Alan D. Albright

NORTHWESTERN MUTUAL ACCOUNT - 1 (H)

BRIDGEWAY AGGRESSIVE INVESTORS 1 — None

NORTHWESTERN MUTUAL ACCOUNT - 2 (H)

NM FDIC INSURED DEPOSIT — None

INVESCO OPPENHEIMER DEVELOPING MARKETS FUND CL Y — Dividend

ARTISAN GLOBAL OPPORTUNITIES FUND ADVISOR SHARES — Dividend

COHEN & STEERS PREFERRED SECURITIES INCOME FUND CL I — Dividend

DODGE & COX INTERNATIONAL FUND — Dividend

FIDELITY ADVISOR NEW INSIGHTS FUND CL I — Dividend

FUNDAMENTAL INVESTORS CL F-2 — Dividend

THE OAKMARK INTERNATIONAL FUND INVESTOR CL — Dividend

LOOMIS SAYLES FUND INSTL CL — Dividend

MFS INTERNATIONAL NEW DISCOVERY FUND CL I — None

METROPOLITAN WEST TOTAL RETURN BOND FUND CL I — Dividend

NEW WORLD FUND CL F-2 — Dividend

PIMCO TOTAL RETURN FUND CL I-2 — Dividend

T ROWE PRICE EMERGING MARKETS BOND — Dividend

VAN ECK CONSTANT MATURITY COMMODITY INDEX FUND CL Y — None

VANGUARD REIT INDEX FUND ADMIRAL SHARES — Dividend

VANGUARD EQUITY INCOME FUND ADMIRAL SHARES — Dividend

VANGUARD SHORT-TERM BOND INDEX FUND ADMIRAL SHARES — None — Buy

VANGUARD INFLATION PROTECTED FUND ADMIRAL SHARES — Dividend

VANGUARD LARGE CAP INDEX FUND ADMIRAL SHARES — Dividend

VANGUARD MID-CAP INDEX FUND ADMIRAL SHARES — Dividend

VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES — Dividend

VANGUARD SHORT-TERM GRADE FUND ADMIRAL SHARES — None — Sold

VANGUARD LIMITED-TERM TAX EXEMPT FUND INVESTOR CL — None — Buy

VANGUARD LIMITED-TERM TAX EXEMPT FUND INVESTOR CL — Sold

NORTHWESTERN MUTUAL ACCOUNT - 3 (H)

NM FDIC INSURED DEPOSIT — Interest

EUROPACIFIC GROWTH FUND CL A — Dividend — Buy

THE GROWTH FUND OF AMERICA CL A — Dividend — Buy

THE NEW ECONOMY FUND CL A — Dividend — Buy

NEW PERSPECTIVE FUND CL A — Dividend

VANGUARD MID-CAP INDEX FUND ADMIRAL SHARES — None

VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES — Dividend

WASHINGTON MUTUAL INVESTORS FUND CL A — Dividend — Buy

CAPITAL WORLD GROWTH FUND CL A — Dividend — Sold

FUNDAMENTAL INVESTORS CL A — Dividend — Sold

NORTHWESTERN MUTUAL ACCOUNT - 4 (H)

AMERICAN BALANCED FU — None — Sold

NEW PERSPECTIVE FUND — None — Sold

NORTHWESTERN MUTUAL ACCOUNT - 5 (H)

AMERICAN BALANCED FU — None — Sold

NEW PERSPECTIVE FUND — None — Sold

BRACEWELL 401K - 1 (H)

VANGUARD TARGET RETIREMENT 2025 — Int./Div.

BRACEWELL 401K - 2 (H)

VANGUARD TARGET RETIREMENT 2025 — Int./Div.

WELLS FARGO CASH ACCOUNT - 1 — None

WELLS FARGO CASH ACCOUNT - 2 — None

WELLS FARGO CASH ACCOUNT - 3 — None

SCHWAB CASH ACCOUNT - 1 — None

UBS ACCOUNT - 1 (H)

UBS CASH DEPOSIT ACCT — None

ISHARES MSCI EAFE ETF — Dividend

ISHARES CORE MSCI EAFE ETF — Dividend — Buy (add'l)

ISHARES CORE MSCI EAFE ETF — Buy (add'l)

ISHARES CORE MSCI EAFE ETF — Buy (add'l)

ISHARES CORE MSCI EAFE ETF — Sold (part)

ISHARES CORE MSCI EMERGING MARKETS ETF — Dividend — Buy (add'l)

ISHARES CORE MSCI EMERGING MARKETS ETF — Buy (add'l)

ISHARES CORE MSCI EMERGING MARKETS ETF — Buy (add'l)

