John James McConnell jr

Brokerage Account #1 (H)

Wells Fargo Money Fund — Interest

3M Co — Dividend — Buy

3M Co — Sold

Affiliated Managers Group — Dividend — Sold

Analog Devices Inc — Dividend — Buy

Apple Inc — Dividend — Sold (part)

Applied Materials Inc — Dividend

BlackRock Inc — Dividend — Buy

CBOE Holdings Inc — Dividend

CME Group — Dividend — Sold (part)

EFT Managers TR (formerly PureFunds ISE Cyber) — Dividend

Fedex Corp — Dividend

Fireeye Inc — None — Sold

First Trust NYSE Arca Biotechnology Index Fund — None — Sold (part)

Global X — Dividend — Sold (part)

Hologic Inc — None — Buy (add'l)

Hologic Inc — Sold (part)

Illinois Tool Works Inc — Dividend — Buy

Intel Corp — Dividend

Intuitive Surgical Inc — None — Buy

Invesco Golden Dragon China ETF (formerly Powershares) — Dividend — Sold (part)

Invesco Tr II — None

Invesco Ltd — Dividend — Buy

IQVIA Hldgs Inc — None

Ishares NASDAQ — Dividend

Ishares TRMSCI Emerging Mkts Index Fd — Dividend

Ishares TR Russell 2000 Index FD — Distribution

Ishares Transportation Average ETF — Dividend

Ishares US Broker Dealers — Dividend

Johnson & Johnson — Dividend

Lam Research Corp — Dividend

Medpace Holdings Inc — None — Buy

Morgan Stanley — Dividend

Qualcomm Inc — Dividend

Schwab Charles Corp New — Dividend

SPDR Gold Trust — None

SPDR S&P Biotech ET — Dividend — Sold (part)

SPDR S&P Midcap 400 Trust Series N — Dividend

SPDR S&P 500 Trust — Dividend

SPDR Ser Tr S&P 600 Small Cap — Dividend

SPDR S&P Semiconductor ETF — Dividend

Stryker Corp — Dividend — Sold (part)

Thermo Fisher Scientific Inc — Dividend

Vanguard Mid Cap ETF — Dividend

Vanguard S&P 500 — Dividend

Wisdomtree Investments — Dividend — Sold

Xilinx Inc — Dividend

Family Trust #1 (H)

Wells Fargo Money Fund — Interest

3M Co — Dividend — Buy

3M Co — Sold

Affiliated Managers Group — Dividend — Sold

Analog Devices Inc — Dividend — Buy

Analog Devices Inc — Buy (add'l)

Apple Inc — Dividend — Sold (part)

Applied Materials Inc — Dividend

ASML Holding NV — Dividend — Buy

BlackRock Inc — Dividend — Buy

BlackRock Inc — Buy (add'l)

CBOE Holdings Inc — Dividend

CME Group — Dividend — Sold (part)

EFT Managers TR (formerly PureFunds ISE Cyber) — Dividend

Fedex Corp — Dividend

First Trust NYSE Arca Biotechnology Index Fund — None — Sold (part)

GlobalX — Dividend — Sold (part)

Hologic Inc — None — Buy (add'l)

Illinois Tool Works Inc — Dividend — Buy

Integra LifeSciences Holdings Corp — None — Buy

Intel Corp — Dividend

Intuitive Surgical Inc — None — Buy

Intuitive Surgical Inc — Buy (add'l)

Invesco Golden Dragon China (formerly Powershares) — Dividend — Sold (part)

Invesco Ltd — Dividend — Buy

Invesco Small Cap Health Care — None — Buy

Invesco Tr II — Dividend

IQVIA Hldgs I(nc — None — Buy (add'l)

Ishares NASDAQ — Dividend

ISHRS Russell 2000 Index — Dividend

Ishares TR MSCI Emergin Mkts Index Fd — Dividend

Ishares Transportation Average ETF — Dividend

Ishares US Broker Dealers — Dividend

Johnson & Johnson — Dividend

Lam Research Corp — Dividend

Medpace Holdings Inc — None — Buy

Morgan Stanley — Dividend

Qualcomm Inc — Dividend

Schwab Charles Corp New — Distribution

SPDR Gold Trust — None

SPDR S&P 500 Trust — Dividend

SPDR S&P Biotech — Dividend — Sold (part)

SPDR S&P Midcap 400 — Dividend

SPDR Ser Tr S&P 600 Small Cap — Dividend

SPDR S&P Semiconductor ETF — Dividend

Stryker — Dividend — Sold (part)

Thermo Fisher Scientific Inc — Dividend

Vanguard Mid Cap ETF — Dividend

Vanguard S&P 500 ETF — Dividend

Wisdomtree Investments — Dividend — Sold

Xilinx Inc — Dividend

IRA #1 (H)

Wells Fargo Cash — Interest

Affiliated Managers Group — Dividend — Sold

Analog Devices — Dividend — Buy

Apple Inc — Dividend — Sold (part)

