Paul L. Friedman

BROKERAGE ACCOUNT (H)

Gabelli Small Cap Fund — Int/Div

Gabelli Asset Fund — Int/Div

iShares Cohen & Steers Realty Majors Index Fund — Int/Div

iShares Russell 1000 Growth Index Fund — Int/Div

iShares Russell 2000 Growth Index Fund — Int/Div

iShares Russell 2000 Value Index Fund — Int/Div

Brown Capital Mgmt Small Company Fund — Int/Div

SPDR S&P Dividend Fund — Int/Div

Vanguard Long Term Tax Exempt Fund — Int/Div

Vanguard Minicpal Bond Tax Exempt Fund — Int/Div — Buy (add'l)

Vanguard Minicpal Bond Tax Exempt Fund — Buy (add'l)

Vanguard Minicpal Bond Tax Exempt Fund — Buy (add'l)

SPDR Nuveen Bloomberg Barclays Short Term Tax Exempt Fund — Int/Div

Vanguard FTSE Developed Markets Fund — Int/Div — Buy

iShares MSCI EAFE Fund — Int/Div

iShares Russell 1000 Index Fund — Int/Div — Buy

iShares Russell MidCap Index Fund — Int/Div — Buy

IRA ACCOUNT # (H)

Longleaf Partners Small Cap Fund — Int/Div — Sold (part)

Longleaf Partners Small Cap Fund — Sold

Schwab Money Market Fund — Interest

American Funds EuroPacific Growth Fund — Int/Div

T. Rowe Price Mid Cap Growth Fund — Int/Div — Sold (part)

Dodge & Cox Stock Fund — Int/Div — Sold (part)

Dodge & Cox Stock Fund — Sold (part)

First Eagle Global Fund — Int/Div

Loomis Sayles Investment Gr Bond Fund — Int/Div

T. Rowe Price Capital Appreciation Fund — Int/Div — Buy (add'l)

Vanguard PRIMECAP Core Fund — Int/Div — Sold (part)

PRIMECAP Odyssey Stock Fund — Int/Div

T. Rowe Price Growth Stock Fund — Int/Div — Sold (part)

SPDR S&P Dividend Fund — Int/Div

Dodge & Cox Income Fund — Int/Div

Vanguard Corporate Bond Fund — Int/Div — Buy (add'l)

Vanguard Corporate Bond Fund — Buy (add'l)

Vanguard Corporate Bond Fund — Buy (add'l)

Vanguard Corporate Bond Fund — Buy (add'l)

Vanguard Dividend Appreciation Fund — Int/Div

American Express CD — Interest — Matured

Goldman Sachs Bank CD — Interest

Synchrony Bank CD — Interest

P Morgan Equity Income Fund — Int/Div

Schwab US Dividend Fund — Int/Div

American Funds New World Fund — Int/Div

PMorgan Chase Bank CD — Interest

iShares S&P Small Cap 600 Fund — Int/Div

SPDR S&P 600 Small Cap Fund — Int/Div

Vanguard REIT Fund — Int/Div

Vanguard Small Cap Fund — Int/Div

Discover Bank CD — Interest

US Treasury STRIP — None — Buy (add'l)

US Treasury STRIP — None — Matured

US Treasury STRIP — None

US Treasury STRIP — None

US Treasury STRIP — None — Buy (add'l)

US Treasury STRIP — None — Buy (add'l)

Vanguard Intemational Growth Fund — Int/Div

PRIMECAP Odyssey Aggressive Growth Stock Fund — Int/Div — Buy

WisdomTree US MidCap Dividend Fund — Int/Div — Buy

IRA ACCOUNT #£ (H)

Schwab Money Market Fund — Interest

T. Rowe Price Mid Cap Growth Fund — Int/Div — Sold (part)

T. Rowe Price Growth Stock Fund — Int/Div — Sold (part)

T. Rowe Price Growth Stock Fund — Sold (part)

American Funds EuroPacific Growth Fund — Int/Div

Brown Capital Mgmt Small Company Fund — Int/Div

American Funds New World Fund — Int/Div

First Eagle Global Fund — Int/Div

SPDR S&P Dividend Fund — Int/Div

Dodge & Cox Income Fund — Int/Div

Loomis Sayles Bond Fund — Int/Div — Sold

Vanguard Small Cap Fund — Int/Div

Vanguard Corporate Bond Fund — Int/Div

Goldman Sachs Bank CD — Interest — Matured

Synchrony Bank CD — Interest

PRIMECAP Odyssey Stock Fund — Int/Div

Schwab US Dividend Fund — Int/Div

PMorgan Chase Bank CD — Interest

Capital One Bank CD — Interest

Discover Bank CD — Interest

US Treasury STRIP — None

US Treasury STRIP — None — Buy (add'l)

US Treasury STRIP — None — Buy (add'l)

US Treasury STRIP — Buy (add'l)

US Treasury STRIP — None — Buy

US Treasury STRIP — Matured

Loomis Sayles Investment Grade Bond Fd — Int/Div — Buy

MONEY MARKET ACCOUNTS (H)

T.Rowe Price Tax Exempt Fd — Interest

Schwab US Treasury Money Fd — Interest

BROKERAGE ACCOUNT: Tax Exempt (H)

District of Columbia Revenue Bond — Interest

District of Columbia Revenue Bond — Interest

District of Columbia Revenue Bond — Interest

Maryland State General Obligation Bond — Interest

Maryland State General Obligation Bond — Interest

STOCK WARRANTS (H)

Scios Nova Inc — None

LIFE INSURANCE (H)

Security Mutual Life Ins. Co. of NY Universal Life Policy — Int/Div

Member and Secretary, American Law Institute: Member of the Council since 1998; member of the Executive Committee since 2001; Secretary since 2013

Gift — $400.00

Gift — Frederick Douglass Awards Dinner [ms — $450.00

Reimbursement — Amencan Law Institute — 01/16-01/18/2019 — Philadelphia, PA — Meeting of ALI Council — Transportation, hotel, meals

Reimbursement — American Bar Association — 03/06-03/08/2019 — New Orleans, LA — National Institute on White Collar Crime — Transportation, hotel, meals

Reimbursement — Amencan Law Institute — 05/19-05/22/2019 — Washington, DC — Annual Meeting — Transportation, meals

Reimbursement — American Law Institute — 10/15-10/18/2019 — New York, NY — Meeting of ALI Council — Transportation, hotel, meals

Income — 2019 — Retirement Income Pension Plan A dministered by State Street Retiree Service - Pension Plan — $22,509.00

Income — 2019 — Charles Schwab & Co., Inc., IRA Rollover Account - Required Minimum Distribution — $176,600.00

Spouse's income — 2019 — AA =<iiromoni Plan Disnbusion

Spouse's income — 2019 — Charles Schwab & Co., Inc., IRA Rollover Account - Required Minimum Distribution

Part VII, Line 99: Scios Nova Inc stock warrants. Four Contingent Payment Rights issued to former limisted partners of Nova Technology Limited Partnership in

1993.

Part VII, Line 101: Security Mutual Life Ins. Co. Of NY, Universal Life Policy. No underlying investment options.