Robert E. Nugent 3

R/OIRA # (H)

Fidelity Gov't MM Daily Money Fund (R/ OIRA #1) — Int/Div

American HI Trust #2 — Int/Div — Sold (part)

American HI Trust #2 — Sold (part)

American HI Trust #2 — Buy

American HI Trust #2 — Sold

BlackRock HY Bond — Int/Div — Sold (part)

BlackRock HY Bond — Sold (part)

BlackRock HY Bond — Buy (add'l)

BlackRock HY Bond — Sold

BlackRock HY Bond — Buy

Columbia HY Bond — Int/Div — Sold (part)

Columbia HY Bond — Sold (part)

Columbia HY Bond — Buy (add'l)

Columbia HY Bond — Sold

Columbia HY Bond — Buy

FidAdvHIFdClI — Int/Div — Buy

P Morgan HY Bond — Int/Div — Sold (part)

P Morgan HY Bond — Sold

P Morgan HY Bond — Buy

P Morgan HY Bond — Sold (part)

P Morgan HY Bond — Buy

Northem HY Fixed Inc — Int/Div — Sold (part)

Northem HY Fixed Inc — Sold

TIAA-CREF HY Fund — Int/Div — Sold (part)

TIAA-CREF HY Fund — Sold

R/O IRA #A (H)

Fidelity Gov't MM Daily Money Fund (R/ O IRA #1A) — Int/Div

Am Cent Eq Inc — Int/Div — Buy

William Blair Small Mid Cap Grth — Int/Div — Sold

Core Fixed Income — Int/Div — Sold (part)

Core Fixed Income — Sold

Federated Strat Income — Int/Div — Sold

Fid Small Cap Idx — Int/Div — Buy

Fid Covington TR VLU ETF — Int/Div — Buy

Fid Covington TR VLU ETF — Buy (add'l)

Fid Adv Growth Opp — Int/Div — Buy

Horizon Def"d Risk — Int/Div — Buy

Horizon Active Risk — Int/Div — Buy

Horizon Active Risk — Buy (add'l)

Horizon Active Asset Alloc — Sold

Am Cent High Income — Int/Div — Buy

PM Hedged Equity Fund SEI — Int/Div — Buy

Invesco Act Mg'd ETF — Int/Div — Buy

P Morgan ETF Ultra Sht — Int/Div — Buy

P Morgan ETF Ultra Sht — Sold

Prudential HY Z — Int/Div — Buy

Prudential HY Z — Buy (add'l)

Prudential HY Z — Sold

PruGIM — Int/Div — Buy

PruGIM — Sold

PIMCO Income — Int/Div — Sold

PIMCO Corp and Inc — Int/Div — Buy

PIMCO Corp and Inc — Sold

IShares TR Russell — Int/Div — Sold

IShares Inc Min Vol GBL — Int/Div — Buy

SPDR S&P 600 Small Cap — Int/Div — Sold

Trans Am Flex Inc — Int/Div — Buy

Roth IRA(H)

United Development Funding IV — Int/Div

R/O IRA # (H)

Fidelity Gov't MM Daily Money Fund (R/ 0O IRA) — Int/Div

American Funds Fundamental Inv — Int/Div

American Funds Growth — Int/Div

AmFunds Income Fund America — Int/Div

Simple IRA #1 (H)

American Funds as below

American Mutual Fund A — Int/Div — Buy (add'l)

American Mutual Fund A — Buy (add'l)

American Mutual Fund A — Buy (add'l)

American Mutual Fund C — Int/Div

Fundamental Investors — Int/Div — Buy (add'l)

Fundamental Investors — Buy (add'l)

Fundamental Investors — Buy (add'l)

Fundamental Investors — Buy (add'l)

Fundamental Investors — Buy (add'l)

Fundamental Investors — Buy (add'l)

Fundamental Investors — Buy (add'l)

Capital Income Builder — Int/Div

Growth Fund of America A — Int/Div — Buy

Growth Fund America C — Int/Div

Capital World Growth — Int/Div — Buy (add'l)

Emprise Bank Cash Accounts — Interest

CrossFirst Bank Cash Accounts — Interest

Citizens Bank Saving — Interest

Leaming Quest 529 Fund Short-term (American Century) — Int/Div

Vanguard MMA — Int/Div

Northwestern Mutual Whole Life #1 — Int/Div

Northwestern Mutual Whole Life #2 — Int/Div

Northwestern Mutual Whole Life #3 — Int/Div

Realty LLC — Distribution

Emerald Farms--X — Distribution

Bulls & Bears Investment Club (H)--see Part VIII

Alphabet A — Int/Div

Alphabet C — Int/Div

Amazon — Int/Div

Apple — Int/Div

Amgen — Int/Div

Bank of America — Int/Div

Boeing — Int/Div

Citi--X — Int/Div

Dow Dupont--X — Int/Div — Sold

General Dynamics — Int/Div

Gray TV--X — Int/Div

Northrup Grumman — Int/Div

Illumina Inc--X — Int/Div — Sold

P Morgan — Int/Div

Micron--X — Int/Div

Microsoft--X — Int/Div

Northrup Grumman--X — Int/Div

OKTA Inc — Int/Div

Phillips 66 — Int/Div

Raytheon — Int/Div

Spirit Aviation — Int/Div

Union Pacific — Int/Div

Walt Disney — Int/Div — Buy

Williams Co — Int/Div

President, Kansas University Alumni Association Wichita Network

Advisory Board Member, Wichita Y MCA East Branch

Reimbursement — Kansas Bar Association — 4/11/2019 — Topeka. KS — KBA Bky Seminar — travel

Part 7--Bulls & Bears Investment Club: The following assets were not of reportable amounts before 2019, but appreciated such that they became reportable as of

12/31/19: Citi, Gray Television, Micron, Microsoft, and Northrup Grumman. Illumina was acquired prior to 2019, but was not of reportable value until July of

2019 when the club's position was sold in a reportable amount.