Applied Materials Inc — Dividend

BlackRock Inc — Dividend — Buy

BlackRock Inc — Buy (add'l)

CBOE Holdings Inc — Dividend

Celgene Corp — None — Sold

CME Group — Dividend — Sold (part)

Danaher Corp — Dividend — Sold (part)

Fedex Corp — Dividend

Global X Funds ET — Dividend — Sold (part)

Hologic Inc — None

Illinois Tool Works Inc — Dividend — Buy

Intel Corp — Dividend

Invesco Golden Dragon China (formerly Powershares) — Dividend — Sold (part)

Invesco Ltd — Dividend — Buy

Invesco S&P 500 Equal Wghtd Index Fd (formerly Guggenheim) — Dividend

IQVIA Hldgs Inc — None

Ishares Core MSCI Emerging Markets ETF — Dividend

Ishares Russell Microcap Index Fund — Dividend

Ishares NASDAQ Biotech — Dividend

iShares Transportation Average ETF — Dividend

Ishares US Broker Dealers — Dividend

Johnson & Johnson — Dividend

Lam Research Corp — Dividend

Medpace Holdings Inc — None — Buy

Morgan Stanley — Dividend

Qualcomm Inc — Dividend

SPDR S&P Biotech — Dividend — Sold (part)

SPDR Ser Tr S&P 600 Small Cap — Dividend

Stryker — Dividend — Sold (part)

Thermo Fisher Scientific Inc — Dividend

Vanguard Mid Cap — Dividend

Vanguard MSCI ETF Emerging — Dividend

Vanguard Russell 2000 Growth — Dividend

Vanguard Russell 2000 Value — None — Sold

Vanguard S&P 500 — Dividend

Walmart — Dividend

Wisdomtree Investments — None — Sold

IRA #2 (H)

Wells Fargo Money Fund — Interest

Affiliated Managers Group — Dividend — Sold

Analog Devices — Dividend — Buy

Apple Inc — Dividend — Sold (part)

Applied Materials — Dividend

BlackRock Inc — Dividend — Buy

BlackRock Inc — Buy (add'l)

CBOE Holdings Inc — Dividend

Celgene Corp — None — Sold

CME Group — Dividend — Sold (part)

Danaher Corp — Dividend — Sold (part)

Fedex Corp — Dividend

Global X — Dividend — Sold (part)

Hologic inc — None

Illinois Tool Works Inc — Dividend — Buy

Intel Corp — Dividend

Invesco Golden Dragon China (formerly Powershares) — Dividend — Sold (part)

Invesco Ltd — Dividend — Buy

Invesco TR S&P 500 Equal Weight (formerly Guggenheim) — Dividend

IQVIA Hldgs Inc — None

Ishares Core MSCI Emerging Markets ETF — Dividend

Ishares NASDAQ — Dividend

Ishares Russell Microcap Index Fund — Dividend

Ishares Transportation Average ETF — Dividend

Ishares US Brokers Dealers — Dividend

Johnson & Johnson — Dividend

Lam Research Corp — Dividend

Medpace Holdings Inc — None — Buy

Morgan Stanley — Dividend

Qualcomm Inc — Dividend

SPDR S&P Biotech — Dividend — Sold (part)

SPDR Ser Tr S&P 600 Small Cap — Dividend

Stryker Corp — Dividend — Sold (part)

Thermo Fisher Scientific — Dividend

Vanguard Mid Cap — Dividend

Vanguard MSCI EAFE — Dividend

Vanguard Russell 2000 Growth — Dividend

Vanguard Russell 2000 Value — Dividend — Sold

Vanguard S&P 500 — Dividend

Walmart — Dividend

Wisdomtree Investments — Dividend — Sold

IRA #3 (H)

Wells Fargo Money Fund — Interest

3M Co — Dividend — Buy

3M Co — Sold

Affiliated Managers Group — Dividend — Sold

Analog Devices — Dividend — Buy

Apple Inc — Dividend — Sold (part)

Apple Inc — Sold (part)

Applied Materials Inc — Dividend

BlackRock Inc — Dividend — Buy

BlackRock Inc — Buy (add'l)

CBOE Holdings Inc — Dividend

CME Group — Dividend — Sold (part)

EFT Managers Tr — Dividend — Sold

Fedex Corp — Dividend

Global X — Dividend — Sold (part)

Hologic Inc — None — Sold (part)

Illinois Tool Works Inc — Dividend — Buy

Intel Corp — Dividend

Intuitive Surgical Inc — None — Buy

Invesco Golden Dragon China (formerly Powershares) — Dividend — Sold (part)

Invesco Ltd — Dividend — Buy

Invesco Small Cap Health Care — None

Invesco TR S&P 500 Equal Weight (formerly Guggenheim) — Dividend — Sold (part)

IQVIA Hldgs Inc — None — Buy (add'l)

iShares Transportation Average ETF — Dividend

Johnson & Johnson — Dividend

Lam Research Corp — Dividend

Medpace Holdings Inc — None — Buy

Morgan Stanley — Dividend

Qualcomm Inc — Dividend

SPDR S&P Bank ETF — Dividend

SPDR S&P Biotech ET — Dividend — Sold (part)

