Sonia Sotomayor

Citibank, N.A. Accounts — Interest

Morgan Stanley Bank, NA — Interest

Morgan Stanley Bank, NA (IRA) — Interest

Morgan Stanley Domestic Holdings, Inc (IRA) (H)

Blackrock GLB Allocation FD Class A (IRA) — Int/Div

Pimco Unconstrained BDA (IRA) — Int/Div

Rental Property #1, New Y ork, NY Appraised 2012 — Rent

Morgan Stanley Domestic Holdings, Inc (H)

Ishares Core MSCI EAFE ETF — Int/Div

Ishares Core MSCI EAFE ETF — Sold (part)

Ishares Core MSCI Emerging — Int/Div

Ishares Core MSCI Emerging — Buy (add'l)

Ishares Core MSCI Emerging — Buy (add'l)

Ishares Russell 1000 GRW ETF — Int/Div

Ishares Russell 1000 GRW ETF — Sold (part)

Ishares Russell 1000 Value ETF — Int/Div

Ishares Russell 1000 Value ETF — Sold (part)

Ishares Russell MIDCAP G ETF — Int/Div — Sold

Ishares Russell MIDCAPV ETF — Int/Div — Sold

Ishares Tips Bond ETF — Int/Div

PIMCO Enhanced SHRT MTRT EXC — Int/Div

PIMCO Enhanced SHRT MTRT EXC — Buy (add'l)

PIMCO Enhanced SHRT MTRT EXC — Buy (add'l)

SPDR Nuveen BBG Bar SHRT Term — Int/Div

SPDR Nuveen BBG Barclays MUN B — Int/Div

SPDR Nuveen BBG Barclays MUN B — Sold (part)

Ishares Inc MSCI “apan (ETF) — Int/Div — Buy (add'l)

Ishares Inc MSCI “apan (ETF) — Buy (add'l)

Invesco National AMT - Free Muni (PZA) — Int/Div — Buy

Invesco National AMT - Free Muni (PZA) — Buy (add'l)

Goveming Director, iCivics

Gift — Grateful American Foundation — Grateful American Book Prize (donation to iCivics, a not for profit organization) — $13,000.00

Liability — Morgan Chase, NA — Mortgage on Rental Property #1, New Y ork, New Y ork (Pt. VII, Line 7)

Reimbursement — event including Women's National Hall of Fame

Reimbursement — and alumni, and law school students

Reimbursement — Rico and Q&A with college students

Reimbursement — Puerto Rico — including the events in Item i

Reimbursement — Manhattan College — 5/16-5/19/2019 — New York, NY — Commencement Speech — Transportation and Meals

Reimbursement — Penguin Random House, LLC — 5/30-5/31/2019 — New York, NY — Participation in New Y ork Book Expo — Transportation

Reimbursement — Penguin Random House, LLC — 6/8-6//9/2019 — New Y ork, NY — Participation in Bronx Book Festival — Transportation

Reimbursement — Attorney, New Y ork County — celebration for Robert Morgenthau

Reimbursement — University Law Leadership Conference

Reimbursement — Federal judges and law clerks

Reimbursement — “ournal Constitution Decatur Book Festival

Reimbursement — sponsored by Women and Children First Bookstore

Reimbursement — and answer session with students

Reimbursement — Women's National Hall of Fame — 9/13-9/17/2019 — Seneca Falls, NY — Attendance at installation as a member — Transportation, Lodging and Meals

Reimbursement — Penguin Random House, LLC — 10/18/2019 — Meriden, CT — Conversation with students at Maloney High School — Transportation

Reimbursement — Association of Pediatrics Conference

Reimbursement — Penguin Random House, LLC — 10/26-10/29/2019 — Austin, TX — Participation at Texas Book Festival — Transportation, Lodging and Meals

Income — 2/8/2019 — Society of Children's Book Writers and Illustrators, a not for profit organization (Donation) — $2,000.00

Income — 4/30/2019 — Neighbors Club of Arlington, a not for profit organization (Donation) — $2,000.00

Income — 5/16/2019 — Penguin Random House, LLC (book royalties) — $10,947.53

Income — 11/20/2019 — Penguin Random House, LLC (book royalties) — $10,586.11

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and J udicial Conference regulations.

Signature: S/ Sonia Sotomayor

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544