Jeffrey T. Gilbert

Individual Assets (H)

JP Morgan Chase Bank (cash) — Interest

IRA #1 (H)

NM FDIC Insured Deposit Program (cash) (X) — Interest

Dreyfus Ins Deposit Program 1 (cash) (Y)

AB Global Bond Fund (ANAYX) — Dividend

Brown Cap Mgmt Mut FDS Sml Co Instl (BCSSX) — Dividend

Dodge & Cox Income Fund F-2 (DODIX) — Dividend — Buy (add'l)

American Funds Europacific Growth Fund F2 (AEPFX) — Dividend — Sold (part)

American Funds Europacific Growth Fund F2 (AEPFX) — Sold (part)

Goldman Sachs International Small Cap Insights (GICIX) — Dividend

Harbor Bond Fund Institutional Class (HABDX) — Dividend

The Oakmark International Fund (OAKIX) — Dividend

American Funds International Growth and Income-F2 (IGFFX) — Dividend

John Hancock Disciplined Value Mid Cap Fund Class (JVMIX) — Dividend

Invesco Oppenheimer Developing Markets (ODVYX) — Dividend — Buy (add'l)

Pimco Income Fund Class P (PONPX) — Dividend

Pimco Commodity Real Return (PCRPX) — Dividend

Pimco Commidity Plus Strategy (PCLPX) — Dividend

Templeton Global Bond Fund Advisor Class (TGBAX) — Dividend — Sold (part)

ISHARES TR S&P MIDCAP 400 GROWTH (IJK) — Dividend — Buy

Vanguard Index FDS Vanguard REIT ETF (VNQ) — Dividend — Sold (part)

BROKERAGE #1 (H)

NM FDIC Insured Deposit Program (cash) (X) — Interest

DREYFUS INS DEPOSIT PROGRAM I (cash) (Y)

SHAMOKIN COAL TWP PA JT SWR AUTH (819324AT1) — Interest — Redeemed

WEST MIFFLN PA SAN SWR MUN AUTH SWR REV RFDG (95407CX5) — Interest — Redeemed

PORT ST LUCIE FL UTIL RV REF&IMPT SYS REV B\E CPN (735352LL8) — Interest — Redeemed

LONGMONT CO ELEC & BROADBANDUTIL CPN (543097AC3) — Interest — Redeemed

SAN PATRICIO TX MUN WTR DIST (799204KQ4) — Interest

SOUTHMOST REGL WTR AUTH 4% (84455LEU7) — Interest

EVEREST RE GROUP LTD (RE) — Dividend

AIR PRODS & CHEMS INC COM (APD) — Dividend

AMGEN INC (AMGN) — Dividend

APPLE INC (AAPL) — Dividend

CVS HEALTH CORPORATION (CVS) — Dividend

CISCO SYSTEMS INC (CSCO) — Dividend

DISNEY WALT COMPANY (DIS) — Dividend

Corteva Inc Com (CTVA) — Dividend — Spinoff (from line 41)

DOW INC COM (DOW) — Dividend — Spinoff (from line 41)

Dupont De Nemours Inc Com (DD) — Dividend

EXPEDITORS INTL WASH INC (EXPD) — Dividend

HOME DEPOT INC (HD) — Dividend

HONEYWELL INTERNATIONAL (HON) — Dividend

HUNT J B TRANS SVCS INC COM (JBHT) — Dividend

INGREDION INCORPORATED (INGR) — Dividend

INTERCONTINENTAL EXCHANGE (ICE) — Dividend

MASTERCARD INC CL A (MA) — Dividend — Sold (part)

MCDONALDS CORP (MCD) — Dividend

MICROSOFT CORP (MSFT) — Dividend

NIKE INC CLASS B (NKE) — Dividend

ORACLE CORPORATION (ORCL) — Dividend — Sold

T ROWE PRICE GROUP INC (TROW) — Distribution

STANLEY BLACK & DECKER (SWK) — Dividend

STRYKER CORP (SYK) — Dividend

TJX COS INC (TJX) — Dividend

3M CO (MMM) — Dividend — Sold

US BANCORP (USB) — Dividend

UNION PAC CORP COM (UNP) — Dividend — Sold

ISHARES TR NORTH AMERN TECH- SOFTWARE (IGV) — Dividend

ISHARES TR NASDAQ BIOTECHNOLOGY ETF (IBB) — None — Sold

ISHARES TR RUSSELL 1000 ETF (IWB) — Dividend

ISHARES TR US HEALTH CARE PROVIDERS ETF (IHF) — Dividend

SPDR SER TR S&P BK ETF (KBE) — Dividend

IRA #2 (H)

FIDELITY ADVISOR TOTAL BOND FUND CLASS I (FEPIX) — Dividend

JOHN HANCOCK DISCIPLINED VALUE MID CAP FUND CLASS I (JVMIX) — Dividend

MFS INTERNATIONAL GROWTH FUND CLASS I (MQGIX) — Dividend — Sold (part)

MFS INTERNATIONAL NEW DISCOVERY FUND (MWNIX) — Dividend

PIMCO INCOME FUND CLASS P (PONPX) — Dividend

PIMCO COMMODITIES PLUS STRATEGY (PCLPX) — Dividend

TEMPLETON GLOBAL BOND FUND ADVISOR (TGBAX) — Dividend

BROKERAGE #2 (H)

AMCAP FUND CLASS F-2 (AMCFX) — Dividend — Buy

BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORT (BSIIX) — Dividend

EUROPEAN GROWTH FUND (AEPFX) — Dividend

FIDELITY ADVISOR NEW INSIGHTS (FINSX) — Dividend — Sold

SILVERPEPPER COMMODITY STRATEGY GLOBAL MACRO FD INST CLASS (SPCIX) — Dividend — Buy

NUVEEN HIGH YEILD MUNICIPAL BOND FUND (NHMRX) — Dividend

PIMCO COMMODITIES PLUS STRATEGY (PCLPX) — Dividend — Sold

T ROWE PRICE HIGH YIELD (PRFHX) — Dividend

T ROWE PRICE EMERGING MARKETS (PRMSX) — Dividend

AMERICAN FUNDS THE TAX EXEMPT FUND OF AMERICA (TEAFX) — Dividend

VANGUARD INTERMEDIATE TERM TAX EXEMPT ADMIRAL (VWIUX) — Dividend — Buy (add'l)

ISHARES TR S&P MIDCAP 400 GROWTH (IJK) — Dividend

SPDR S&P 500 ETF TR TR UNIT (SPY) — Dividend

VANGUARD INDEX FDS VANGUARD GROWTH ETF (VUG) — Dividend

Adjunct Professor (PT), Northwestern University Pritzker School of Law

Board of Directors, Federal Magistrate Judges Association

Income — 2019 — Northwestern University Pritzker School of Law (teaching income) — $2,000.00

DOWDUPONT (DWDP) is now Dupont De Nemours Inc Com (DD).

Oppenheimer Developing Markets (ODVYX) is now Invesco Oppenheimer Developing Markets (ODVYX).

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.