Robert W. Pratt

INDIVIDUAL ASSETS (H)

BANKERS TRUST COMPANY (cash) — Interest

BROKERAGE ACCOUNT #1 (H)

MORGAN STANLEY BANK (cash) — Interest

BRISTOL MYERS SQUIBB CO (BMY) — Dividend

GOLDMAN SACHS GRP INC (GS.J) — Dividend

PUBLIC STORAGE (PSA.D) — Dividend

WELLS FARGO & CO SER-X (WFC.X) — Dividend

ISHARES BARCLAYS 1-3 YRS BD (SHY) — Dividend — Buy

ISHARES BARCLAYS 1-3 YRS BD (SHY) — Buy (add'l)

COLLEGE CHARLESTON SC HIGHER ED FACS REV REF-A (194208FB5) — Interest — Redeemed

MARION IOWA URBAN RENWAL A (569611SH0) — Interest — Redeemed

HONOLULU HAWAII CITY WASTE ZERO COUPON (438701AX2) — None — Redeemed

IOWA FIN AUTH SINGLE FAMILY MTG REV SER-1 (462467MF5) — Interest — Redeemed (part)

IOWA FIN AUTH SINGLE FAMILY MTG REV SER-1 (462467MF5) — Redeemed

WATERLOO IOWA COMNTY SCH DIST SCH INFRAS SALES & SVCS REV (941660AL6) — Interest — Redeemed

CONNECTICUT HSNG FIN AUTH MORTG REV B-1 (20775BM45) — Interest — Redeemed (part)

FLORIDA HIGHER ED FACS FIN AUTH (34073TEA1) — Interest — Redeemed

HOUSTON TEX WTR & SWR SYS REV SER A (4424365W7, L1) — None — Redeemed (part)

WALKER CNTY ALA BRD ED -A (931541GG5) — Interest

ORANGE BEACH ALA WTR SWR & FIRE (68407LFR5) — Interest

VIRGINIA ST RES AUTH WTR & SWR ZERO COUPON (928181HR0) — None

MISSOURI ST HEALTH & EDL FACS AUTH (60637AC59) — Interest

HAMILTON CNTY OHIO SALES TAX ZERO COUPON (407287KH3) — None

VIRGINIA ST HSG DEV AUTH COMWL (92812UF60) — Interest

CARSON CITY NEV CAP IMPT REF A (1458076H1) — Interest

CLARK CNTY NEV SCH DIST SER A (181059RH1) — Interest — Redeemed

METRO WA D C ARPTS AUTH DULLES TOLL RD REV-B (592643AP5) — None

NORTHBROOK ILL GENL OBLIG SER 1 (663821TK2) — Interest

LOUDOUN CNTY VA INDL DEV AUTH PUB SAFETY (54589NBC8) — Interest

IOWA HIGHER ED LN AUTH REV (4624603X2) — Interest

DAVENPORT IOWA COPR REF-A (238388MV1) — Interest

SHARON MASS MUN PURP LN (819649XB5) — Interest

PIMA COUNTY ARIZ GENERAL OBLIGATION (721663XD9) — Interest

KINGSPORT TENN BE (496443NL2) — Interest

DES MOINES IOWA WTR REV REF B (250152GQ2) — Interest

IOWA STUDENT LOAN LIQUIDITY CO RP STUDENT LOAN REV SEN (462590JG6) — Interest — Redeemed (part)

IOWA STUDENT LOAN LIQUIDITY CO RP STUDENT LOAN REV SEN (462590JG6) — Redeemed

JANESVILLE WI GENL BE (470844X22) — Interest

LAKE CNTY ILL WARREN TWP HS DIST (509174SN9, 509174SS8) — Interest — Buy (add'l)

