Louise A. Lamothe

LPL FINANCIAL 7168 (LAL)

Allianzgi Short Duration High Income CL P (ASHPX) — Int/Div — Sold

Angel Oak Multi Strategy Income INSTL CL (ANGIX) — Int/Div

Angel Oak Multi Strategy Income INSTL CL (ANGIX) — Int/Div — Sold (part)

Federated Strategic Value Dividend INSTL CL (SVAIX) — Int/Div — Sold

Doubleline Total Return Bond CL I (DBLTX) — Int/Div — Buy

DoublelineShiller Enhanced Cape CL I — Int/Div — Buy

Harbor Cap Apprec INSTL CL (HACAX) — Int/Div — Sold

P Morgan Mortgage Backed Securities CL 1 (OMBIX) — Int/Div — Sold

Maingate MLP (IMLPX) — Int/Div

Maingate MLP (IMLPX) — Int/Div — Sold (part)

Main Stay Epoch Global Equity YIELD CL 1 (EPSYX) — Int/Div

Main Stay Epoch Global Equity YIELD CL 1(EPSYX) — Int/Div — Sold (part)

MFS Value (MEIIX) — Int/Div

MFS Value (MEIIX) — Int/Div — Sold (part)

Pimco Investment Grade Corp Bond CL P (PBDPX) — Int/Div

Pimco Investment Grade Corp Bond CL P (PBDPX) — Int/Div — Sold (part)

Royce Dividend Value Investment CL (RDVIX) — Int/Div — Sold

Wells Fargo Diversified Income Bldr Admin CL (EKSYX) — Int/Div

Wells Fargo Diversified Income Bldr Admin CL (EKSYX) — Int/Div — Sold (part)

WELLS FARGO 3480 (LAL)

Allianz Life INS CO ANN (Annuity) — Distribution

WELLS FARGO 3545 (LAL)

Abbott Laboratories (ABT) — Int/Div

Abbvie Inc (ABBV) — Int/Div

Automatic Data Processing (ADP) — Int/Div

CDK Global Holdings LLC (CDK) — Int/Div

Colgate Palmolive Co (CL) — Int/Div

Exxon Mobil Corp (XOM) — Int/Div

Fidelity Investments Money Market FD INSTL CL — Int/Div

General Mills Inc (GIS) — Int/Div

Intel Corp (INTC) — Int/Div

Kohls Corp (KSS) — Int/Div

Mainstay FDS TR (MSCAX) — Int/Div — Buy

McDonald's Corp (MCD) — Int/Div

Medtronic PLC (MDT) — Int/Div

Microsoft Corp (MSF) — Int/Div

Pfizer Inc (PFE) — Int/Div

Schlumberger Ltd (SLB) — Int/Div

Walgreens Boots Alliance Inc (WBA) — Int/Div

Wal-Mart Stores Inc (WMT) — Int/Div

Wells Fargo & Co New (WFC) — Int/Div

WELLS FARGO 5002 (LAL)

Eastern Mun Wir Dis CA — Interest

Golden West SCHS Fing CA REF Beverly Hills UNI — Interest

Mainstay FDS TR (MSCAX) — Interest

Mainstay FDS TR (MSCAX) — Interest — Buy

Montclair CA Pub FING Auth LSE — Interest

Rialto CA REDEV Agy Successor AGY Tax — Interest

University CA REVS LTD Proj SER E — Interest

Val Verde CA SCH DIST — Interest

Ventura CNTY CA Cmnty College Dist — Interest

Washington CA UNI SCH DIST Fresno CNTY — Interest

WELLS FARGO 7681 (LAL)

Fidelity Funds Fidelity Treasury Only Port Instl Class SHS (FRSXX) — Int/Div

WASH MUTL INVS FD INC Class A (AWSHX) — Int/Div

LPL FINANCIAL 9907 (LAL)

Calvert Global Water CL I (CFWIX) — Int/Div — Buy

New World CL F2 (NFFFX) — Int/Div — Buy

PAX Ellevate Global Womens Leadership INSTL CL (PXWIX) — Int/Div — Buy

LPL FINANCIAL 8747 (LAL)

FS Investment Corp III — Int/Div

CHARLES SCHWAB 0109 (LAL)

