Cormac J. Carney

Wells Fargo Bank Accounts — Interest

Vanguard Wellington Fund - VWENX — Dividend — Closed

Vanguard Health Fund - VGHCX — Dividend — Closed

Janus/Henderson Forty Fund - JACTX — Dividend — Closed

American Century Ultra - TWCUX — Dividend — Closed

County Deferred Comp. Plan (H)

Stable Value Fund — Dividend

Loomis Sayles Cove Plus Bond N — Dividend

IRA # 1 (H)

Pimco INCM - PONDX — Dividend

Prudential High Yield Fund - PHYZX — Dividend

Schwab Money Market Fund — Interest — Sold

COST — Dividend

Clipper Fund - CFIMX — Dividend

HD — Dividend

MRK — Dividend

BRKB — Dividend

TGT — Dividend

P&G — Dividend

AAPL — Dividend

Meridian Growth Fund - MERDX — Dividend

Schwab 1000 Index Fund - SNXFX — Dividend

Schwab Intl Index Fund - SWISX — Dividend

Tweedy Browne Global Value Fund - TBGVX — Dividend

Vanguard Small Cap Index Fund - VSMAX — Dividend

SPYG — Dividend

Allianz Small Cap - PCVAX — Dividend — Buy

American Balanced - BALFX — Dividend — Buy

American Capital World Growth - CWGFX — Dividend — Buy

Franklin Rising Dividends - FRDPX — Dividend — Buy

Growth Fd America - GFAFX — Dividend — Buy

Investco Global Core Equity - AWSAX — Dividend — Buy

Pimco Total Return - PTTAX — Dividend — Buy

401(k) (H)

Dodge and Cox Stock — Dividend — Sold

American Funds Target 2025 — Dividend — Sold

Metro West Total Return — Dividend — Sold

Brokerage Account (H)

American Funds Balanced - BALFX — Dividend

Capital Income Bldr FD - CIBCX — Dividend

American Funds Growth - GFAFX — Dividend

Investco Small Cap Value - VSCAX — Dividend — Sold

Washington Mutual Investors Fund - WSHFX — Dividend

American Funds New Perspective Fund - NPFFX — Dividend

Putnam CA Tax Exempt Income - PCTEX — Dividend — Sold

Vanguard Wellington - VWENX — Dividend — Open

Vanguard Healthcare - VGHCX — Dividend — Open

Janus/Henderson Forty - JACTX — Dividend — Open

Northern Equity Int Index - NOINX — Dividend — Buy

Northern Tax Adv Ultra Short - NTAUX — Dividend — Buy

Dimensions Emerging Mrkts - DFCEX — Dividend — Buy

Northern Cal Inter Tax-Exempt - NCITX — Dividend — Buy

Northern High Yield Fixed Inc - NHFIX — Dividend — Buy

Russell 2000 - IWM — Dividend — Buy

SPDR Midcap 400 - MDY — Dividend — Buy

American Century Ultra - TWCUX — Dividend — Open

IRA Rollover (H)

Growth FD Amer Inc - GFACX — Dividend — Sold

Franklin Rising Dividends - FRDPX — Dividend — Sold

Allianz NFJ Small Cap - PCVAX — Dividend — Sold

Capital World Growth & Income - CWGAX — Dividend — Sold

Pimco Total Return - PTTAX — Dividend — Sold

Amer Blanced Fund - BALCX — Dividend — Sold

Investco Global Core Eq Fund — Dividend — Sold

Variable Life Insurance (H)

NW Mutual Index 400 Stock Fund — Dividend

Russell Real Estate Securities Fund — Dividend

Wells Capital Mgmt — Dividend

NW Mutual Index 500 — Dividend

NW Mutual International Growth — Dividend

Fidelity VIP Contrafund — Dividend

NW Mutual Index 600 — Dividend

NW Mutual Research International Core — Dividend

Aberdeen Emerging Markets Equity — Dividend

Pimco MultiSector Bond — Dividend

Inherited IRA # 1(H)

JPM — Dividend

FDFFX — Dividend

PRPFX — Dividend

FDRXX — Interest — Sold

FSCRX — Dividend

Retirement Savings Program (H)

UC Domestic Equity Index Fund — Dividend — Sold

UC International Equity Index Fund — Dividend — Sold

UC Domestic Sm Cap Eq — Dividend — Sold

UC Bond Fund — Dividend — Sold

UC Pathway 2060 — Dividend — Sold

Family Trust # 1 (H)