ISHARES CORE MSCI EMERGING MARKETS ETF — Buy (add'l)

ISHARES CORE MSCI EMERGING MARKETS ETF — Sold (part)

ISHARES CORE MSCI EMERGING MARKETS ETF — Sold (part)

SCHWAB US BROAD MKT ETF — None — Buy (add'l)

SCHWAB US BROAD MKT ETF — Buy (add'l)

SCHWAB US BROAD MKT ETF — Sold (part)

SCHWAB US BROAD MKT ETF — Sold (part)

VANGUARD TOTAL STOCK MKT ETF — Dividend — Buy (add'l)

INVESCO EMERGING MARKETS SOVEREIGN DEBT ETF — None — Buy (add'l)

INVESCO EMERGING MARKETS SOVEREIGN DEBT ETF — Sold (part)

INVESCO EMERGING MARKETS SOVEREIGN DEBT ETF — Sold (part)

INVESCO EMERGING MARKETS SOVEREIGN DEBT ETF — Sold (part)

ISHARES BROAD USD INVT GRADE CORPORATE BOND ETF — None — Buy

ISHARES US TREASURY BOND ETF — None — Buy (add'l)

ISHARES US TREASURY BOND ETF — Buy (add'l)

ISHARES US TREASURY BOND ETF — Sold (part)

ISHARES US TREASURY BOND ETF — Sold (part)

SCHWAB US LARGE-CAP VALUE ETF — None — Sold

SPDR PORTFOLIO INTER TERM CORPORATE BOND ETF — None — Sold

SPDR SER TR SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF — None — Sold

VANGUARD TOTAL WORLD STK ETF — None — Sold

UBS ACCOUNT - 2 (H)

UBS CASH DEPOSIT ACCT — None

UBS ACCOUNT - 3 (H)

FEDERATED MDT SMALL CAP CORE FUND CL IS — None

FIRST EAGLE OVERSEAS FUND CL I — Dividend — Buy (add'l)

LOOMIS SAYLES GROWTH FUND CL Y — Dividend — Sold (part)

MFS VALUE FUND CL I — Dividend

THE HARTFORD MIDCAP FUND CL I — Dividend

WESTERN ASSET CORE BOND FUND CL I — Dividend — Buy (add'l)

UBS ACCOUNT - 4 (H)

ARIEL FUND CL INSTITUTIONAL — None

FIRST EAGLE OVERSEAS FUND CL I — None

LOOMIS SAYLES GROWTH FUND CL Y — None

MFS VALUE FUND CL I — None

WESTERN ASSET CORE BOND FUND CL I — None

ANDREW HARPER LLC

MEMBER, WACO INN OF COURT

MEMBER, TEXAS BAR FOUNDATION

MEMBER, AMERICAN COLLEGE OF TRIAL LAWYERS

MEMBER, AUSTIN IP INN OF COURT

MEMBER, AMERICAN BOARD OF TRIAL ATTORNEYS

MEMBER, AMERICAN LAW INSTITUTE

Liability — WELLS FARGO — CREDIT CARD

Reimbursement — UNIVERSITY OF SOUTHERN CALIFORNIA, LOS ANGELES — MARCH 18-19, 2019 — SANTA MONICA, CA — SPEAKING ENGAGEMENT; CONTINUING LEGAL EDUCATION — TRANSPORTATION, HOTEL, MEALS

Reimbursement — OCEAN TOMO — SEPTEMBER 3-5, 2019 — PALO ALTO, CA — SPEAKING ENGAGEMENT; CONTINUING LEGAL EDUCATION — TRANSPORTATION, HOTEL

Reimbursement — UNIVERSITY OF CALIFORNIA, BERKELEY — SEPTEMBER 11-13, 2019 — SANTA CLARA, CA — DISRUPTIVE TECHNOLOGY LEGAL SUMMIT, SPEAKING ENGAGEMENT — TRANSPORTATION, HOTEL

Reimbursement — PERKINS COIE LLP — SEPTEMBER 30- OCTOBER 3, 2019 — TAIPEI, TAIWAN — SPEAKING ENGAGEMENT; CONTINUING LEGAL EDUCATION — TRANSPORTATION, HOTEL

Reimbursement — FOLEY & LARDNER LLP — OCTOBER 3-5, 2019 — CHICAGO, IL — SPEAKING ENGAGEMENT; CONTINUING LEGAL EDUCATION — TRANSPORTATION, HOTEL

Reimbursement — AMERICAN INTELLECTUAL PROPERTY LAW ASSOCIATION — OCTOBER 24-26, 2019 — WASHINGTON, D.C. — AIPLA ANNUAL MEETING, SPEAKING ENGAGEMENT — TRANSPORTATION, HOTEL