Dividend

Dimensional Emerging Mkts Val (DFEVX) — Dividend

DFA Intermediate Term Muni Bd Instl (DFTIX) — Dividend

DFA Short-Term Muni Bond Port (DFSMX) — None

BROKERAGE ACCOUNT #3 (H)

VIRTUS SEIX FLOATING RATE HIGH INCOME I (SAMBX) — Dividend — Sold

DODGE & COX INCOME (DODIX) — Dividend — Buy

First TR Exchange Traded Fd Dow Jones (FDN) — Dividend

Invesco Exchng Traded Fd TR II Chine (CQQQ) — Dividend

Invesco QQQ TR Unit Ser 1 (QQQ) — Dividend

Ishares Core S&P Mid Cap ETF (IJH) — Dividend

Ishares Core S&P Small Cap (IJR) — Dividend

Ishares TR Nasdaq Biotech (IBB) — Dividend

Ishares TR US Aer Def ETF (ITA) — Dividend

SELECT SECTOR SPDR TR ENERGY (XLE) — Dividend

SPDR S&P500 ETF TRUST TRUST UNIT (SPY) — Dividend

VANGUARD SECTOR INDEX FDS VANGUARD (VHT) — Dividend

VANGUARD WHITEHALL FDS HIGH DIVIDEND (VYM) — Dividend

ISHARES NATIONAL MUNI BOND ETF (MUB) — Dividend — Buy

PENSION ACCOUNT #1 (H)

CHARLES SCHWAB BANK (cash) — Interest

VANGUARD S/T FEDERAL FD (VSGBX) — Dividend

VANGUARD EQUITY INCOME (VEIPX) — Dividend

VANGUARD GROWTH INDEX FD (VIGAX) — Dividend

VANGUARD TARGET (VTTVX) — Dividend

529 ACCOUNT #1 (H)

Franklin Income Allocation 529 Portfolio — None

Franklin Growth Allocation Age 15-16 Years 529 Portfolio - Direct Cl — None

529 ACCOUNT #2 (H)

Franklin Income Allocation 529 Portfolio — None

Franklin Growth Allocation Age 15-16 Years 529 Portfolio — None

529 ACCOUNT #3 (H)

Franklin Income Allocation 529 Portfolio — None — Sold (part)

Franklin Income Allocation 529 Portfolio — Sold (part)

NJ Treasury-Managed Trust E — None

Shareholder, Cole Schotz PC

Board of Trustees, Johnsonburg Camp & Retreat Center

Board of Trustees, Bergen County Bar Association

Agreement — 2019 — Cole Schotz PC (deferred compensation plan)

Income — 2019 — Cole Schotz PC (salary) — $325,000.00

Spouse's income — 2019 — Advanced Eye Care Center (salary)