Wells Fargo Account — Interest

Bank of America Account — Interest — Closed

Fundamental Investors (ANCFX) — Dividend — Sold

Guggenheim Styleplus LG Core (SECEX) — Dividend — Sold

SPDR S&P MidCap 400 (MDX) — Dividend — Sold

Northern Fds Small Cap Index (INSIDX) — Dividend — Sold

Northern Fds Equity Index (NOINX) — Dividend — Sold

DFA Invt Dimensions Emerg Mkts (DFCEX) — Dividend — Sold

Northern Fds Ultra Short Fixed Inc (NUSFX) — Int./Div. — Sold

Northern Fds Bond Index (NOBOX) — Int./Div. — Sold

Northern High Yield Fixed Income (NHFIX) — Int./Div. — Sold

Shell Intl B (RDSALN) — Dividend — Sold

Flexshares Index Target Duration (TDTT) — Dividend — Sold

Northern Fds Global Real Estate (NGREX) — Dividend — Sold

Bank of Ireland — None — Closed

Inherited IRA # 2 (H)

Abbott Labs - ABT — None — Sold

Abbvie - ABBY — None — Sold

Alphabet - GOOG — None — Sold

American Express - AXP — None — Sold

Apple - AAPL — None — Sold

Bristol Myers Squibb -BMY — None — Sold

Chevron - CVX — None — Sold

Cisco - CSCO — None — Sold

Citigroup -C — None — Sold

CocaCola - KO — None — Sold

Costco - COST — None — Sold

Eaton - ETN — None — Sold

EcoLab - ECL — None — Sold

Emerson Electric - EMR — None — Sold

Exxon Mobil - XOM — None — Sold

Home Depot - HD — None — Sold

Intel - INTC — None — Sold

Intercontinental Exchange - ICE — None — Sold

Johnson and Johnson - JNJ — None — Sold

JP Morgan - JPM — None — Sold

Merck - MRK — None — Sold

Target Duration Tips Index - TDTT (X) — Dividend

Morningstar Global - GUNR (X) — Dividend

MSCI Emerging Markets -EEM — Dividend — Sold

SPDR S&P Midcap 400 - MDY (X) — Dividend

Microsoft - MSFT — None — Sold

Modelez - MDLZ — None — Sold

Nike - NKE — None — Sold

Norfolk Southern - NSC — None — Sold

Pfizer - PFE — None — Sold

Schwab Common - SCHW — None — Sold

Walt Disney - DIS — None — Sold

Wells Fargo - WFC — None — Sold

Northern Intl Equity Index - NOINX (X) — None

Northern Intl Equity Index - NOINX (X) — Buy (add'l)

Northern Intl Equity Index - NOINX (X) — Buy (add'l)

Northern Global Real Estate - NGREX (X) — None

Northern Ultra Short Fixed Income - NUSFX (X) — Int./Div.

Northern Ultra Short Fixed Income - NUSFX (X) — Buy (add'l)

Northern Bond Index - NOBOX (X) — None

Northern Emerging Markets Equity - NOEMX (X) — Dividend

Northern High Yield Fixed Income - NHFIX (X) — None

Northern High Yield Fixed Income - NHFIX (X) — Sold (part)

Northern International Equity - NOIGX — None — Sold

SPDR S&P 500 - SPY — Dividend — Buy

Dimensions Emergying Markets - DFCEX — Dividend — Buy

IRA # 2 (H)

Northern Equity Index Midcap - NOMIX — None — Buy

Northern Equity Intl Eqty - NOINX — None — Buy

Northern Global Real Estate - NGREX — None — Buy

Northern Global Real Estate - NGREX — Buy (add'l)

Northern Bond Index - NOBOX — None — Buy

Northern Emerging Markets - NOEMX — None — Buy

Northern Small Cap Index - NSIDX — None — Buy

Northern StockIndex - NOSIX — None — Buy

Northern High Yield Fixed Income - NHFIX — None — Buy

Northern High Yield Fixed Income - NHFIX — Buy (add'l)

DFA Intl Small Co - DFISX — None — Buy

Target Duration Tips - TDTT — None — Buy

Morningstar Global Res Index - GUNR — None — Buy

Morningstar Global Res Index - GUNR — Sold (part)

Stoxx Global Broad Index - NFRA — None — Buy

Co-Trustee/Trustee, Family Trust #1

Power of Attorney, Family Member

Spouse's income — 2019 — University of California Retirement Plan