Roberto Antonio Lange
2019
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Pull out the substance of this filing.
What was filed
22
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
Named parties
- Eastman Lange LLC
As filed
Eastman Lange LLC — None
New York Life universal policy from 1992 — Int/Div
New York Life universal policy from 1995 — Int/Div
First Bank & Trust account — Interest
Mermill Lynch IRA brokerage account
Assured Guaranty 7/1/24 bond (A G024) — Interest
First Capital Strength ETF (1 CS) — Int/Div — Buy
Goldman Sachs 6/15/20 bond (GS20B) — Interest
HSBC 3/08/21 bond (HSBC21A) — Interest
Nuveen Real Estate Securities (FARCX) — Int/Div — Sold (part)
USD Aspen Ins. 11/15/23 bond (AHL23) — Interest
Vanguard Total Stock Market (VTI) — Int/Div — Buy (add'l)
Wellpoint 5/15/22 bond (ANTM22) — Interest
Wells Fargo 2/13/23 bond (WFC23) — Interest
Meill Lynch tax free bond acct (reconstituted in 2013: see notes)
Oppenheimer Senior Class C (OOSCX) — Int/Div
Loomis Sayles Strategic (NECZX) — Int/Div
Current 529 Plans (Y) (absolutely no control: see notes)
Scholar's Choice 529 Plan-- 1 — Int/Div
Scholar's Choice 529 Plan 3 — Int/Div
Scholar’s Choice 529 Plan-- 3 — Int/Div
Lesiopyl and [I and — None
Member, Eastman Lange LLC
Line items 5 through 14 of Part VII are part of one Merrill Lynch account that is an Individual Retirement Account ("IRA"). That IRA account was opened in late
2009 and funded at the inception of 2010 with monies from liquidation of Judge Lange's 401(k) account from his previous employment with Davenport, Evans,
Hurwitz & Smith LLP. An effort has been made to simplify investments in this account so as to simplify this annual disclosure.
Line items 15 through 17 of Part VII were part of a Merrill Lynch tax free bond portfolio that Judge Lange opened on July 25, 2011, with proceeds form sale of his
interest in a residence in Lincoln County, South Dakota.
Line items 18 through 21 of Part VII disclose 529 college savings plans in existence since 2004 for the benefit of Judge Lange's
. Judge Lange originally
opened these at Merrill Lynch, but they later were moved to Scholar's Choice without Judge Lange's involvement. The custodian on the account and the account
owner is not Judge Lange, but the
of the
. Disclosure of the 529 Plans were overlooked prior to the disclosure of 2011. The original 529 Plans
were replaced through transactions on April 9 and 13, 2012, establishing new 529 Plans with the same funds. Judge Lange has no investment control over his
529 Plans, and is neither custodian nor account owner. The effort in disclosing those plans is both for the sake of utter completeness in this disclosure
and continuity in the annual disclosures.
Line item 22 references a loan made by Judge Lange in September of 2016 to his
,
and.
to assist them and their
. Value method code "V" is used as the value is considered to be the amount owed under a promissory note.
Judge Lange revised his Merrill Lynch investment approach substantially in 2016 to simplify and streamline this disclosure.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.