SPDR S&P Biotech ET — Sold (part)

SPDR S&P Semiconductor ETF — Dividend

Stryker Corp — Dividend — Sold (part)

Thermo Fisher Scientific — Dividend — Buy (add'l)

Vanguard MSCI Emerging Markets — Dividend

Vanguard Russell 2000 Growth — Dividend — Sold (part)

Vanguard Russel 2000 Value — Dividend

Vanguard S&P 500 — Dividend — Sold (part)

Wisdomtree Investments — Dividend — Sold

WisdomTree Floating Rate Treasury Fund — Interest — Buy

Xilinx Inc — Dividend

Amex Savings — Interest

Bank RI Accounts #1 — Interest

Bank RI Accounts #2 — Interest

Bank RI Accounts #3 — Interest

USAA Accounts #1 — Interest

Alliance Capital 529 College Fund #2 (H)

CBF Portfolio 1996-98 ALT RA — Int./Div.

Catalist LLC — Interest

DSF Capital Partners IV LP — Distribution — Distributed

MetLife Universal Life — None

Sun Life Universal Life #1 — None

Sun Life Universal Life #2 — None

Sun Life Universal Life #3 — None

U.S. Savings Bonds — Interest

Martha's Vineyard Colonial Inn LLC — Distribution

LLC, Edgartown, MA (X) — Rent

Brokerage # 2 (H)

Ameritrade Insured Deposit Account — Interest

Activision Blizzard Inc — None — Buy

Amazon.com Inc — None — Buy (add'l)

Annaly Capital Management Inc — Dividend — Buy (add'l)

Annaly Capital Management Inc — Buy (add'l)

AT&T Corp NFSC — Dividend

Cardinal Health Inc — Dividend — Sold (part)

Coca Cola — Dividend

Electronic Arts Inc — None — Buy

Exelon Corp — Dividend

Exxon Mobil — Dividend — Buy (add'l)

Facebook Inc — None — Sold (part)

Facebook Inc — Sold (part)

Facebook Inc — Sold

Ford Motor Co — Dividend

General Mills Inc — Dividend — Sold (part)

Intel Corp — Dividend — Sold (part)

iShares Core S&P 500 ETF — Dividend — Sold (part)

iShares Core S&P 500 ETF — Buy (add'l)

iShares Core S&P 500 ETF — Sold (part)

JPMorgan Chase & Co — Dividend — Sold (part)

JPMorgan Chase & Co — Sold (part)

JPMorgan Chase & Co — Sold

Kinder Morgan Inc — Dividend

Microsoft Corp — Dividend — Sold (part)

New York Community Bancorp Inc — Dividend

Pfizer Inc — Dividend — Sold (part)

Pfizer Inc — Buy (add'l)

Pfizer Inc — Buy (add'l)

Procter&Gamble — Dividend

Norton Life Lock formerly Symantec Corp — Dividend

Take-Two Interactive Software Inc — None — Buy

Verizon — Dividend

Waste Management Inc — Dividend

Officer and Board Member, Crossroads RI

Member, Marthas Vineyard Colonial Inn LLC

Board Member, Institute for the Study & Practice of NonViolence

Emeritus Board Member, Trinity Repertory Company

Custodian, Alliance Capital 529 College Fund #2

Trustee, Family Trust #1

Board Member, Downtown Providence Parks Conservancy

Chair, Selection Committee, Hassenfeld Family Foundation, RI Public Interest Service Fellowship

Board Member, Federal Judges' Association

Member, LLC

Agreement — 1/30/2003 — Ness Motley, P.A. (n/k/a MRRM, P.A.) Employment and Compensation Agreement (see Section VIII for further details)

Agreement — 5/13/2011 — Assignment of Certain Rights in MRRM, P.A. (see Section VIII for further details)

Agreement — 5/13/2011 — Assignement of Membership Interests in Motely Rice LLC and Mutual Release (see Section VIII for further details)

Liability — American Express — Credit Card

Income — 12/31/2019 — Deferred Compensation, MRRM PA — $2,456,716.00

Part II Agreements

A) Ness Motley, P.A. Employment and Compensation Agreement, dated January 30, 2003 by and between Ness Motley, P.A. (f/k/a Ness, Motley, Loadholt,

Richardson & Poole, Professional Association) and its attorney signatories, setting forth the disbursement of net income received by the firm as compensation for

services previously rendered.

B) Assignment of Certain Rights in MRRM, P.A., dated May 13, 2011 by and between MRRM, PA and John J. McConnell, Jr. setting forth the assignment of

and payment for Other Rights not covered under the January 30, 2003 agreement above.

C) Assignment of Membership Interests in Motley Rice LLC and Mutual Release, dated May 13, 2011 by and between John J. McConnell, Jr and Motley Rice

LLC setting forth the assignment of and payment for membership interests and mututal release of certain liaibilities upon resignation of employment by John J.

McConnell, Jr.