Haywood Stirling Gilliam jr

Individual Assets (H)

Citibank cash accounts (cash) — Interest

Chase cash accounts (cash) — Interest

Security Benefit Life Total Value Annuity (fixed annuity) — Interest

IRA #1 (H)

Horizon Active Risk Assist Fund Class N (ARANX) — Dividend

Horizon Multi Asset Income Fd Inv Class (HMANX) — Dividend — Buy

Horizon U.S. Risk Assist Fund Inv Class (USRAX) — Dividend — Buy

Horizon Defined Risk Fund Investor Class (HNDRX) — Dividend — Buy (add'l)

Horizon Dynamic Dividend Fund Investors Class(HNDDX) — Dividend — Buy

Horizon Dynamic Dividend Fund Investors Class(HNDDX) — Buy (add'l)

Horizon Active Income Fund Class N (AIMNX) — Dividend — Sold (part)

First Tr ETF III Horizon Managed Vol Dev Intl ETF (HDMV) — Dividend

First Tr ETF III Horizon Managed Vol Domestic ETF (HUSV) — Dividend

iShares Tr Short Treas Bd ETF (SHV) — Dividend — Sold

Vanguard Bd Index Fds Vanguard Total Bd Market ETF (BND) — Dividend — Sold

Ishares TR Barclays 7-10 Yr Teas BD ETF (IEF) — Dividend — Buy

IRA #2 (H)

FDIC Insured Deposit Sweep Account (cash) — Interest

American Balanced Func Class F-2 (AMBFX) — Dividend — Buy

The Bond Fund of America Class F-2 (ABNFX) — Dividend — Buy

Medtronic PLC Shs (MDT) — Dividend — Sold

Steris PLC Shs (STE) — Dividend — Sold

Capital Income Builder Func Class F-2 (CAIFX) — Dividend — Buy

Capital World Growth & Income Fund Class F-2 (WGIFX) — Dividend — Buy

Chubb LTD Com (CB) — Dividend — Buy (add'l)

Chubb LTD Com (CB) — Sold

Aaron's Inc Com (AAN) — Dividend — Sold (part)

Aaron's Inc Com (AAN) — Sold

Alliance Resource Partners LP Unit L TD (ARLP) (X) — None — Sold

Albemarle Corp Com (ALB) — Dividend — Sold

Ameriprise Finl Inc Com (AMP) — Dividend — Sold

Antero Midstream Corp Com (AM) — None — Buy (add'l)

Antero Midstream Corp Com (AM) — Sold

Becton Dickinson & Co (BDX) — Dividend — Sold

Canadian Natl Ry Co Com (CNI) — Dividend — Sold

Canadian Natural Res LTD (CNQ) — Dividend — Sold

Casey's Gen Stores Inc (CASY) — Dividend — Sold (part)

Casey's Gen Stores Inc (CASY) — Sold (part)

Casey's Gen Stores Inc (CASY) — Sold

Cheniere Energy PArtners LP COM (CQP) — None — Sold

Church & Dwight Co Inc (CHD) — Dividend — Sold (part)

Church & Dwight Co Inc (CHD) — Sold

Costco Wholesale Corp New Com (COST) — Dividend — Sold

DCP Midstream LP Com Units Ltd (DCP) — None — Buy

DCP Midstream LP Com Units Ltd (DCP) — Sold

EQM Midstream Partners LP (EQM) — None — Sold

Ecolab Inc Com (ECL) — Dividend — Sold (part)

Ecolab Inc Com (ECL) — Sold

Enable Midstream Partners LP Com (ENBL) — None — Sold

Energy Transfer LP Com (ET) — None — Buy (add'l)

Energy Transfer LP Com (ET) — Sold

Enlink Midstream Ream Partners LP (ENLK) — None — Sold

Enterprise Prods Partners LP (EPD) — None — Buy (add'l)

Enterprise Prods Partners LP (EPD) — Sold

Flowers Foods Inc Com (FLO) — Dividend — Buy

Flowers Foods Inc Com (FLO) — Sold (part)

Flowers Foods Inc Com (FLO) — Sold

General Dynamics Corp Com (GD) — Dividend — Sold

The Growth Fund of America Class F-2 (GFFFX) — Dividend — Buy

Hanover Ins Group Inc Com (THG) — Dividend — Sold

L3Harris Technologies Inc Corp (HRS) — Dividend — Buy

L3Harris Technologies Inc Corp (HRS) — Sold

Hasbro Inc Com (HAS) — Dividend — Sold

Heico Corp New Com (HEI) — Dividend — Buy

Heico Corp New Com (HEI) — Sold

Helmerich & Payne Inc Com (HP) — Dividend — Buy (add'l)

Helmerich & Payne Inc Com (HP) — Sold

Hess Midstream Partners LP (HESM) — None — Sold

Holly Energy Partners LP Com (HEP) — None — Buy

Holly Energy Partners LP Com (HEP) — Sold

Hormel Foods Corp Com (HRL) — Dividend — Sold (part)

Hormel Foods Corp Com (HRL) — Sold

Illinois Tool Works Inc Com (ITW) — Dividend — Sold (part)

Illinois Tool Works Inc Com (ITW) — Sold

International Business Machs Corp Com (IBM) — Dividend — Buy (add'l)

International Business Machs Corp Com (IBM) — Sold

Intl Flavors & Fragrances Inc (IFF) — Dividend — Sold

Williams Cos Inc Com (WMB) — Dividend — Sold

The Investment Company of America Class F-2 (ICAFX) — Dividend — Buy

Lockheed Martin Corp Com (LMT) — Dividend — Buy (add'l)