ALASKA MUN BND BK REV-1 (01179RUH4) — None — Redeemed

COLLIER CNTY FLA GAS TAX REV (19463PDG6) — Interest

STATE UNIV IOWA ATHLETIC FACS REV (8575355M6) — Interest

FORT BEND CNTY TEX WTR CTL & IMPT DIST NO 2 (346820SZ7) — Interest

MONTGOMERY CO MD HSG OPP (6133492E8) — Interest

AMES IOWA CMNTY SCH DIST (030825MP5, 030825MN0, M2) — Interest

DESCHUTES CNTY ORE ADMIN SCH DIST NO-1 (250325SA6) — Interest

TOMPKINS CNTY NY IMPT GENL OBLIG (890091UM1) — Interest

JEA FLA WTR & SWR SYS SUB (46615SCS5) — Interest

PATCHOGUE-MEDFORD NY UN FREE SCH DIST (703023PJ4) — Interest

BROOKHAVEN NY PUB IMPT-B (113152TF9) — Interest

TENNESSEE ENERGY ACQUISITION CORP GAS REV (880443ED4) — Interest

LINCOLN CNTY KY SCH DIST FIN BE (533206KQ0) — Interest

ARLINGTON TEX FOR ISSUES DATED BE (041796KY8) — Interest

GRAND FORKS N D WTR BE (385514HX5) — Interest

TRUMBULL CONN GENLT OBLIG (898116P51) — Interest

FSU FINL ASSISTANCE INC FLA BE (302644DY2) — Interest

HILLSBOROUGH CNTY FLA CMNTY INVT TAX BE (43231YFS0) — Interest

RUSHFORD MINN BE (782021HR3) — Interest

ABERDENN TWP N J BE (003269DW4) — Interest

CITY OF HOUSTON TX COMBINED UTIL BE (442435N66) — Interest

WASHINGTON ST (93974C5L0) — Interest

MASSACHUSETTS ST GENL OBLIG-B (57582PF96) — Interest

NORWALK IOWA (669045PQ3) — Interest

STATE UNIV IOWA UNIV REV (857536US3) — Interest

NEW YORK STATE HSG FIN AGY BE (64986UQS9) — Interest

FLOWER MOUND TX BE (343487U44) — Interest

WAVERLY IOWA WTR RE OID (943665EB1) — Interest

MAINE ST TPK AUTH SPL BE (560543BW9) — Interest

IOWA ST SPL OBLIG (46257TDP1) — Interest

ROYAL BNK OF CANADA (78012KRK5) — Interest — Redeemed

AMERICAN EXPRESS (0258M0EC9) — Interest — Redeemed

XEROX CORP (984121CH4) — Interest

GOLDMAN SACHS (36161TVU6, 38143U8H7) — Interest — Redeemed (part)

WALGREENS BOOTS ALLIANCE (931427AQ1) — Interest

WELLS FARGO & CO (94974BFY1) — Interest

BANK OF AMERICA (06051GFL8) — Interest

CITIGROUP INC (172967JC6) — Interest

QUALCOMM INC (747525AU7) — Interest

AT & T INC (00206REM0) (Y)

BMW SALT LAKE CITY UT CD (05580AKX1) — Interest

DISCOVER BK GREEN GREENWOOD DE CD (254673QX7) — Interest

SYNCHRONY DRAPER UT CD (87164YQH0) — Interest

PIONEER MLTI AST ULT SHT INC Y (MYFRX) — Dividend — Buy

PIONEER MLTI AST ULT SHT INC Y (MYFRX) — Sold

PIONEER MLTI AST ULT SHT INC Y (MYFRX) — Buy

BROKERAGE ACCT #2 (H)

MS EMERGING MKTS DOMESTIC DEBT — Dividend — Sold

JEA FLA WTR & SWR SYS SUB (46615SCJ5) — Interest — Redeemed

IRA #1 (H)

MORGAN STANLEY BANK (cash) — Interest

KRAFT HEINZ CO (KHC) — Dividend

MS MARKET LINKED NOTE DJIA — Dividend

JPMORGAN CHASE & CO BB (JPM.H) — Dividend

KKR & CO LP (KKR.B) — Int./Div.

PUBLIC STORAGE (PSA.D) — Dividend

WELLS FARGO & CO (WFC.W) — Dividend

MS EMERGING MKTS DOMESTIC DEBT (EDD) — Dividend

WESTERN ASSET HIGH YIELD (HYI) — Dividend

STATE UNIV IOWA UNIV REV (857536DM5) — Interest

MORGAN STANLEY (61746BDR4, 61744YAH1) — Interest — Redeemed (part)

DOW CHEMICAL COMPANY (26054LXM0) — Interest — Redeemed

ROYAL BANK OF CANADA (78012KRK5) — Interest — Redeemed

ASTRAZENECA PLC (046353AF5) — Interest — Redeemed

AMERICAN EXPRESS (0258M0EC9) — Interest — Redeemed

GENERAL ELECRTIC CAPITAL CORP (36962G6P4) — Interest — Redeemed

AVON PRODUCTS INC (054303AX0) — Interest — Redeemed

TEVA PHARMA FIN IV LLC (88166HAD9) — Interest

CVS HEALTH CORP (126650CJ7) — Interest

SAFEWAY INC (786514BS7) — Interest

XEROX CORPORATION (984121CM3) — Interest

ALLERGAN, INC. (018490AN2) — Interest

ARCONIC INC (013817AV3) — Interest

SOUTHERN CO (842587CS4) — Interest

FORD MOTOR CREDIT COMPANY, LLC (34540TGZ9) — Interest

CITIGROUP INC (14042RGD7) — Interest

HJ HEINZ CO (423074AM5) — Interest

GOLDMAN SACHS GROUP (38145GAG5) — Interest

GENERAL MILLS INC (370334BM5) — Interest

ICAHN ENTERPRISES FIN (451102BF3) — Interest

NEWMONT MINING CORP (651639AN6) — Interest

BECTON DICKINSON (075887BT5) — Interest

AT&T INC (00026RBN1) — Interest

MURPHY OIL CORP (626717AF9) — Interest

GENERAL MOTORS FINL CO (37045XCF1) — Interest

QUALCOMM INC (747525AR4) — Interest

EXPRESS SCRIPTS HOLDING (30219GAQ1) — Interest

TRANS-CANADA PIPELINES FIXED (89352HAC3) — Interest

WELLS FARGO BK NA SIOUX FALLS SD CD (949763YF7) — Interest — Buy

CAPITAL ONE NA MCLEAN VA CD (14042RGD7) — Interest

IRA #2 (H)

