Mark Falk

Trust #1 (H)

Fidelity Ginnie Mae Fund — Dividend

Fidelity N.J. Muni Money Market Fund — Dividend

Fidelity Floating Rate — Dividend

Fidelity Cash Reserves — Dividend

IRA #1 (H)

MS U.S. Govt. Securities Trust B — Int./Div.

IRA #2 (H)

Rydex Invers. Govt Long Bond — Interest

Vanguard Short Term Investors — Dividend

Vanguard Fixed Income High Yield — Dividend

Vanguard Div. App. Index — Dividend

Vanguard Value Index — Dividend

Ishares Russell Midcap Value Index — Dividend

Ishares Russell 1000 Value Index — Dividend — Sold (part)

Fidelity Convertible Securities Fund — Dividend — Sold (part)

Nasdaq 100 Trust Unit Stock — Dividend

Fidelity Overseas Mutual Fund — Dividend — Sold (part)

Fidelity Puritan Mutual Fund — Dividend

Fidelity Blue Chip Growth Mutual Fund — Dividend

Fidelity Cash Reserves — Interest

Fidelity US Bond Index — Dividend

Fidelity Ext. MKT Index Premium Class — Dividend

Fidelity Intl. Index Premium Class — Dividend

Fidelity Intl. Treasury Bond Index — Dividend

Fidelity 500 Index Premium Class — Dividend — Sold (part)

Vanguard Inflaction Protected SECs — Dividend

Vanguard Small Cap Value Index — Dividend — Sold (part)

Fidelity Magellan Mutual Fund — Dividend

Fidelity Ginnie Mae Fund — Dividend

Fidelity Growth & Income Mutual Fund — Dividend — Sold (part)

Fidelity Intermediate Bond Mutual Fund — Dividend

Fidelity Govt. Money Market* — Interest

Fidelity Short Term Bond — Dividend

Vanguard Wellesley Inc. — Dividend

Doubleline Bond Fund — Dividend

Ishares Silver — Interest

Ishares China ETF — Dividend

Pro Shares Short Dow — Dividend

Pro Shares Ultrashort SC600 — Dividend

Pro Shares Ultra Short Cap — Dividend

Pro Shares SHort S&P 500 — Dividend

Pro Shares Short QQQ — Dividend

Fidelity Floating Rate High Income — Dividend

IRA #3 (H)

Vanguard Total Stock Market Index Mutual Fund — Dividend

Alcoa Common Stock — Dividend

Coca Cola Common Stock — Dividend

Brokerage Account #1 (H)

Morgan Stanley Tax Free Daily Income Trust — Interest

Morgan Stanley Bank — Interest

PIMCO Short Term P — Dividend — Buy

Western Ast Int Term Muni I — Dividend

Wells Fargo St Muni Bd INS — Dividend — Buy

Wells Fargo St Muni Bd INS — Buy

SPDR Nuveen Barclays Mun ETF — Dividend — Buy

SPDR Nuveen Barclays Short ETF — Dividend — Buy

ISHARES Russell 1000 GRW ETF — Dividend

Deutsche X-Trackers MSCI EAF — Dividend — Buy

E V Income Fund of Boston I — Dividend

Cambiar INTL Equity INV — Dividend

ISHARES Russell 1000 Value ETF — Dividend — Sold (part)

PIMCO Foreign BD US $ Hedged P — Dividend

Wells Fargo Emerg Mrk EQ Inc. — Dividend — Sold (part)

Delaware Value INSTL — Dividend — Buy

ISHARES RUSSELL 2000 Growth ETF — Dividend

Wells Fargo Special MDCP VL AD — Dividend

Hartford Midcap I — Dividend — Sold (part)

ISHARES RUSSELL Midcap V ETF — Dividend

ISHARES RUSSELL Midcap G ETF — Dividend

Delware Inv Sm Cap Val INST — Dividend — Buy

Edgewood Growth Instl — Dividend

Harding Loevner Intl EQTY INSTL — Dividend — Sold (part)