Alphabet Inc (GOOG) — None

Alphabet, Inc (GOOGL) — None

Amazon.com Inc (AMZN) — None

Costco Wholesale Co (COST) — Int/Div

Ford Motor Company (F) — Int/Div

Matthews Pacific Tiber (MAPTX) — Int/Div

Pamassus Core EQTY FD (PRBLY) — Int/Div

Qualcomm Inc (QCOM) — None

Salesforce Com (SRM) — None

Tesla Motors Inc (TSLA) — None

TIAA

TIAA Annuity Contracts (Y 3532689) — Distribution

TIAA Annuity Contracts (Y 3540427) — Distribution

TROWE PRICE (LAL)

TROWE PRICE IRA (Global Tech) (2785965471-6) — Int/Div

LPL FINANCIAL 0160 (DK)

AB MUN INCOME (MISHX)

California ST RFDG Various PURP SER C B/E CPN 5.000% (13063DHL5) — Int/Div — Buy

California ST Various PURP B/E CPN 5.000% (13063DKB3) — Int/Div — Buy

California ST DEPT WTR RES CENT B/E PTC CPEN 4.000% (13066K4L0) — Int/Div — Buy

California ST DEPT WTR RES PWR SUPPLY B/E CPN 5.000% (13066Y SNO) — Int/Div — Buy

Los Angeles CA RFDG SER B B/E CPT 5.000% (544351NU9) — Int/Div — Buy

Los Angeles CA RFDG SER B B/E CPT 5.000% (544351NV 7) — Int/Div — Buy

Los Angeles CA DEPT WTR & PWR REV SER D B/E CPN 5.000% (5444955V 2) — Int/Div — Buy

Los Angeles CA UNI SCH DIST SER B 1 B/E CPN 5.000% (5446466H0) — Int/Div — Buy

Los Angeles CNTY CA MET TRANSN AUTH B/E CPN 5.000% (5447125W 8) — Int/Div — Buy

Metropolitan WTR DIST STHN CA B/E CPN 5.000% (592659Y 83) — Int/Div — Buy

Orange CNTY CA LOC TRANSN AUTH B/E CPN 5.000% (684273HH1) — Int/Div — Buy

Petaluma CA WSTWTR REV RFDG B/E CPN 5.000% (716008BS5) — Int/Div — Buy

Wells Farbo Diversified Income Builder INSTL CL (EKSYX) — Int/Div — Sold

LPL FINANCIAL 5759 (DK)

AFIS Asset Allocation (Pacific Life Annuity) — Distribution

LPL FINANCIAL 6013 (DK)

Costco Wholesale Corp (COST) — Int/Div

LPL FINANCIAL (7346)

American College 2021 CL 529 C (CTOCX) (Erika) — Int/Div

LPL FINANCIAL (7370)

American College 2021 CL 529 C (CTOCX) (Charlotte) — Int/Div

LPL FINANCIAL 7508 (DK)

Aflac Inc (AFL) — Int/Div

Alphabet Inc CL A (GOOGL) — Int/Div

AT&T Inc (T) — Int/Div — Sold

Berkshire Hathaway Inc DE CL B NEW (BRK/B) — Int/Div

Cisco Systems Inc (CSCO) — Int/Div

Dollar General Corp New (DG) — Int/Div

Eli Lilli & Company (LLY) — Int/Div

Goldman Sachs Group Inc Medium Term Note (3814ET90) — Interest

Ishares China Large Cap ETF (FXI) — Int/Div

Kimberly Clark Corp (KMB) — Int/Div — Sold

Microsoft Corp (MSF) — Int/Div

Nestle SA SPNSD ADR REPSTING REG SHS (NSRGY) — Int/Div

Sysco Corporation (SYY) — Int/Div

United Parcel Service Inc CL B (UPS) — Int/Div

Charles Schwab Bank Checking A ccount (4108) — Interest

Citibank Checking Account (LAL) — Interest

City National Bank Checking Account LaMothe Family Trust — Interest

City National Bank Checking A ccount Kaplan Family Trust — Interest

Wells Fargo Crown Classic Checking Account (4067) (DK) — Interest

Wells Fargo Crown Classic Checking Account (2824) — Interest

ohn Hancock Whole Life (DK) — Int/Div

Northwestern Mutual Life Ins Policy (Whole life) (6527931) (LAL) — Int/Div

Income — 2019 — Louise A. LaMothe - A Professional Corporation: Salary — $205,621.45

Income — 2019 — United States udges - Administrative Office of the U.S. Courts — $75,645.78

Income — 2019 — Louise A. LaMothe - A Professional Corporation: 401K Distribution — $2,461.70

Spouse's income — 2019 — California State Teachers' Retirement System