MORGAN STANLEY BANK (cash) — Interest

ABBOTT LABORATORIES (ABT) — Dividend

ABBVIE INC COM (ABBV) — Dividend

ALTRIA GROUP INC (MO) — Dividend

APPLE, INC. (AAPL) — Dividend

AT&T INC (T) — Dividend — Buy (add'l)

BOEING CO (BA) — Dividend

CISCO SYSTEMS (CSCO) — Dividend

COCA COLA CO (KO) — Dividend

EXXON MOBIL (XOM) — Dividend — Buy (add'l)

GENERAL ELECTRIC CO (GE) — Dividend

INTEL CORP (INTC) — Dividend

INTL BUSINESS MACHINES CORP (IBM) — Dividend

JOHNSON & JOHNSON (JNJ) — Dividend

PEPSICO INC NC (PEP) — Dividend

PFIZER INC (PFE) — Dividend

PHILIP MORRIS INTL INC (PM) — Dividend

PROCTOR & GAMBLE (PG) — Dividend

WALGREENS BOOTS ALLIANCE (WBA) — Dividend

ISHARES S&P 100 INDEX FD (OEF) — Dividend

SPDR S&P MIDCAP 400 ETF TRUST (MDY) — Dividend

IRA #3 (H)

STARBUCKS CORP WASHINGTON (SBUX) — Dividend

WALGREEN BOOTS ALL INC (WBA) — Dividend

BANK PRINCETON NEW JERSEY CD (064520AE9) — Dividend — Redeemed

COMENITY BANK SALT LAKE CITY UT CD (20033AVV5) — Interest

ALLIANCE BERNSTEIN SMALL CAP GROWTH (QUASX) — Dividend

IRA #4 (H)

ISHARES 20 + YR TREASU BOND ETF (TLT) — Dividend — Buy

ISHARES CORE MSCI EAFE ETF (IEAF) — Dividend — Sold (part)

ISHARES CORE MSCI EMERGING (IEMG) — Dividend — Buy (add'l)

ISHARES MSCI JAPAN (EWJ) — Dividend — Sold (part)

ISHARES RUSSELL 1000 GR (IWF) — Dividend

ISHARES RUSSELL 1000 VALUE (IWD) — Dividend

ISHARES RUSSELL 2000 GROWTH (IWO) — Dividend

ISHARES RUSSELL 2000 VALUE (IWN) (X) — Dividend

ISHARES RUSSELL MIDCAP G (IWP) — Dividend — Sold (part)

ISHARES RUSSELL MIDCAP V (IWS) — Dividend — Sold (part)

ISHARES TIPS BOND ETF (TIP) — Dividend

PIMCO ENHANCED SHRT MTRT EXC (MINT) — Dividend

VANGUARD SHORT TERM BND (BSV) — Dividend

VANGUARD TOTAL BOND MARKET (BND) — Dividend

COLLEGE SAVINGS PLAN #1 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) — None

VOYA 529 US STOCK INDEX OPT A (ACQGA) (X) — None

COLLEGE SAVINGS PLAN #2 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) — None

VOYA 529 US STOCK INDEX OPT A (ACQGA) (X) — None

COLLEGE SAVINGS PLAN #3 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) — None

VOYA 529 US STOCK INDEX OPT A (ACQGA) (X) — None

COLLEGE SAVINGS PLAN #4 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) — None

VOYA 529 US STOCK INDEX OPT A (ACQGA) (X) — None

COLLEGE SAVINGS PLAN #5 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) — None

VOYA 529 US STOCK INDEX OPT A (ACQGA) (X) — None

COLLEGE SAVINGS PLAN #6 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) — None

VOYA 529 US STOCK INDEX OPT A (ACQGA) (X) — None

COLLEGE SAVINGS PLAN #7 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) — None

VOYA 529 US STOCK INDEX OPT A (ACQGA) (X) — None

COLLEGE SAVINGS PLAN #8 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) — None

VOYA 529 US STOCK INDEX OPT A (ACQGA) (X) — None

COLLEGE SAVINGS PLAN #9 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) (X) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) (X) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) (X) — None

COLLEGE SAVINGS PLAN #10 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) (X) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) (X) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) (X) — None

COLLEGE SAVINGS PLAN #11 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) (X) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) (X) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) (X) — None

COLLEGE SAVINGS PLAN #12 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) (X) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) (X) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) (X) — None

Reimbursement — American Constitution Society — June 6-7, 2019 — Washington, D.C — Judges Convening — Transportation, meals, lodging

Reimbursement — American Constitution Society — November 15-16, 2019 — Las Vegas, Nevada — Judges Convening — Transportation, meals, lodging

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

LAKE CNTY ILL WARREN TWP HS DIST (509174LV8) was reissued as LAKE CNTY ILL WARREN TWP HS DIST (509174SN9, 509174SS8)

without a corresponding reportable transaction.