Janet C. Hall

State of Israel Bond - Exp. 1/01/13 — None — Redeemed

Templeton Dragon Fund — Int/Div

Templeton Global Small Cos Growth Fund — Int/Div

Mutual Quest Fund — Int/Div

Strips-tpep Pmt on 10.625 2015 T, Boud-8/152015 — Interest

Strips Tint-US Treasury Mat. 11/15/20 — Interest

Vanguard Windsor Il Fund — Int/Div

Mutual Discovery Fund CL2 — Int/Div

HEE PC. (Note) — None

Partnership Interest in Whitney-Humphrey Asse. (Note) — Distribution

US. Savings Bonds — Interest

AXA Equitable Life Ins. Co. (life policy) — Interest

Schwab US Treas Money Fund — Interest — Buy (add'l)

Schwab US Treas Money Fund — Sold (part)

Schwab US Treas Money Fund — Buy (add'l)

Sound Shore Fund — Int/Div — Buy (add'l)

Westport Select Cap.CL.R — Int/Div — Buy (add'l)

Schwab Value Advantage Money Fund — Interest

Citizens Bank — Interest

Artisan Int'l Small Cap — Int/Div

Calamos Growth Fund - A — Int/Div — Sold (part)

Third Ave. Real Est. Value Fund — Int/Div

Third Ave. Intemational Value Fund — Int/Div

T. Rowe Price MidCap Growth — Int/Div

T. Rowe Price Cap. App. Fund — Int/Div — Buy (add'l)

Marsico Growth Fund — Int/Div — Buy (add'l)

Share MSC Canada Index Fund — Int/Div

Fidelity Cash Acct. — Interest

Schwab Bank — Interest

Davis NT Venture Fd - A — Int/Div — Buy (add'l)

Artisan Mid-Cap Value FD — Int/Div — Buy (add'l)

Dodge & Cox Int'l. Stock — Int/Div

Vanguard Strategic Equity — Int/Div

Wells Fargo Advantage Value Fund — Int/Div

Storage Inn Led — None

Arcadia Wind Farms Energies Ltd — None

Limited Partner, Cummings Drive Family LP — Int/Div — Distnbuted

iShares INC MSC Growth Fund (Note) — Int/Div

T. Rowe Price Group A — Int/Div

Marsico Focus Fund (Note) — Int/Div

Farrholme Fund — Int/Div

Intrepid Small Cap Fund — Int/Div

Schwab S&P S00 Index Fund — Int/Div

Schwab ETFS - US Large Cap ETF — Int/Div

Lightstream Res Lid (Note) — None — Sold

iShares TR Russell 3000 — Int/Div — Buy (add'l)

Schwab Total Stock Market — Int/Div

Philips 66 — Int/Div

Greenspring Fund — Int/Div

Nicholas Il Fund — Int/Div — Buy (add'l)

Nicholas Lid Edition Fund — Int/Div — Buy (add'l)

Vanguard Russell 2000 Growth Index Fund — Int/Div

Vanguard Russell 2000 Value Index Fund — Int/Div

Vanguard REIT ETF — Int/Div

Vanguard Russell 3000 Index Fund — Int/Div

Vanguard Emerging Markets — Int/Div

CMG Focus Fund — None

CMG Realty Fund — Int/Div

Schwab Advantage Cash Reserve Premium — Int/Div

Royce Value Fund — Int/Div

TR Price Growth Fund — Int/Div

Vanguard Small Cap Fund — Int/Div

Thomberg Int'l Value Fund — Int/Div

Oakmark Fund — Int/Div

Petrominerals Ltd. — Int/Div — Sold

iShares TR Russell 1000 Growth Index Fund — Int/Div — Buy

iShares TR Russell 2000 Growth Index Fund — Int/Div

Schwab US MidCap ETF — Int/Div

Vanguard Total Stock Market — Int/Div — Buy

Director, Connecticut Bar Foundation

Liability — U.S. Dept, Education/Sallie Mae — Student Loan

Liability — Citizens Bank — Line of Credit

Reimbursement — Federal Bar Council — 216/2013-2232013 — Porta Biancu Nicupoort, Netherland Antilles — Panel Participant at Winter Bench/Bar Conference — Travel, hotel and meals

Reimbursement — Federal Bar Council — 11/27/2013 — New York, NY — Judiciary Thanksgiving Luncheon — Meal

Spouse's income — 2013 — Self-employed attorney

Part VII:

Line 9: Passive income from sub-chapter 8 corporation.

Line 10: The value was based on a 2012 appraisal, but is higher than the appraised value.

Line 12 (2013 Year End Report): Policy lapsed with zero cash value,

Lines 21, 26,42, 71 & 72 (2012 Year End Report): No longer need to report these items.

Line 38: Misnamed fund

Line 40: Correct typographic error (Marisco)

Line 45: Name change from Petrobank Energy & Res LTDF