Rom A. Trader

INDIVIDUAL ASSETS (H)

AMERICAN SAVINGS BANK OF HAWAII (cash) — Interest

HAWAII STATE FEDERAL CREDIT UNION (cash) — Interest

IRA #1 (H)

BANK OF AMERICA NA RASP (CASH) — Interest

ALPHABET INC SHS CL C (GOOG) — None

AMER FDS AMCAP FD CL F2 (AMCFX) — Dividend — Sold

AMER GRWTH FD OF AMERICA F2 (GFFFX) — Dividend — Sold

CONGRESS MID CAP GRWTH FD I (IMIDX) — Dividend — Sold

DOUBLELINE SHILLER ENH CAPE FD I (DSEEX) — Dividend — Buy (add'l)

JANUS HENDERSON ENTERPRISE FUND I (JMGRX) — Dividend — Buy

INVESCO OPPENHEIMER INTL SMALL MID CO FD Y (OSMYX) — Dividend

PIMCO INVESTMENT GRADE (PBDPX) — Dividend — Buy

PIMCO SHORT TERM FD I2 (PTSPX) — Dividend — Sold

T ROWE PRICE DIVIDEND (PRDGX) — Dividend — Buy

T ROWE PRICE HLTH SCI FD INV CL (PRHSX) — Dividend

IRA #2 (H)

BANK OF AMERICA NA RASP (CASH) — Interest — Open

COHEN & STEERS REAL (CSDIX) — Dividend — Buy

FIRST EAGLE GLOBAL CL I (SGIIX) — Dividend — Buy

FIRST EAGLE GLOBAL CL I (SGIIX) — Buy (add'l)

JANUS HEND BAL FUND I (JBALX) — Dividend — Buy

JANUS HEND BAL FUND I (JBALX) — Buy (add'l)

JANUS HEND BAL FUND I (JBALX) — Buy (add'l)

JANUS HEND ENT FUND (JMGRX) — Dividend — Buy

MORGAN STANLEY GRWTH PORT CL I (MSEQX) — Dividend — Buy

MORGAN STANLEY GRWTH PORT CL I (MSEQX) — Buy (add'l)

PIMCO INVESTMENT GRADE (PBDPX) — Dividend — Buy

PIMCO INCOME FD CL I2 (PONPX) — Dividend — Buy

PIMCO INCOME FD CL I2 (PONPX) — Buy (add'l)

T. ROWE PRICE COMM (PRMTX) — Dividend — Buy

T. ROWE PRICE COMM (PRMTX) — Buy (add'l)

ANNUITY ACCOUNT #1 (H)

ALLIANZ VISION BONUS FIXED ANNUITY — None

BROKERAGE ACCT #1 (H)

HONOLULU HAWAII CITY & CNTY SER A RF (438670X30) — Interest

NEXTGEN 529 ACCT #1 (H)

BLKRK EQ DIV PORT C (MCDVX) — None

FRANKTEMP BALANCED C (FBMCX) — None — Buy (add'l)

FRANKTEMP BALANCED C (FBMCX) — Buy (add'l)

FRANKTEMP SM MID CAP GR C (FRSGX) — None — Buy (add'l)

FRANKTEMP SM MID CAP GR C (FRSGX) — Buy (add'l)

MAINSTAY LGCAP GRWTH C (MLACX) — None — Buy (add'l)

MAINSTAY LGCAP GRWTH C (MLACX) — Buy (add'l)

MAINSTAY LGCAP GRWTH C (MLACX) — Buy (add'l)

MAINSTAY LGCAP GRWTH C (MLACX) — Buy (add'l)

MAINSTAY LGCAP GRWTH C (MLACX) — Buy (add'l)

MAINSTAY LGCAP GRWTH C (MLACX) — Buy (add'l)

MAINSTAY LGCAP GRWTH C (MLACX) — Buy (add'l)

MAINSTAY LGCAP GRWTH C (MLACX) — Buy (add'l)

MFS EQUITY PORT C (MRGCX) — None — Buy (add'l)

MFS EQUITY PORT C (MRGCX) — Buy (add'l)

Board Member, Attorneys & Judges Assistance Program

Agreement — 1997 — State of Hawaii Retirement Pension (defined benefit plan)

Income — 2019 — State of Hawaii (pension) — $121,753.00

Income — 2019 — Wedding Officiant (officiant fees) — $720.00

Part III A., line 2: Fees earned prior to federal status.

INVESCO OPPENHEIMER DEV MKTS FD Y (ODVYX) was OPPENHEIMER DEV MKTS FD Y (ODVYX).

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.