T. Rowe Price QM US — Dividend — Sold (part)

Wisdom Tree Jap — Dividend

ISHARES MSCI Japan ( ) — Dividend

Goldman Sachs Emeg — Dividend

Loomis Growth Y — Dividend

Oakmark International — Dividend — Sold (part)

Matthews Asian Japan — Dividend

Blackrock Nat Mun — Int./Div. — Buy

IRA #4 (H)

Virtus Capital Growth — Int./Div. — Sold

Virtus Strat Alloc — Int./Div. — Sold

Virtus International — Int./Div. — Sold

Wanger USA — Int./Div. — Sold

Wagner International — Int./Div. — Sold

Federated Prime Money Market — Int./Div. — Sold

IRA 4 (2) — Int./Div. — Buy

Lincoln S&P Cap — Interest — Buy

Lincoln S&P 500 — Interest — Buy

SEP Account 1 (H)

Vanguard Total Stock Market Index Mutual Fund — Dividend

Vanguard Prime Money Market Fund — Interest — Sold (part)

Vanguard Prime Money Market Fund — Buy

Vanguard Wellesly — Dividend — Buy

Wells Fargo Cash Account 1 — Interest

Wells Fargo Cash Account 2 — Interest

Wells Fargo Cash Account 3 — Interest

Bank of America Cash Account 1 — Interest

Amboy Bank Cash Account — Interest

Investment Account #2 (H)

Fidelity NJ Muni Money Market — Dividend

Fidelity Floating Rate — Dividend

Fidelity GNMA Fund — Dividend

Fidelity Cash Reserve — Dividend

Fidelity Convertible Securities — Dividend

Bank of America Cash Account 2 — Interest

Bank of America Cash Account 3 — Interest

Bank of America Cash Account 4 — Interest

Santander Cash Account — Interest

Investment Acount #3 (H)

Vanguard Growth & Income — Dividend

Vanguard Healthcare — Dividend

Vanguard Inter-Tax Exempt — Dividend

Vanguard Prime Mkt Fund — Dividend

Vanguard Total Stk Mk. — Dividend — Sold (part)

Vanguard 500 Index — Dividend

Investment Account #4 (H)

Charles Schwab Money Market — Interest

Fidelity NY Muni Income — Dividend

Charles Schwab US REIT — Dividend

Powershares S&P — Dividend

Schwab International — Dividend

Investment Account #5 (H)

Charles Schwab Money Market — Interest

Osterweis Strategic — Dividend

USAA Tax Exempt — Dividend

Eastman Chemical — Dividend

Trust #4 (H)

Morgan Stanley — Interest

America Fund C — Dividend

American Fundamental Inve — Dividend

American Cap Inc Builder C — Dividend

American AmCap C — Dividend

Blackrock Strat Inc Opp C — Dividend

Chase Checking — Interest

Trust #5 (H)

Chase Checking — Interest

ISHARES RUSSELL 2000 Value ETF — Dividend

Investors Bank — Interest

M&T Cash Acc — Interest

Mass Mutual — Interest — Buy

Chase Checking — Interest

Chase Savings — Interest

Trustee, Trust #1

Co-Trustee, Living Trust 2

Co-Trustee, GST Trust #4

Co-Trustee, GST Trust #5

President, Federal Magistrate Judges Association

President-Elect, Federal Magistrate Judges Association

Adjunct Professor, Rugters School of Law

Adjunct Professor, Fordham Law School

Reimbursement — Federal Magistrate Judges Association — 10/02/19 - 10/04/19 — Washington, DC — Executive Board Meetings — Transportation, Lodging

Reimbursement — Federal Magistrate Judges Association — 03/24/19 - 03/27/19 — Washington, DC — Executive Board Meetings — Transportation, Lodging

Reimbursement — National Conference of Bankruptcy Judges — 10/31/19 - 11/2/19 — Washington, DC — Guest of Meeting — Transportation, Lodging

Income — 2019 — Fordham Law School-teaching — $2,500.00

Income — 2019 — Rutgers Law School-teaching — $1,795.00

Spouse's income — 2019 — Self-employed (court stenography)