Lockheed Martin Corp Com (LMT) — Sold

MPLX LP Com Unit Repstg LTD Partner Int (MPLX) — None — Buy (add'l)

MPLX LP Com Unit Repstg LTD Partner Int (MPLX) — Sold

Magellan Midstream Partners LP Com Unit (MMP) — None — Buy (add'l)

Magellan Midstream Partners LP Com Unit (MMP) — Sold

McDonalds Corp (MCD) — Dividend — Buy

McDonalds Corp (MCD) — Buy (add'l)

McDonalds Corp (MCD) — Sold

Microsoft Corp Com (MSFT) — Dividend — Sold (part)

Microsoft Corp Com (MSFT) — Sold

Nextra Energy Partners LP com Unit L TD (NEP) — Dividend — Buy

Nextra Energy Partners LP com Unit L TD (NEP) — Sold

Nike Inc Cl B (NKE) — Dividend — Sold

Noble Midstream Partners LP Com Unit (NBLX) (Y)

Occidental Pete Corp Com (OXY) — Dividend — Buy (add'l)

Occidental Pete Corp Com (OXY) — Sold (part)

Occidental Pete Corp Com (OXY) — Sold

ONEOK Inc New Com (OKE) — Dividend — Buy (add'l)

ONEOK Inc New Com (OKE) — Buy (add'l)

ONEOK Inc New Com (OKE) — Sold

Parker Hannifin Corp Com (PH) — Dividend — Sold (part)

Parker Hannifin Corp Com (PH) — Sold

Pembina Pipeline Corp Com (PBA) — None — Buy

Pembina Pipeline Corp Com (PBA) — Sold

Phillips 66 Partners LP Com (PSXP) — None — Buy (add'l)

Phillips 66 Partners LP Com (PSXP) — Sold

Polaris Industries Inc Com (PII) — Dividend — Sold

Qualcomm Inc (QCOM) — None — Buy

Qualcomm Inc (QCOM) — Sold

Raytheon Co Com New (RTN) — Dividend — Sold

Roper Technologies Inc Com (ROP) — Dividend — Sold

Ross Stores Inc (ROST) — Dividend — Sold

SEI Investments Co Com (SEIC) — Dividend — Sold

Sherwin Williams Co Com (SHW) — Dividend — Sold (part)

Sherwin Williams Co Com (SHW) — Sold

Shire PLC Spons ADR (SHPG) — None — Merged (with line 124)

Summit Midstream Partners LP Com (SMLP) — None — Sold

Suncor Energy Inc New Com (SU) — Dividend — Sold

TJX Cos Inc New Com (TJX) — Dividend — Sold

Tallgrass Energy GP LP Shs Cl A (TGE) — None — Sold

Targa Res Corp Com (TRGP) — Dividend — Buy (add'l)

Targa Res Corp Com (TRGP) — Buy (add'l)

Targa Res Corp Com (TRGP) — Sold

Takeda Pharmaceutical Co Ltd (TAK) — None — Sold

TC Energy Corporation Registered SHS (TRP) (X) — Dividend — Sold

Tencent Hldgs LTD ADR (TCEHY) — Dividend — Sold (part)

Tencent Hldgs LTD ADR (TCEHY) — Sold

Texas Instruments Inc (TXN) — Dividend — Sold

USA Compression Partners LP Com Unit (USAC) — None — Sold

Union Pac Corp Com (UNP) — Dividend — Sold

V F Corp Com (VFC) — Dividend — Sold

Viper Energy Partners LP Com Unit (VNOM) — Dividend — Sold (part)

Viper Energy Partners LP Com Unit (VNOM) — Sold

Visa Inc Com Cl A (V) — Dividend — Sold

WEC Energy Group Inc Com (WEC) — Dividend — Buy

WEC Energy Group Inc Com (WEC) — Sold (part)

WEC Energy Group Inc Com (WEC) — Sold

Western Midstream Partners L P Com Unit Ltd Parnership Int (WES) — None — Sold (part)

Western Midstream Partners L P Com Unit Ltd Parnership Int (WES) — Sold

Xilinx Inc Com (XLNX) — Dividend — Sold (part)

Xilinx Inc Com (XLNX) — Sold

Digital Rlty Tr Inc Com (DLR) — Dividend — Sold

Miller Convertible Bond Fund Class I (MCIFX) — Dividend — Buy (add'l)

Miller Convertible Bond Fund Class I (MCIFX) — Sold (part)

Miller Convertible Bond Fund Class I (MCIFX) — Buy (add'l)

Brokerage Account #1 (H)

Gamco Global Gold, Natural Resources and Income Trust (GGN) — Dividend

Tier REIT I (TIER) — Dividend — Merged (with line 150)

Cousins PPTYS Inc Com New (CUZ) — Dividend

COLLEGE 529 #1 (H)

American Funds College Enrollment Fund-529A (CENAX) — Dividend — Sold (part)

Trustee, Trust #1 (no reportable holdings)

Board President, Northern District of California Practice Program

Board of Governors Member, Association of Business Trial Lawyers Northern California Chapter

Reimbursement — The American Bar Association — March 6–8, 2019 — New Orleans, LA — ABA National Institute on White Collar Crime — Transportation, hotel, meals

Reimbursement — University of Southern California, Gould School of Law — March 18–19, 2019 — Santa Monica, CA — USC Intellectual Property Institute — Transportation, hotel

Reimbursement — The American Bar Association — April 4–5, 2019 — San Diego, CA — ABA Motor Vehicle Conference — Transportation, hotel, meals

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Name change: Antero Midstream Corp Com (AM) was Antero Midstream Partners LP (AM).

Name change: Western Midstream Partners L P Com Unit Ltd Parnership Int (WES) was Western Gas Partners LP Com Unit (WES).