Janet C. Hall

Templeton Dragon Fund — Dividend

Franklin Mutual Quest Fund — Dividend

Strips Tint-US Treasury Mat. 11/15/20 — Interest

Vanguard Windsor II Fund — Dividend

Mutual Discovery Fund CL2 — Dividend

(Note) — None

Partnership Interest in Whitney-Humphrey Assc. (Note) — Dividend

U.S. Savings Bonds — Interest

AXA Equitable Life Ins. Co. (Flexible Premium Universal Life Policy) — Interest

Schwab US Treas Money Fund — Interest — Sold (part)

Schwab US Treas Money Fund — Sold (part)

Schwab US Treas Money Fund — Buy (add'l)

Schwab US Treas Money Fund — Sold (part)

Schwab US Treas Money Fund — Buy (add'l)

Schwab US Treas Money Fund — Buy (add'l)

Schwab US Treas Money Fund — Sold (part)

Schwab US Treas Money Fund — Sold (part)

Sound Shore Fund — Dividend — Sold (part)

Hennessey Cornerstone Mid — None — Sold (part)

Hennessey Cornerstone Mid — Sold

Citizens Bank — Interest

Artisan Int'l Small Cap Investor — Dividend

Third Ave. Real Est. Value Fund — Dividend

Third Ave. International Value Fund — Dividend

T. Rowe Price Cap. Appreciation Fund — Dividend — Buy (add'l)

iShare MSCI Canada Index Fund — Dividend

Fidelity Cash Acct. — Interest

Schwab Bank — Interest — Sold (part)

Schwab Bank — Sold (part)

Schwab Bank — Sold (part)

Schwab Bank — Sold (part)

Artisan Mid-Cap Value FD — Dividend

Dodge & Cox Int'l. Stock — Dividend — Sold

Storage Inn Ltd. — None

Arcadia Wind Farms Energies Ltd — None

T. Rowe Price Group A — Dividend — Sold

Intrepid Endurance — Dividend

Schwab S&P 500 Index Fund — Dividend

iShares Russell 3000 — Dividend

Schwab Total Stock Market — Dividend

Nicholas II Fund — Dividend

Nicholas Ltd Edition Fund — Dividend

Vanguard Scottsdale FDS Vanguard (VTWV) — Dividend

Vanguard Scottsdale FDS Vanguard Russell (VTWG) — Dividend

Vanguard Index FDS Vanguard REIT (VNQ) — Dividend

Vanguard Scottsdale Russell 3000 (VTHR) (NOTE) — Dividend

Schwab Advisor Cash Res.Prem. — Dividend — Sold (part)

Schwab Advisor Cash Res.Prem. — Sold (part)

Schwab Advisor Cash Res.Prem. — Sold (part)

Schwab Advisor Cash Res.Prem. — Sold (part)

Schwab Advisor Cash Res.Prem. — Sold (part)

Schwab Advisor Cash Res.Prem. — Sold (part)

Schwab Advisor Cash Res.Prem. — Sold (part)

Royce Value Fund — None — Sold

TR Price Growth Fund — Dividend

Vanguard Small Cap Fund — Dividend

Oakmark Fund — Dividend — Sold (part)

iShares (IWF) Russell 1000 Growth Index Fund — Dividend

Schwab US MC (SCHM) — Dividend

Vanguard Total Stock Market — Dividend

Harbor Cap Appreciation — Dividend

Alphabet Inc. — None

Vanguard Mid Cap (VMVIX) — Dividend

AIG Focused Div. Strategy (Note) — Dividend

Glenmed. Small Cap. Equity — Dividend

Vanguard Admiral S&P 500 Value (Voor) — Dividend

Vanguard Value Index (VIVAX) — Dividend

Amazon — None

Apple — Dividend — Sold (part)

Director, Connecticut Bar Foundation

Reimbursement — 2/15/2019 - 2/23/2019 — Maui, MI — Federal Bar Council Bench- Bar Conference — Transportation, Meals and Lodging

Reimbursement — Federal Bar Council — 5/2/2019 — New York, New York — Federal Bar Council Annual Law Day Dinner — Meal

Reimbursement — Federal Bar Council — 11/27/2019 — New York, New York — Thanksgiving Luncheon in Honor of Judiciary — Meal

Spouse's income — 2019 — Self-employed attorney

Part VII:

Line 6: Passive income from sub-chapter S corporation

Line 7: The value was based on a 2012 appraisal, but is higher than the appraised value.

Line 46: Line 58 2018 CY Report - Name Change